Daily feed · SEC Form 4 filings
Significant insider purchases — Nov 9, 2017
Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 6, 2017 PForm 4 → | Nov 8, 4:46 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 6,484,367 | $5.92 | $38,387,462 | 3,316,877,016 | +0.20% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:45 pm EST | American Assets Trust, Inc.AAT | Ernest S RadyChairman, CEO & President, Director, 10% Owner | 85,155 | $38.84 | $3,307,547 | 1,202,840 | +7.62% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 3:41 pm EST | VICON INDUSTRIES INC /NY/VII | Anita G Zucker10% Owner | 7,500,000 | $0.40 | $3,000,000 | 7,885,000 | +1,948% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:35 pm EST | SCHWAB CHARLES CORPSCHW | Walter W BettingerPresident and CEO, Director | 72,510 | $27.21 | $1,973,177 | 72,510 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 6:02 pm EST | Fortress Biotech, Inc.FBIO | Lindsay A Rosenwald M.D.PRESIDENT, CEO, Director, 10% Owner | 40,000 | $25.00 | $1,000,000 | 40,000 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:51 pm EST | Allena Pharmaceuticals, Inc.ALNA | HBM BioCapital II LP10% Owner | 71,428 | $14.00 | $999,992 | 1,638,330 | +4.56% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 3:01 pm EST | Accelerate Diagnostics, IncAXDX | Jack W SchulerDirector, 10% Owner | 50,000 | $18.73 | $936,500 | 1,343,642 | +3.87% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:52 pm EST | BIGLARI HOLDINGS INC.BH | Sardar Biglari +2Director, 10% Owner | 1,836 | $333.86 | $612,958 | 658,069 | +0.28% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:49 pm EST | MORGAN STANLEY EMERGING MARKETS FUND INCMSF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 33,268 | $17.52 | $582,855 | 347,754 | +10.6% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 7:20 pm EST | SunCoke Energy Partners, L.P.SXCP | Sun Coal & Coke LLC10% Owner | 28,200 | $17.89 | $504,420 | 27,684,527 | +0.10% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:15 pm EST | WILLIS TOWERS WATSON PLCWLTW | Michael J BurwellChief Financial Officer | 3,100 | $160.10 | $496,303 | 3,100 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:44 pm EST | DEXCOM INCDXCM | Steven R AltmanDirector | 10,000 | $49.61 | $496,100 | 33,502 | +42.5% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 5:23 pm EST | Tallgrass Energy Partners, LPTEP | David G Dehaemers Jr.President and CEO, Director | 10,000 | $46.35 | $463,500 | 441,487 | +2.32% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:46 pm EST | TICC Capital Corp.TICC | Jonathan H CohenChief Executive Officer, Director | 53,316 | $5.92 | $315,535 | 1,135,971 | +4.92% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:47 pm EST | TICC Capital Corp.TICC | Saul B RosenthalPresident and COO | 53,316 | $5.92 | $315,535 | 933,108 | +6.06% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 11:43 am EST | GENESIS ENERGY LPGEL | Sharilyn S GasawayDirector | 10,000 | $23.09 | $230,900 | 278,364 | +3.73% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:08 am EST | Cardtronics plcCATM | Edward H WestCFO and COO | 12,500 | $17.29 | $216,125 | 22,872 | +121% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:00 pm EST | Funko, Inc.FNKO | Charles D DensonDirector | 13,300 | $12.00 | $159,600 | 13,300 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:57 pm EST | CHIMERA INVESTMENT CORPCIM | Mohit MarriaChief Investment Officer | 6,625 | $17.89 | $118,521 | 29,236 | +29.3% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 9:13 am EST | Flexion Therapeutics IncFLXN | Michael D. ClaymanPresident and CEO, Director | 5,000 | $23.60 | $118,000 | 35,395 | +16.5% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 1:44 pm EST | BlackRock 2022 Global Income Opportunity TrustBGIO | Richard M RiederOther | 10,559 | $9.90 | $104,498 | 440,226 | +2.46% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 1:18 pm EST | Consolidated Communications Holdings, Inc.CNSL | Richard Anthony LumpkinDirector | 7,000 | $14.76 | $103,320 | 493,454 | +1.44% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 4:03 pm EST | Physicians Realty TrustDOC | Jeffrey TheilerExecutive Vice President & CFO | 5,634 | $17.76 | $100,060 | 109,451 | +5.43% | plan? |
| Nov 7, 2017 PForm 4/A → | Nov 8, 5:21 pm EST | TEJON RANCH COTRC | Geoffrey L StackDirector | 5,555 | $18.00 | $99,990 | 54,412 | +11.4% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 11:42 am EST | GENESIS ENERGY LPGEL | Ryan S SimsVice President | 4,300 | $23.25 | $99,975 | 4,300 | — | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 4:44 pm EST | CHANNELADVISOR CORPECOM | Mark CookChief Financial Officer | 10,000 | $8.80 | $88,000 | 153,445 | +6.97% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:13 am EST | Cardtronics plcCATM | Mark RossiDirector | 5,000 | $17.41 | $87,050 | 33,394 | +17.6% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 6:09 pm EST | TreeHouse Foods, Inc.THS | Gary Dale SmithDirector | 2,000 | $42.64 | $85,287 | 2,000 | — | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:10 am EST | Cardtronics plcCATM | Dennis LynchDirector | 5,000 | $17.00 | $85,000 | 27,485 | +22.2% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 9:57 am EST | MITEL NETWORKS CORPMITL | Richard D McBeeSee Remarks, Director | 10,000 | $8.00 | $79,998 | 277,647 | +3.74% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:09 pm EST | NRG ENERGY, INC.NRG | Barry T SmithermanDirector | 2,541 | $28.38 | $72,103 | 1,000 | — | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:54 pm EST | Willdan Group, Inc.WLDN | Raymond W Holdsworth Jr.Director | 2,500 | $25.73 | $64,325 | 60,688 | +4.30% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 6:00 pm EST | ECOLAB INC.ECL | David MacLennanDirector | 450 | $131.77 | $59,298 | 2,000 | +29.0% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 2:19 pm EST | BARINGS CORPORATE INVESTORSMCI | Susan B SweeneyOther | 3,500 | $15.80 | $55,300 | 6,980 | +101% | plan? amended |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:08 pm EST | Evoqua Water Technologies Corp.AQUA | Ronald C KeatingPresident & CEO, Director | 3,000 | $18.00 | $54,000 | 572,060 | +0.53% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 9:47 am EST | BLACKROCK MUNIYIELD FUND, INC.MYD | Theodore R Jaeckel Jr.Other | 3,500 | $14.37 | $50,293 | 11,005 | +46.6% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.