SEC Form 4 · accession 0001140361-17-036222
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Hennessy
Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2017 | P | 3,500 | $15.4397 | A | 294,321 | D | |
| Common StockF2 | Sep 21, 2017 | P | 1,500 | $15.4348 | A | 295,821 | D | |
| Common Stock | holding | — | — | — | 12,655 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually ranged from $15.32 to $15.4999.
- F2The price in Column 4 is a weighted average price. The prices actually ranged from $15.30 to $15.4993.