SEC Form 4 · accession 0000902664-18-003568
STONEMOR PARTNERS LP · STON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 3, 2018
Accepted (ET)
Sep 28, 2018 · 11:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Aug 3, 2018 | P | 6,848 | $4.3547 | A | 6,657,461 | I | See footnotes |
| Common UnitsF1,F2 | Aug 6, 2018 | P | 7,200 | $4.4869 | A | 6,664,661 | I | See footnotes |
| Common UnitsF1,F2 | Aug 7, 2018 | P | 1,520 | $4.50 | A | 6,666,181 | I | See footnotes |
| Common UnitsF1,F2 | Aug 8, 2018 | P | 400 | $4.50 | A | 6,666,581 | I | See footnotes |
| Common UnitsF1,F2 | Aug 9, 2018 | P | 12,800 | $4.4651 | A | 6,679,381 | I | See footnotes |
| Common UnitsF1,F2 | Aug 13, 2018 | P | 400 | $4.50 | A | 6,679,781 | I | See footnotes |
| Common UnitsF1,F2 | Aug 15, 2018 | P | 640 | $4.50 | A | 6,680,421 | I | See footnotes |
| Common UnitsF1,F2 | Aug 20, 2018 | P | 2,176 | $4.4795 | A | 6,682,597 | I | See footnotes |
| Common UnitsF1,F2 | Aug 27, 2018 | P | 10,717 | $4.4902 | A | 6,693,314 | I | See footnotes |
| Common UnitsF1,F2 | Aug 28, 2018 | P | 4,240 | $4.4951 | A | 6,697,554 | I | See footnotes |
| Common UnitsF1,F2 | Aug 29, 2018 | P | 3,308 | $4.4917 | A | 6,700,862 | I | See footnotes |
| Common UnitsF1,F2 | Aug 30, 2018 | P | 2,044 | $4.4973 | A | 6,702,906 | I | See footnotes |
| Common UnitsF1,F2 | Aug 31, 2018 | P | 1,571 | $4.4901 | A | 6,704,477 | I | See footnotes |
| Common UnitsF1,F2 | Sep 4, 2018 | P | 20,000 | $4.4595 | A | 6,724,477 | I | See footnotes |
| Common UnitsF1,F2 | Sep 5, 2018 | P | 13,772 | $4.4736 | A | 6,738,249 | I | See footnotes |
| Common UnitsF1,F2 | Sep 6, 2018 | P | 20,000 | $4.4534 | A | 6,758,249 | I | See footnotes |
| Common UnitsF1,F2 | Sep 7, 2018 | P | 10,478 | $4.4193 | A | 6,768,727 | I | See footnotes |
| Common UnitsF1,F2 | Sep 10, 2018 | P | 19,200 | $4.5398 | A | 6,787,927 | I | See footnotes |
| Common UnitsF1,F2 | Sep 11, 2018 | P | 9,795 | $4.485 | A | 6,797,722 | I | See footnotes |
| Common UnitsF1,F2 | Sep 12, 2018 | P | 10,400 | $4.4448 | A | 6,808,122 | I | See footnotes |
| Common UnitsF1,F2 | Sep 13, 2018 | P | 16,071 | $4.4887 | A | 6,824,193 | I | See footnotes |
| Common UnitsF1,F2 | Sep 14, 2018 | P | 20,000 | $4.435 | A | 6,844,193 | I | See footnotes |
| Common UnitsF1,F2 | Sep 17, 2018 | P | 6,420 | $4.3358 | A | 6,850,613 | I | See footnotes |
| Common UnitsF1,F2 | Sep 18, 2018 | P | 14,400 | $4.4726 | A | 6,865,013 | I | See footnotes |
| Common UnitsF1,F2 | Sep 18, 2018 | P | 4,640 | $4.4967 | A | 6,869,653 | I | See footnotes |
| Common UnitsF1,F2 | Sep 19, 2018 | P | 2,320 | $4.4665 | A | 6,871,973 | I | See footnotes |
| Common UnitsF1,F2 | Sep 19, 2018 | P | 800 | $4.485 | A | 6,872,773 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.
- F2Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.