SEC Form 5 · accession 0000704051-15-000031
LEGG MASON, INC. · LM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Merchant
Officer — Exec VP & General Counsel
Period of report
Mar 31, 2015
Accepted (ET)
May 4, 2015 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | G | 365 | $0.00 | D | 40,050 | D | |
| Common Stock | Feb 9, 2015 | G | 180 | $0.00 | D | 39,870 | D |
Table II — derivative securities
No Table II lines on this filing.