SEC Form 4 · accession 0001179110-16-031622
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Jay Sarles
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | G | 2,000 | $0.00 | D | 8,609 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person made an in-kind charitable gift to a not for profit charitable organization.