Company · CIK 0000820027 · SIC 6282 — Investment Advice · NYSE
AMERIPRISE FINANCIAL INC · AMP
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2017 AFMForm 4 → | Feb 7, 4:59 pm EST | William F TruscottCEO, Global Asset Management | 127,060 | $86.97 | $9,993,880 | 9,026 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 4:59 pm EST | James M CracchioloChairman and CEO, Director | 56,674 | $121.26 | $2,346,624 | 297,092 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 4:58 pm EST | Walter Stanley BermanExecutive VP and CFO | 18,410 | $121.26 | $759,573 | 27,586 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 4:58 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 3,030 | $121.26 | $111,074 | 15,328 | — | plan? |
| Feb 3, 2017 AFMForm 4 → | Feb 7, 4:58 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 47,872 | $87.68 | $3,712,895 | 22,153 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 4:57 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 6,745 | $121.26 | $266,044 | 21,338 | — | plan? |
| Feb 3, 2017 AFMForm 4 → | Feb 7, 4:57 pm EST | Randy KupperEVP Technology and CIO | 28,706 | $90.64 | $2,308,726 | 27,123 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 4:57 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 4,026 | $121.26 | $133,386 | 14,826 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 4:56 pm EST | Colin MooreEVP & Global CIO | 17,417 | $121.26 | $676,510 | 58,485 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:34 pm EST | James M CracchioloChairman and CEO, Director | 6,047 | $115.46 | $698,202 | 279,122 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:33 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 386 | $115.37 | $44,531 | 13,000 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:33 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 412 | $115.29 | $47,500 | 14,130 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:33 pm EST | Karen Wilson ThissenExecutive VP and GC | 171 | $115.08 | $19,679 | 2,982 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:32 pm EST | David Kent StewartSr Vice Pres and Controller | 126 | $115.03 | $14,494 | 17,018 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:32 pm EST | Kelli A HunterExec VP of Human Resources | 303 | $115.45 | $34,981 | 29,248 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:32 pm EST | Walter Stanley BermanExecutive VP and CFO | 1,998 | $115.45 | $230,672 | 21,704 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:31 pm EST | Colin MooreEVP & Global CIO | 1,604 | $115.49 | $185,241 | 52,226 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:31 pm EST | William F TruscottCEO, Global Asset Management | 1,665 | $115.62 | $192,515 | 9,026 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:30 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 613 | $115.64 | $70,885 | 13,517 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:29 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 532 | $115.39 | $61,388 | 18,981 | — | plan? |
| Feb 1, 2017 FForm 4 → | Feb 3, 4:29 pm EST | Randy KupperEVP Technology and CIO | 354 | $115.33 | $40,826 | 21,481 | — | plan? |
| Dec 21, 2016 GForm 4 → | Dec 22, 4:54 pm EST | John Carl JunekExec VP and General Counsel | 3,786 | — | — | 19,633 | — | plan? |
| Dec 15, 2016 SForm 4 → | Dec 19, 4:19 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 4,487 | $114.47 | $513,604 | 14,130 | −24.1% | plan? |
| Dec 5, 2016 GForm 4 → | Dec 9, 5:04 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 1,000 | — | — | 19,513 | — | plan? late |
| Nov 29, 2016 SForm 4 → | Dec 1, 4:47 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 1,864 | $112.63 | $209,950 | 14,542 | −11.4% | plan? |
| Nov 15, 2016 GForm 4 → | Nov 21, 5:30 pm EST | Randy KupperEVP Technology and CIO | 1,000 | — | — | 21,835 | — | plan? late |
| Nov 15, 2016 GForm 4 → | Nov 17, 4:29 pm EST | William F TruscottCEO, Global Asset Management | 8,950 | — | — | 38,310 | — | plan? |
| Nov 14, 2016 GForm 4 → | Nov 15, 4:55 pm EST | H Jay SarlesDirector | 2,000 | — | — | 8,609 | — | plan? |
| Sep 23, 2016 SForm 4 → | Sep 27, 4:53 pm EDT | Randy KupperEVP Technology and CIO | 4,129 | $100.81 | $416,263 | 22,835 | −15.3% | plan? |
| Sep 7, 2016 SForm 4 → | Sep 9, 4:21 pm EDT | John Carl JunekExec VP and General Counsel | 4,683 | $100.30 | $469,681 | 23,419 | −16.7% | plan? |
| Sep 7, 2016 FMForm 4 → | Sep 9, 4:21 pm EDT | John Carl JunekExec VP and General Counsel | 24,011 | $62.76 | $1,506,917 | 28,102 | — | plan? |
| Sep 7, 2016 SForm 4 → | Sep 9, 4:21 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 4,513 | $100.71 | $454,518 | 20,513 | −18.0% | plan? |
| Sep 7, 2016 FMForm 4 → | Sep 9, 4:21 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 33,347 | $74.36 | $2,479,682 | 25,026 | — | plan? |
| Aug 9, 2016 SForm 4 → | Aug 10, 4:44 pm EDT | Randy KupperEVP Technology and CIO | 5,686 | $96.91 | $551,052 | 26,964 | −17.4% | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:26 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 1,068 | $88.08 | $29,574 | 20,513 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:25 pm EDT | William F TruscottCEO, Global Asset Management | 3,026 | $88.08 | $82,866 | 12,653 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:23 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 1,315 | $88.08 | $37,566 | 18,617 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:22 pm EDT | David Kent StewartSr Vice Pres and Controller | 657 | $88.08 | $13,876 | 17,144 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:21 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 683 | $88.08 | $20,048 | 13,386 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:19 pm EDT | John Carl JunekExec VP and General Counsel | 1,196 | $88.08 | $33,138 | 23,419 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:18 pm EDT | Kelli A HunterExec VP of Human Resources | 749 | $88.08 | $20,086 | 29,551 | — | plan? |
| Jul 7, 2016 FMForm 4 → | Jul 11, 4:17 pm EDT | Walter Stanley BermanExecutive VP and CFO | 779 | $88.08 | $22,669 | 23,702 | — | plan? |
| Jun 29, 2016 PForm 4 → | Jun 30, 4:20 pm EDT | Lon R GreenbergDirector | 3,900 | $88.18 | $343,906 | 8,000 | +95.1% | plan? |
| Jun 1, 2016 SForm 4 → | Jun 2, 4:13 pm EDT | Kelli A HunterExec VP of Human Resources | 3,486 | $102.07 | $355,799 | 29,258 | −10.6% | plan? |
| May 17, 2016 SForm 4 → | May 18, 5:19 pm EDT | William F TruscottCEO, Global Asset Management | 10,300 | $95.98 | $988,635 | 46,116 | −18.3% | plan? |
| Mar 30, 2016 SForm 4 → | Apr 1, 4:48 pm EDT | Randy KupperEVP Technology and CIO | 3,069 | $95.73 | $293,780 | 32,650 | −8.59% | plan? |
| Feb 26, 2016 SForm 4 → | Mar 1, 4:43 pm EST | Walter Stanley BermanExecutive VP and CFO | 18,000 | $85.84 | $1,545,067 | 23,438 | −43.4% | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:45 pm EST | James M CracchioloChairman and CEO, Director | 3,205 | $82.79 | $265,342 | 285,169 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:45 pm EST | Walter Stanley BermanExecutive VP and CFO | 1,078 | $82.79 | $89,248 | 41,438 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:45 pm EST | William F TruscottCEO, Global Asset Management | 979 | $82.79 | $81,051 | 12,653 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:44 pm EST | Colin MooreEVP & Global CIO | 927 | $82.79 | $76,746 | 53,830 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:44 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 475 | $82.79 | $39,325 | 18,155 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:44 pm EST | John Carl JunekExec VP and General Counsel | 391 | $82.79 | $32,371 | 22,975 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:44 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 396 | $82.79 | $32,785 | 20,117 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:43 pm EST | Randy KupperEVP Technology and CIO | 243 | $82.79 | $20,118 | 35,719 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:43 pm EST | Kelli A HunterExec VP of Human Resources | 262 | $82.79 | $21,691 | 32,744 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:43 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 267 | $82.79 | $22,105 | 13,158 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:42 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 217 | $82.79 | $17,965 | 16,406 | — | plan? |
| Feb 7, 2016 FForm 4 → | Feb 9, 5:42 pm EST | David Kent StewartSr Vice Pres and Controller | 59 | $82.79 | $4,885 | 16,802 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:28 pm EST | James M CracchioloChairman and CEO, Director | 104,130 | $83.06 | $3,165,346 | 288,374 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:28 pm EST | William F TruscottCEO, Global Asset Management | 34,240 | $83.06 | $982,082 | 14,843 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:27 pm EST | Walter Stanley BermanExecutive VP and CFO | 33,817 | $83.06 | $1,023,365 | 42,516 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:27 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 14,900 | $83.07 | $444,075 | 18,630 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:27 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 11,973 | $82.99 | $340,515 | 20,513 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:27 pm EST | Kelli A HunterExec VP of Human Resources | 8,391 | $82.99 | $231,288 | 33,006 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:27 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 7,656 | $82.99 | $228,876 | 13,425 | — | plan? |
| Feb 4, 2016 FForm 4 → | Feb 8, 4:26 pm EST | Colin MooreEVP & Global CIO | 1,181 | $85.47 | $100,940 | 54,757 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:26 pm EST | John Carl JunekExec VP and General Counsel | 13,454 | $83.01 | $384,846 | 23,366 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:26 pm EST | Randy KupperEVP Technology and CIO | 8,131 | $82.97 | $217,299 | 35,962 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 4:26 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 5,903 | $83.00 | $185,016 | 16,623 | — | plan? |
| Feb 4, 2016 FForm 4 → | Feb 8, 4:26 pm EST | David Kent StewartSr Vice Pres and Controller | 96 | $85.47 | $8,205 | 16,861 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:06 pm EST | James M CracchioloChairman and CEO, Director | 21,554 | $83.94 | $250,729 | 260,460 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:06 pm EST | Walter Stanley BermanExecutive VP and CFO | 7,063 | $83.94 | $81,338 | 33,341 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:06 pm EST | Colin MooreEVP & Global CIO | 6,136 | $83.94 | $66,648 | 55,938 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:05 pm EST | William F TruscottCEO, Global Asset Management | 6,001 | $83.94 | $72,524 | 17,458 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:05 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 2,994 | $83.94 | $34,331 | 14,422 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:05 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 2,721 | $83.94 | $20,985 | 16,746 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:05 pm EST | John Carl JunekExec VP and General Counsel | 2,630 | $83.94 | $19,978 | 19,184 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:05 pm EST | Randy KupperEVP Technology and CIO | 2,238 | $83.94 | $13,850 | 33,069 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:05 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 1,763 | $83.94 | $14,186 | 11,285 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:04 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 1,768 | $83.94 | $15,529 | 15,178 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:04 pm EST | Kelli A HunterExec VP of Human Resources | 1,744 | $83.94 | $13,514 | 30,189 | — | plan? |
| Feb 1, 2016 AFForm 4 → | Feb 3, 5:04 pm EST | David Kent StewartSr Vice Pres and Controller | 769 | $83.94 | $4,281 | 16,957 | — | plan? |
| Feb 1, 2016 PForm 4 → | Feb 3, 4:25 pm EST | H Jay SarlesDirector | 2,000 | $89.52 | $179,034 | 12,609 | +18.9% | plan? |
| Oct 29, 2015 PForm 4 → | Mar 17, 2017, 11:36 am EDT | Robert Francis Sharpe Jr.Director | 180 | $97.96 | $17,633 | 11,180 | +1.64% | plan? late |
| Aug 11, 2015 PForm 4 → | Aug 13, 12:00 pm EDT | Blixt Dianne NealDirector | 800 | $122.96 | $98,368 | 1,000 | +400% | plan? |
| Aug 11, 2015 GForm 4 → | Aug 13, 12:00 pm EDT | Randy KupperEVP Technology and CIO | 1,161 | — | — | 31,161 | — | plan? |
| Jul 9, 2015 FMForm 4 → | Jul 13, 5:05 pm EDT | Walter Stanley BermanExecutive VP and CFO | 758 | $123.09 | $30,848 | 28,216 | — | plan? |
| Jul 9, 2015 FMForm 4 → | Jul 13, 5:04 pm EDT | David Kent StewartSr Vice Pres and Controller | 640 | $123.09 | $18,880 | 16,290 | — | plan? |
| Jul 9, 2015 FMForm 4 → | Jul 13, 5:04 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 1,525 | $123.09 | $60,669 | 12,246 | — | plan? |
| Jul 9, 2015 FMForm 4 → | Jul 13, 5:04 pm EDT | William F TruscottCEO, Global Asset Management | 3,960 | $123.09 | $151,752 | 14,236 | — | plan? |
| Jul 9, 2015 FMForm 4 → | Jul 13, 5:04 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 1,249 | $123.09 | $48,506 | 14,525 | — | plan? |
| Jul 9, 2015 FMForm 4 → | Jul 13, 5:04 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 711 | $123.09 | $29,173 | 9,860 | — | plan? |
| Jun 23, 2015 SForm 4 → | Jun 25, 5:10 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 9,042 | $129.40 | $1,170,017 | 11,707 | −43.6% | plan? |
| Jun 11, 2015 SForm 4 → | Jun 15, 5:02 pm EDT | James M CracchioloChairman and CEO, Director | 700 | $130.25 | $91,175 | 244,880 | −0.29% | plan? |
| Jun 11, 2015 FMForm 4 → | Jun 15, 5:02 pm EDT | James M CracchioloChairman and CEO, Director | 165,608 | $74.08 | $12,268,442 | 245,580 | — | plan? |
| Jun 11, 2015 SForm 4 → | Jun 15, 5:02 pm EDT | Walter Stanley BermanExecutive VP and CFO | 13,003 | $129.97 | $1,689,966 | 27,959 | −31.7% | plan? |
| Jun 11, 2015 FMForm 4 → | Jun 15, 5:02 pm EDT | Walter Stanley BermanExecutive VP and CFO | 149,259 | $83.14 | $12,408,814 | 40,962 | — | plan? |
| May 19, 2015 SForm 4 → | May 21, 4:46 pm EDT | David Kent StewartSr Vice Pres and Controller | 114 | $129.15 | $14,723 | 15,957 | −0.71% | plan? |
| May 19, 2015 FMForm 4 → | May 21, 4:46 pm EDT | David Kent StewartSr Vice Pres and Controller | 1,956 | $117.75 | $230,324 | 16,071 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2015 AMForm 4 → | Feb 10, 5:05 pm EST | John Carl JunekExec VP and General Counsel | 6,187 | $134.79 | $73,650 | 13,551 | — | |
| Feb 6, 2015 AMForm 4 → | Feb 10, 5:05 pm EST | William F TruscottCEO, Global Asset Management | 65,685 | $134.79 | $184,900 | 0 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:04 pm EST | James M CracchioloChairman and CEO, Director | 4,335 | $134.79 | $584,250 | 117,664 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:04 pm EST | Walter Stanley BermanExecutive VP and CFO | 1,410 | $134.79 | $190,000 | 36,989 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:04 pm EST | Donald E FroudePres., Personal Advisors Group | 864 | $134.79 | $116,400 | 29,836 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:04 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 640 | $134.79 | $86,200 | 3,276 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:04 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 532 | $134.79 | $71,700 | 2,712 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:04 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 112 | $134.79 | $15,137 | 377 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:03 pm EST | Randy KupperEVP Technology and CIO | 432 | $134.79 | $58,200 | 877 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:03 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 343 | $134.79 | $46,300 | 1,655 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:02 pm EST | David Kent StewartSr Vice Pres and Controller | 93 | $134.79 | $12,500 | 11,745 | — | |
| Feb 6, 2015 AForm 4 → | Feb 10, 5:00 pm EST | Kelli A HunterExec VP of Human Resources | 366 | $134.79 | $49,400 | 1,922 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:11 pm EST | William F TruscottCEO, Global Asset Management | 58,874 | — | — | 58,874 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:11 pm EST | James M CracchioloChairman and CEO, Director | 186,058 | — | — | 186,058 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:10 pm EST | Walter Stanley BermanExecutive VP and CFO | 60,506 | — | — | 60,506 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:10 pm EST | Colin MooreEVP & Global CIO | 54,655 | — | — | 54,655 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:10 pm EST | Donald E FroudePres., Personal Advisors Group | 37,060 | — | — | 37,060 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:10 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 27,466 | — | — | 27,466 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:09 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 22,809 | — | — | 22,809 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:06 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 13,733 | — | — | 13,733 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:06 pm EST | Randy KupperEVP Technology and CIO | 18,510 | — | — | 18,510 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:06 pm EST | Kelli A HunterExec VP of Human Resources | 15,723 | — | — | 15,723 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:06 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 14,768 | — | — | 14,768 | — | |
| Feb 2, 2015 AForm 4 → | Feb 4, 6:05 pm EST | David Kent StewartSr Vice Pres and Controller | 3,343 | — | — | 3,343 | — | |
| Feb 2, 2015 AMForm 4 → | Feb 4, 6:05 pm EST | John Carl JunekExec VP and General Counsel | 29,087 | — | — | 5,641 | — | |
| Jan 23, 2015 MForm 4 → | Jan 27, 4:17 pm EST | John Carl JunekExec VP and General Counsel | 16,923 | — | — | 11,282 | — |