SEC Form 5 · accession 0000704051-15-000033
LEGG MASON, INC. · LM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Sullivan
Officer — Chairman, President & CEO · Director
Period of report
Mar 31, 2015
Accepted (ET)
May 4, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2014 | G | 97,055 | $0.00 | D | 246,695 | D | |
| Common Stock | Dec 26, 2014 | G | 10,984 | $0.00 | D | 235,711 | D | |
| Common Stock | Feb 5, 2015 | G | 356 | $0.00 | D | 235,355 | D | |
| Common Stock | holding | — | — | — | 4,279 | I | By 401K |
Table II — derivative securities
No Table II lines on this filing.