SEC Form 4 · accession 0001127602-18-028506

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 26, 2018

Accepted (ET)

Sep 28, 2018 · 3:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Sep 26, 2018	P	267	$63.6859	A	4,082	D
Class A Common Stock^F1,F2	Sep 26, 2018	P	1	$62.86	A	142	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Sep 27, 2018	P	534	$62.4292	A	4,616	D
Class A Common Stock^F1,F3	Sep 27, 2018	P	2	$62.43	A	144	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	holding	—	—		—	26,119	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	46,182	I	Reporting Person?s proportionate interests in shares held by Rankin Associates IV.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	747	747	D

F1Shares purchased pursuant to 10b5-1 plan
F22018-Sept-26 -Block 1 Weighted Average- Share Price represents average price between $62.45 and $63.31.
F32018-Sept-27- Share Price represents average price between $62.30 and $62.55.
F4N/A