Company · CIK 0000704051 · SIC 6282 — Investment Advice
LEGG MASON, INC. · LM
Insider activity reported against this company. All insider holders · Files at: BWG. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2015 AForm 4 → | Jul 30, 12:58 pm EDT | Cheryl Gordon KrongardDirector | 2,625 | — | — | 29,994 | — | plan? |
| Jul 28, 2015 AForm 4 → | Jul 30, 12:56 pm EDT | W Allen ReedDirector | 2,625 | — | — | 33,813 | — | plan? |
| Jul 28, 2015 AForm 4 → | Jul 30, 12:54 pm EDT | Barry W. HuffDirector | 1,575 | — | — | 19,067 | — | plan? |
| Jul 28, 2015 AForm 4 → | Jul 30, 12:52 pm EDT | Robert E AngelicaDirector | 1,575 | — | — | 19,527 | — | plan? |
| May 26, 2015 SForm 4 → | May 28, 9:10 am EDT | Nelson Peltz +1Other | 314,218 | $53.84 | $16,918,283 | 11,039,896 | −2.77% | plan? |
| May 18, 2015 SForm 4 → | May 20, 5:36 pm EDT | Nelson Peltz +110% Owner | 218,800 | $54.41 | $11,904,532 | 11,354,114 | −1.89% | plan? |
| May 15, 2015 AForm 4 → | May 19, 3:01 pm EDT | Terence JohnsonExecutive Vice President | 13,833 | — | — | 97,256 | — | plan? |
| May 15, 2015 AForm 4 → | May 19, 2:59 pm EDT | Ursula SchliesslerEVP & CAO | 3,322 | — | — | 17,697 | — | plan? |
| May 15, 2015 AForm 4 → | May 19, 2:56 pm EDT | Peter NachtweyExec VP & CFO | 9,705 | — | — | 89,215 | — | plan? |
| May 15, 2015 AForm 4 → | May 19, 2:54 pm EDT | Thomas C MerchantExec VP & General Counsel | 4,440 | — | — | 42,884 | — | plan? |
| May 15, 2015 AForm 4 → | May 19, 2:24 pm EDT | Thomas K HoopsExecutive Vice President | 7,962 | — | — | 72,858 | — | plan? |
| May 15, 2015 AForm 4 → | May 19, 2:21 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 38,525 | — | — | 264,948 | — | plan? |
| May 5, 2015 SForm 4 → | May 6, 10:53 am EDT | Ursula SchliesslerEVP & CAO | 1,518 | $55.32 | $83,976 | 14,375 | −9.55% | plan? |
| May 1, 2015 SForm 4 → | May 5, 5:31 pm EDT | Nelson Peltz +110% Owner | 417,000 | $55.23 | $23,031,582 | 11,572,914 | −3.48% | plan? |
| May 1, 2015 SForm 4 → | May 4, 2:31 pm EDT | Terence JohnsonExecutive Vice President | 8,996 | $54.27 | $488,213 | 83,423 | −9.73% | plan? |
| Apr 30, 2015 FForm 4 → | May 4, 3:07 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 9,083 | $53.14 | $482,671 | 226,317 | — | plan? |
| Apr 30, 2015 FForm 4 → | May 4, 2:47 pm EDT | Thomas C MerchantExec VP & General Counsel | 1,426 | $53.14 | $75,778 | 38,444 | — | plan? |
| Apr 30, 2015 FForm 4 → | May 4, 2:27 pm EDT | Thomas K HoopsExecutive Vice President | 16,576 | $53.14 | $880,849 | 64,896 | — | plan? |
| Apr 30, 2015 FForm 4 → | May 4, 2:21 pm EDT | Peter NachtweyExec VP & CFO | 4,837 | $53.14 | $257,038 | 79,510 | — | plan? |
| Apr 13, 2015 SForm 4 → | Apr 15, 5:25 pm EDT | Nelson Peltz +110% Owner | 50,000 | $55.01 | $2,750,595 | 11,989,914 | −0.42% | plan? |
| Apr 6, 2015 SForm 4 → | Apr 8, 5:31 pm EDT | Nelson Peltz +110% Owner | 220,050 | $55.15 | $12,136,494 | 12,039,914 | −1.79% | plan? |
| Apr 1, 2015 SForm 4 → | Apr 2, 6:38 pm EDT | Nelson Peltz +110% Owner | 628,000 | $55.47 | $34,835,538 | 12,259,964 | −4.87% | plan? |
| Feb 5, 2015 GForm 5 → | May 4, 2:42 pm EDT | Thomas C MerchantExec VP & General Counsel | 545 | — | — | 39,870 | — | plan? |
| Jan 1, 2015 FForm 4 → | Jan 5, 1:45 pm EST | Jennifer MurphyExec VP & CAO | 263 | $53.68 | $14,118 | 18,581 | — | plan? |
| Dec 23, 2014 GForm 5 → | May 4, 2015, 2:52 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 108,395 | — | — | 235,355 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2016 AForm 4 → | Jul 28, 10:45 am EDT | Kurt L SchmokeDirector | 3,788 | — | — | 30,857 | — | |
| Jul 26, 2016 AForm 4 → | Jul 28, 10:43 am EDT | Carol Anthony DavidsonDirector | 3,788 | — | — | 11,672 | — | |
| Jul 26, 2016 AForm 4 → | Jul 28, 10:41 am EDT | Margaret Milner RichardsonDirector | 3,788 | — | — | 22,953 | — | |
| Jul 11, 2016 AForm 4 → | Jul 13, 1:59 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 27 | $27.71 | $756 | 3,463 | — | |
| Jul 11, 2016 AForm 4 → | Jul 13, 1:56 pm EDT | Thomas C MerchantExec VP & General Counsel | 11 | $27.71 | $298 | 1,368 | — | |
| Jul 11, 2016 AForm 4 → | Jul 13, 1:54 pm EDT | Kurt L SchmokeDirector | 203 | — | — | 27,069 | — | |
| Jul 11, 2016 AForm 4 → | Jul 13, 1:52 pm EDT | Margaret Milner RichardsonDirector | 143 | — | — | 19,165 | — | |
| Jul 11, 2016 AForm 4 → | Jul 13, 1:50 pm EDT | Carol Anthony DavidsonDirector | 59 | — | — | 7,884 | — | |
| May 13, 2016 AForm 4 → | May 17, 2:27 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 211,735 | — | — | 211,735 | — | |
| May 13, 2016 AForm 4 → | May 17, 2:24 pm EDT | Thomas C MerchantExec VP & General Counsel | 28,444 | — | — | 28,444 | — | |
| May 13, 2016 AForm 4 → | May 17, 2:22 pm EDT | Ursula SchliesslerEVP & CAO | 20,529 | — | — | 20,529 | — | |
| May 13, 2016 AForm 4 → | May 17, 2:21 pm EDT | Thomas K HoopsExecutive Vice President | 49,745 | — | — | 49,745 | — | |
| May 13, 2016 AForm 4 → | May 17, 2:18 pm EDT | Peter NachtweyExec VP & CFO | 60,714 | — | — | 60,714 | — | |
| May 13, 2016 AForm 4 → | May 17, 2:16 pm EDT | Terence JohnsonExecutive Vice President | 78,817 | — | — | 78,817 | — | |
| Apr 15, 2016 AForm 4 → | Apr 19, 4:07 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 22 | $31.58 | $683 | 3,436 | — | |
| Apr 15, 2016 AForm 4 → | Apr 19, 3:56 pm EDT | Thomas C MerchantExec VP & General Counsel | 9 | $31.58 | $269 | 1,357 | — | |
| Apr 15, 2016 AForm 4 → | Apr 19, 3:53 pm EDT | Kurt L SchmokeDirector | 161 | — | — | 26,866 | — | |
| Apr 15, 2016 AForm 4 → | Apr 19, 3:51 pm EDT | Margaret Milner RichardsonDirector | 114 | — | — | 19,021 | — | |
| Apr 15, 2016 AForm 4 → | Apr 19, 3:51 pm EDT | Carol Anthony DavidsonDirector | 47 | — | — | 7,825 | — | |
| Feb 1, 2016 MForm 4 → | Feb 2, 2:55 pm EST | Joseph A SullivanChairman, President & CEO, Director | 70,822 | — | — | 0 | — | |
| Jan 15, 2016 AForm 4 → | Jan 20, 3:35 pm EST | Carol Anthony DavidsonDirector | 46 | — | — | 7,778 | — | |
| Jan 15, 2016 AForm 4 → | Jan 20, 3:28 pm EST | Kurt L SchmokeDirector | 158 | — | — | 26,706 | — | |
| Jan 15, 2016 AForm 4 → | Jan 20, 3:21 pm EST | Margaret Milner RichardsonDirector | 112 | — | — | 18,908 | — | |
| Jan 15, 2016 AForm 4 → | Jan 20, 3:11 pm EST | Thomas C MerchantExec VP & General Counsel | 8 | $32.02 | $268 | 1,348 | — | |
| Jan 15, 2016 AForm 4 → | Jan 20, 2:42 pm EST | Joseph A SullivanChairman, President & CEO, Director | 21 | $32.02 | $679 | 3,415 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 3:15 pm EST | Kurt L SchmokeDirector | 117 | — | — | 26,548 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 3:10 pm EST | Margaret Milner RichardsonDirector | 83 | — | — | 18,796 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 3:08 pm EST | Carol Anthony DavidsonDirector | 34 | — | — | 7,732 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 3:01 pm EST | Joseph A SullivanChairman, President & CEO, Director | 16 | $42.88 | $675 | 3,393 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 2:57 pm EST | Thomas C MerchantExec VP & General Counsel | 6 | $42.88 | $267 | 1,340 | — | |
| Jul 28, 2015 AForm 4 → | Jul 30, 1:07 pm EDT | Kurt L SchmokeDirector | 2,625 | — | — | 26,431 | — | |
| Jul 28, 2015 AForm 4 → | Jul 30, 1:06 pm EDT | Carol Anthony DavidsonDirector | 2,625 | — | — | 7,698 | — | |
| Jul 28, 2015 AForm 4 → | Jul 30, 1:04 pm EDT | Margaret Milner RichardsonDirector | 2,625 | — | — | 18,713 | — | |
| Jul 17, 2015 AForm 4 → | Jul 21, 1:31 pm EDT | Thomas C MerchantExec VP & General Counsel | 6 | $46.85 | $265 | 1,334 | — | |
| Jul 17, 2015 AForm 4 → | Jul 21, 1:29 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 14 | $46.85 | $672 | 3,378 | — | |
| Jul 17, 2015 AForm 4 → | Jul 21, 1:27 pm EDT | Carol Anthony DavidsonDirector | 20 | — | — | 5,073 | — | |
| Jul 17, 2015 AForm 4 → | Jul 21, 1:23 pm EDT | Kurt L SchmokeDirector | 96 | — | — | 23,806 | — | |
| Jul 17, 2015 AForm 4 → | Jul 21, 1:09 pm EDT | Margaret Milner RichardsonDirector | 65 | — | — | 16,088 | — | |
| May 15, 2015 AForm 4 → | May 19, 3:01 pm EDT | Terence JohnsonExecutive Vice President | 67,144 | — | — | 67,144 | — | |
| May 15, 2015 AForm 4 → | May 19, 2:59 pm EDT | Ursula SchliesslerEVP & CAO | 4,031 | — | — | 4,031 | — | |
| May 15, 2015 AForm 4 → | May 19, 2:56 pm EDT | Peter NachtweyExec VP & CFO | 47,106 | — | — | 47,106 | — | |
| May 15, 2015 AForm 4 → | May 19, 2:54 pm EDT | Thomas C MerchantExec VP & General Counsel | 21,505 | — | — | 21,505 | — | |
| May 15, 2015 AForm 4 → | May 19, 2:24 pm EDT | Thomas K HoopsExecutive Vice President | 38,557 | — | — | 38,557 | — | |
| May 15, 2015 AForm 4 → | May 19, 2:21 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 186,999 | — | — | 186,999 | — | |
| Apr 30, 2015 DForm 4 → | May 4, 3:55 pm EDT | Ursula SchliesslerCAO | 12,977 | — | — | 0 | — | |
| Apr 17, 2015 AForm 4 → | Apr 21, 1:52 pm EDT | Thomas C MerchantExec VP & General Counsel | 4 | $51.50 | $212 | 1,328 | — | |
| Apr 17, 2015 AForm 4 → | Apr 21, 1:49 pm EDT | Joseph A SullivanChairman, President & CEO, Director | 10 | $51.50 | $537 | 3,363 | — | |
| Apr 17, 2015 AForm 4 → | Apr 21, 1:48 pm EDT | Kurt L SchmokeDirector | 70 | — | — | 23,710 | — | |
| Apr 17, 2015 AForm 4 → | Apr 21, 1:46 pm EDT | Margaret Milner RichardsonDirector | 47 | — | — | 16,023 | — | |
| Apr 17, 2015 AForm 4 → | Apr 21, 1:45 pm EDT | Carol Anthony DavidsonDirector | 15 | — | — | 5,052 | — | |
| Jan 16, 2015 AForm 4 → | Jan 21, 1:15 pm EST | Carol Anthony DavidsonDirector | 15 | — | — | 5,038 | — | |
| Jan 16, 2015 AForm 4 → | Jan 21, 1:13 pm EST | Margaret Milner RichardsonDirector | 48 | — | — | 15,976 | — | |
| Jan 16, 2015 AForm 4 → | Jan 21, 1:12 pm EST | Kurt L SchmokeDirector | 70 | — | — | 23,640 | — | |
| Jan 16, 2015 AForm 4 → | Jan 21, 1:11 pm EST | Jennifer MurphyExec VP & CAO | 77 | $50.97 | $3,920 | 24,578 | — | |
| Jan 16, 2015 AForm 4 → | Jan 21, 1:07 pm EST | Thomas C MerchantExec VP & General Counsel | 4 | $50.97 | $211 | 1,324 | — | |
| Jan 16, 2015 AForm 4 → | Jan 21, 1:05 pm EST | Joseph A SullivanChairman, President & CEO, Director | 10 | $50.97 | $535 | 3,353 | — |
Filed by this entity as an insider elsewhere — common stock
No reported common-stock activity in this period.
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.