SEC Form 4 · accession 0001179110-16-031778
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Truscott
Officer — CEO, Global Asset Management
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | G | 8,950 | $0.00 | D | 38,310 | I | By LLC |
| Common Stock | holding | — | — | — | 12,653 | D | ||
| Common StockF2 | holding | — | — | — | 266 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.
- F2Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 15, 2016. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.