SEC Form 4 · accession 0001179110-17-004781

AMERIPRISE FINANCIAL INC · AMP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 29, 2015

Accepted (ET)

Mar 17, 2017 · 11:36 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000820027

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Oct 29, 2015	P	30	$115.536	A	11,030	D
Common Stock^F2	Mar 8, 2016	P	80	$89.698	A	11,110	D
Common Stock^F2	Jun 16, 2016	P	35	$99.193	A	11,145	D
Common Stock^F2	Oct 6, 2016	P	35	$100.561	A	11,180	D

No Table II lines on this filing.

F1The reporting person's purchase of Ameriprise common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 30 shares, with the reporting person's sale of shares of Ameriprise common stock at a price of $128.5833 per share on May 19, 2015. The reporting person has agreed to pay promptly to Ameriprise $391.42, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs, or such other amount as may be legally due.
F2Reflects shares acquired through a discretionary brokerage account. The reporting person's Form 4 reports filed between the dates of these acquisitions and the date of this report understated his total holdings by the corresponding amount of shares.