Daily feed · SEC Form 4 filings
Significant insider purchases — Oct 18, 2018
Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Oct 16, 2018 PForm 4 → | Oct 18, 3:35 pm EDT | TORTOISE MLP FUND, INC.NTG | PRUDENTIAL FINANCIAL INC +110% Owner | 48,880,000 | $8,224,223.04 | $402,000,022,000,000 | — | — | plan? |
| Aug 28, 2017 PForm 4 → | Oct 18, 2018, 12:16 pm EDT | City National Rochdale Select Strategies FundCNRLX | James R. WolfordDirector | 42,597,156 | $9.93 | $423,000,000 | 42,597,156 | — | plan? late |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:10 pm EDT | Allogene Therapeutics, Inc.ALLO | TPG Group Holdings (SBS) Advisors, Inc. +210% Owner | 675,000 | $18.00 | $12,150,000 | 23,135,061 | +3.01% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 9:11 pm EDT | FREDS INCFRED | Alden Global Capital LLC +210% Owner | 1,150,000 | $2.66 | $3,061,069 | 10,425,000 | +12.4% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 8:15 am EDT | Golub Capital BDC 3, Inc.no symbol | Lawrence E GolubChairman, Director | 75,021 | $15.00 | $1,125,315 | 34,068 | — | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 8:17 am EDT | Golub Capital BDC 3, Inc.no symbol | David GolubPresident and CEO, Director | 75,021 | $15.00 | $1,125,315 | 34,068 | — | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:17 pm EDT | Allogene Therapeutics, Inc.ALLO | PFIZER INC10% Owner | 55,556 | $18.00 | $1,000,008 | 22,032,040 | +0.25% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 6:01 pm EDT | GCP Applied Technologies Inc.GCP | Dalbergia Investments LLC +510% Owner | 31,957 | $25.38 | $811,172 | 5,415,838 | +0.59% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:30 pm EDT | Allogene Therapeutics, Inc.ALLO | David D ChangPresident and CEO, Director | 40,000 | $18.00 | $720,000 | 1,995,625 | +2.05% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:29 pm EDT | Allogene Therapeutics, Inc.ALLO | Arie BelldegrunDirector, 10% Owner | 35,000 | $18.00 | $630,000 | 35,000 | — | plan? amended |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:32 pm EDT | Allogene Therapeutics, Inc.ALLO | Franz B HumerDirector | 30,000 | $18.00 | $540,000 | 30,000 | — | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:32 pm EDT | Allogene Therapeutics, Inc.ALLO | Owen N. WitteDirector | 15,000 | $18.00 | $270,000 | 198,750 | +8.16% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 17, 4:22 pm EDT | FIRST HORIZON NATIONAL CORPFHN | David T PopwellPresident-Banking | 15,750 | $15.88 | $250,077 | 298,942 | +5.56% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:36 pm EDT | RPM INTERNATIONAL INC/DE/RPM | John M BallbachDirector | 3,360 | $59.53 | $200,018 | 13,260 | +33.9% | plan? amended |
| Oct 17, 2018 PForm 4 → | Oct 17, 8:09 pm EDT | SOLIGENIX, INC.SNGX | Mark E. PearsonDirector | 170,000 | $1.16 | $197,200 | 2,500,000 | +7.30% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 18, 3:38 pm EDT | COMMUNITY TRUST BANCORP INC /KY/CTBI | Franky MinnifieldOther | 2,275 | $44.64 | $101,563 | 3,305 | +221% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 9:30 pm EDT | Farmland Partners Inc.FPI | Chris A DowneyDirector | 15,395 | $6.27 | $96,598 | 63,313 | +32.1% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:10 pm EDT | Sterling Real Estate Trustno symbol | Richard SavageauOther | 3,864 | $17.70 | $68,416 | 25,620 | +17.8% | plan? |
| Oct 16, 2018 PForm 4/A → | Oct 18, 2:36 pm EDT | PEN INC.PENC | Ronald J BermanDirector | 127,119 | $0.50 | $63,560 | 389,411 | +48.5% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 17, 6:15 pm EDT | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 3,468 | $16.30 | $56,534 | 91,288 | +3.95% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.