Daily feed · SEC Form 4 filings

All insider purchases — Sep 25, 2017

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

41 filings · trading day Sep 25, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 5, 2017 PForm 4 →	Sep 25, 3:15 pm EDT	Apollo Endosurgery, Inc.APEN	Rick D AndersonDirector, 10% Owner	176,000	$3.89	$685,390	1,266,909	+16.1%	plan? late
Sep 5, 2017 PForm 4 →	Sep 25, 3:23 pm EDT	Apollo Endosurgery, Inc.APEN	Matthew S CrawfordDirector, 10% Owner	176,000	$3.89	$685,390	1,266,909	+16.1%	plan? late
Sep 5, 2017 PForm 4 →	Sep 25, 3:50 pm EDT	Apollo Endosurgery, Inc.APEN	Sciences Ii L P Ptv +910% Owner	176,000	$3.89	$685,390	1,266,909	+16.1%	plan? late
Sep 20, 2017 PForm 4 →	Sep 22, 4:51 pm EDT	Granite Point Mortgage Trust Inc.GPMT	TWO HARBORS INVESTMENT CORP. +210% Owner	30,655	$18.84	$577,627	33,298,700	+0.09%	plan?
Sep 22, 2017 PForm 4 →	Sep 25, 3:06 pm EDT	Firsthand Technology Value Fund, Inc.SVVC	Kevin M LandisPresident and CEO, Director	39,016	$9.00	$351,144	39,016	—	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 5:00 pm EDT	SMTC CORPSMTX	Red Oak Partners, LLC +110% Owner	124,700	$1.29	$161,146	540,979	+30.0%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:07 pm EDT	First Internet BancorpINBK	David B BeckerChairman, President and CEO, Director	5,000	$30.02	$150,100	250,193	+2.04%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:07 pm EDT	HENNESSY ADVISORS INCHNNA	Brian A HennessyDirector	5,000	$15.44	$77,191	295,821	+1.72%	plan?
Sep 21, 2017 PForm 4 →	Sep 22, 5:24 pm EDT	HOPFED BANCORP INCHFBC	Clay SmithDirector	4,500	$14.20	$63,900	16,580	+37.3%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:06 pm EDT	First Internet BancorpINBK	Jerry L. WilliamsDirector	2,100	$30.05	$63,105	16,000	+15.1%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:00 pm EDT	General Finance CORPGFN	Ronald ValentaChief Executive Officer, Director, 10% Owner	12,000	$5.04	$60,520	4,583,076	+0.26%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:42 pm EDT	CHIASMA, INCCHMA	Scott MinickDirector	25,000	$2.37	$59,259	59,220	+73.1%	plan?
Sep 18, 2017 PForm 4 →	Sep 25, 11:29 am EDT	FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEYFREVS	Donald W BarneyPresident, CFO	3,600	$15.53	$55,920	180,971	+2.03%	plan? late
Sep 21, 2017 PForm 4 →	Sep 22, 5:19 pm EDT	Steadfast Alcentra Global Credit Fundno symbol	Michael TamascoPresident	6,053	$9.16	$55,443	6,053	—	plan?
Sep 22, 2017 PForm 4 →	Sep 25, 11:22 am EDT	WILLIAMS PARTNERS L.P.WPZ	H Brent AustinDirector	1,000	$38.66	$38,660	9,958	+11.2%	plan?
Sep 21, 2017 PForm 4 →	Sep 22, 4:26 pm EDT	MOBIVITY HOLDINGS CORP.MFON	Thomas B AkinDirector, 10% Owner	23,600	$0.9839	$23,220	2,961,626	+0.80%	plan?
Sep 25, 2017 PForm 4 →	Sep 25, 2:10 pm EDT	Duff & Phelps Global Utility Income Fund Inc.DPG	Eric ElvekrogVP & Chief Investment Officer	1,400	$16.11	$22,554	7,291	+23.8%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 5:52 pm EDT	Nuveen Credit Strategies Income FundJQC	Gifford R ZimmermanSecretary	2,500	$8.32	$20,798	2,500	—	plan?
Sep 22, 2017 PForm 4 →	Sep 25, 3:14 pm EDT	Gabelli Healthcare & WellnessRx TrustGRX	Jeffrey J. Jonas Jr.Director	2,000	$10.06	$20,120	13,667	+17.1%	plan?
Sep 22, 2017 PForm 4 →	Sep 22, 5:40 pm EDT	KINGSWAY FINANCIAL SERVICES INCKFS	Joseph StilwellDirector, 10% Owner	2,500	$5.86	$14,650	3,933,223	+0.06%	plan?
Sep 18, 2017 PForm 4 →	Sep 22, 5:48 pm EDT	CENTURY BANCORP INCCNBKA	James J Filler10% Owner	200	$68.50	$13,700	579,831	+0.03%	plan? late
Sep 20, 2017 PForm 4 →	Sep 22, 4:23 pm EDT	SUMMER ENERGY HOLDINGS INCSUME	Jaleea Pyle GeorgeCFO, Secretary, Director	2,900	$2.43	$7,047	81,838	+3.67%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:25 pm EDT	SUMMER ENERGY HOLDINGS INCSUME	Angela HanleyPresident	2,900	$2.43	$7,047	81,838	+3.67%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:26 pm EDT	SUMMER ENERGY HOLDINGS INCSUME	Neil LeibmanChief Executive Officer, Director, 10% Owner	2,900	$2.43	$7,047	81,838	+3.67%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 4:27 pm EDT	SUMMER ENERGY HOLDINGS INCSUME	Tom Davis OlearyDirector, 10% Owner	2,900	$2.43	$7,047	81,838	+3.67%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:47 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Ross Jay KariDirector	61	$99.16	$6,000	751	+8.76%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:49 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Ann B LaneDirector	45	$99.16	$4,500	563	+8.76%	plan?
Sep 22, 2017 PForm 4 →	Sep 25, 3:56 pm EDT	StoneCastle Financial Corp.BANX	Joshua S. SiegelCEO, Director	200	$20.33	$4,067	6,507	+3.17%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 9:34 am EDT	NATIONAL SECURITY GROUP INCNSEC	Donald S PittmanDirector	300	$13.02	$3,907	30,600	+0.99%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:46 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Ashok N BakhruDirector	30	$99.16	$3,000	376	+8.76%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:50 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Brendan McGovernSee Remarks	30	$99.16	$3,000	376	+8.76%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 9:37 am EDT	PEN INC.PENC	Ronald J BermanDirector	1,867	$1.53	$2,848	249,241	+0.75%	plan?
Sep 20, 2017 PForm 4 →	Sep 22, 6:56 pm EDT	Ampio Pharmaceuticals, Inc.AMPE	Philip H CoelhoDirector	4,000	$0.598	$2,392	94,727	+4.41%	plan?
Sep 22, 2017 PForm 4 →	Sep 25, 3:49 pm EDT	SOLITARIO ZINC CORP.XPL	Christopher E HeraldPresident & CEO, Director	3,000	$0.686	$2,058	1,526,000	+0.20%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:45 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Jaime ArdilaDirector	15	$99.16	$1,500	188	+8.76%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:46 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Janet F ClarkDirector	15	$99.16	$1,500	188	+8.77%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:52 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Jon YoderChief Operating Officer	15	$99.16	$1,500	188	+8.76%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:48 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Jonathan LammSee Remarks	8	$99.16	$750	94	+8.75%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:49 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Salvatore LentiniExecutive Vice President	8	$99.16	$750	94	+8.75%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:51 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	Katherine UniackeDirector	8	$99.16	$750	94	+8.75%	plan?
Sep 21, 2017 PForm 4 →	Sep 25, 1:53 pm EDT	Goldman Sachs Private Middle Market Credit LLCno symbol	David YuSee Remarks	8	$99.16	$750	94	+8.75%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.