Form4insider filings, from the source

Company · CIK 0001543643 · SIC 6021 — National Commercial Banks

CU Bancorp · CUNB

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $0 · 0sales $9.6M · 38net −$9.6M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMar 2015Jul 2015Nov 2015Mar 2016Jul 2016Nov 2016Mar 2017

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Oct 20, 2017 DForm 4 →Oct 23, 6:32 pm EDTAnita WolmanEVP and General Counsel70,613——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:31 pm EDTAnne A WilliamsEVP, CCO & COO121,823——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:29 pm EDTKaveh VarjavandDirector2,370——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:28 pm EDTCharles H SweetmanDirector65,870——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:26 pm EDTRobert E SjogrenEVP, Chief Risk Officer6,712——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:23 pm EDTDaniel F SelleckDirector38,120——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:22 pm EDTKaren A SchoenbaumEVP & CFO48,338——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:20 pm EDTRoy A SalterDirector68,025——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:19 pm EDTDavid I RainerChairman & CEO, Director254,520——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:17 pm EDTJeffrey J LeitzingerDirector84,854——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:16 pm EDTEric S KentorDirector9,720——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:14 pm EDTK Brian HortonPresident, Director137,800——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:13 pm EDTDavid C HolmanDirector172,097——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:09 pm EDTKenneth J CosgroveDirector305,743——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:08 pm EDTCharles R BeauregardDirector78,920——0— plan?
Oct 20, 2017 DForm 4 →Oct 23, 6:04 pm EDTRoberto E BarraganDirector14,870——0— plan?
Mar 19, 2017 FForm 4 →Mar 20, 7:21 pm EDTAnne A WilliamsEVP, CCO & COO3,991$40.00$159,640121,823— plan?
Mar 19, 2017 FForm 4 →Mar 20, 7:18 pm EDTKaren A SchoenbaumEVP & CFO1,774$40.00$70,96048,338— plan?
Mar 19, 2017 FForm 4 →Mar 20, 5:35 pm EDTAnita WolmanEVP and General Counsel2,661$40.00$106,44065,413— plan?
Mar 2, 2017 SForm 4 →Mar 3, 5:11 pm ESTDavid I RainerChairman & CEO, Director23,333$38.32$894,032201,621−10.4% plan?
Mar 2, 2017 MForm 4 →Mar 3, 5:11 pm ESTDavid I RainerChairman & CEO, Director23,333$16.00$373,328213,010— plan?
Feb 27, 2017 SForm 4 →Feb 28, 4:52 pm ESTDaniel F SelleckDirector2,500$39.53$98,82535,650−6.55% plan?
Feb 24, 2017 SForm 4 →Feb 28, 4:42 pm ESTDaniel F SelleckDirector2,500$39.40$98,50038,150−6.15% plan?
Feb 21, 2017 GForm 4 →Feb 22, 2:48 pm ESTEric S KentorDirector150——8,520— plan?
Feb 7, 2017 AForm 4 →Feb 9, 2:35 pm ESTAnne A WilliamsEVP, CCO & COO3,934——125,814— plan?
Feb 7, 2017 AForm 4 →Feb 9, 11:48 am ESTK Brian HortonPresident, Director4,315——67,356— plan?
Feb 7, 2017 AForm 4 →Feb 9, 11:39 am ESTDavid I RainerChairman & CEO, Director9,078——21,265— plan?
Feb 7, 2017 AForm 4 →Feb 9, 11:36 am ESTRobert E SjogrenEVP, Chief Risk Officer1,712——6,712— plan?
Feb 7, 2017 AForm 4 →Feb 8, 8:05 pm ESTKaren A SchoenbaumEVP & CFO2,538——50,112— plan?
Feb 7, 2017 AForm 4 →Feb 8, 8:02 pm ESTAnita WolmanEVP and General Counsel2,538——68,074— plan?
Feb 1, 2017 SForm 4 →Feb 2, 5:52 pm ESTKenneth J CosgroveDirector15,000$36.50$547,500246,604−5.73% plan?
Dec 22, 2016 GForm 4 →Dec 23, 7:33 pm ESTDaniel F SelleckDirector1,000——2,470— plan?
Dec 18, 2016 FForm 4 →Dec 27, 12:58 pm ESTDavid I RainerChairman & CEO, Director1,966$32.85$64,58327,142— plan? late
Dec 16, 2016 FForm 4 →Dec 23, 7:39 pm ESTDavid I RainerChairman & CEO, Director3,438$32.80$112,76629,108— plan? late
Dec 13, 2016 FForm 4 →Dec 23, 7:51 pm ESTAnita WolmanEVP and General Counsel1,507$32.82$49,45765,536— plan? late
Dec 13, 2016 FForm 4 →Dec 23, 7:42 pm ESTKaren A SchoenbaumEVP & CFO961$32.80$31,52147,574— plan? late
Dec 13, 2016 FForm 4 →Dec 23, 7:35 pm ESTK Brian HortonPresident, Director1,533$32.80$50,28263,041— plan? late
Dec 12, 2016 SForm 4 →Dec 13, 3:14 pm ESTCharles R BeauregardDirector34,594$32.05$1,108,73878,920−30.5% plan?
Dec 8, 2016 GForm 4 →Dec 8, 6:35 pm ESTDavid I RainerChairman & CEO, Director210——182,666— plan?
Dec 1, 2016 SForm 4 →Dec 5, 5:11 pm ESTDavid I RainerChairman & CEO, Director56,000$27.96$1,565,67032,546−63.2% plan?
Dec 1, 2016 MForm 4 →Dec 5, 5:11 pm ESTDavid I RainerChairman & CEO, Director56,000$17.50$980,00039,546— plan?
Dec 1, 2016 SForm 4 →Dec 2, 5:14 pm ESTAnne A WilliamsEVP, CCO & COO8,500$27.85$236,725121,880−6.52% plan?
Dec 1, 2016 MForm 4 →Dec 2, 5:14 pm ESTAnne A WilliamsEVP, CCO & COO8,500$12.20$103,700130,380— plan?
Nov 15, 2016 GForm 4 →Nov 17, 11:53 am ESTCharles H SweetmanDirector4,000——1,000— plan?
Sep 29, 2016 GForm 4 →Oct 3, 7:55 pm EDTDavid I RainerChairman & CEO, Director200——182,876— plan?
Sep 21, 2016 JForm 4 →Sep 22, 11:38 am EDTK Brian HortonPresident, Director3,362——0— plan?
Sep 15, 2016 AForm 4 →Sep 16, 7:30 pm EDTKaveh VarjavandDirector1,200——2,370— plan?
Sep 15, 2016 AForm 4 →Sep 16, 7:24 pm EDTCharles H SweetmanDirector1,200——2,370— plan?
Sep 15, 2016 AForm 4 →Sep 16, 6:50 pm EDTDaniel F SelleckDirector1,200——3,470— plan?
Sep 15, 2016 AForm 4 →Sep 16, 6:34 pm EDTRoy A SalterDirector1,200——3,870— plan?
Sep 15, 2016 AForm 4 →Sep 16, 6:17 pm EDTJeffrey J LeitzingerDirector1,200——84,854— plan?
Sep 15, 2016 AForm 4 →Sep 16, 6:04 pm EDTEric S KentorDirector1,200——3,370— plan? amended
Sep 15, 2016 AForm 4 →Sep 16, 5:50 pm EDTDavid C HolmanDirector1,200——172,097— plan?
Sep 15, 2016 AForm 4 →Sep 16, 5:42 pm EDTKenneth J CosgroveDirector1,200——87,522— plan?
Sep 15, 2016 AForm 4 →Sep 16, 5:34 pm EDTRoberto E BarraganDirector1,200——4,870— plan?
Sep 15, 2016 AForm 4 →Sep 16, 5:33 pm EDTCharles R BeauregardDirector1,200——113,514— plan?
Sep 12, 2016 FForm 4 →Sep 13, 12:01 pm EDTAnita WolmanEVP and General Counsel665$25.21$16,76567,043— plan?
Aug 15, 2016 FForm 4 →Aug 17, 6:12 pm EDTAnne A WilliamsEVP, CCO & COO1,443$24.09$34,762121,880— plan?
Aug 15, 2016 FForm 4 →Aug 17, 6:09 pm EDTDavid I RainerChairman & CEO, Director2,217$24.09$53,40832,546— plan?
Aug 15, 2016 FForm 4 →Aug 16, 7:57 pm EDTAnita WolmanEVP and General Counsel554$24.09$13,34667,708— plan?
Aug 12, 2016 GForm 4 →Aug 12, 5:30 pm EDTDavid I RainerChairman & CEO, Director375——34,763— plan?
Aug 4, 2016 AForm 4 →Aug 5, 12:12 pm EDTRobert E SjogrenEVP, Chief Risk Officer5,000——5,000— plan?
Jun 16, 2016 MForm 4 →Jun 17, 3:33 pm EDTCharles R BeauregardDirector16,924$7.59$128,453112,314— plan?
Jun 16, 2016 MForm 4 →Jun 17, 3:22 pm EDTJeffrey J LeitzingerDirector26,339$7.59$199,91383,654— plan?
May 31, 2016 MForm 4 →Jun 1, 10:44 am EDTDavid C HolmanDirector10,000$7.59$75,900170,897— plan?
Apr 27, 2016 GForm 4 →Apr 29, 12:56 pm EDTDaniel F SelleckDirector1,150——2,270— plan?
Apr 13, 2016 SForm 4 →Apr 15, 3:27 pm EDTK Brian HortonPresident, Director12,047$22.02$265,23964,574−15.7% plan?
Apr 13, 2016 MForm 4 →Apr 15, 3:27 pm EDTK Brian HortonPresident, Director12,047$7.59$91,43769,708— plan?
Apr 13, 2016 SForm 4 →Apr 15, 11:33 am EDTDavid C HolmanDirector4,493$22.02$98,939160,897−2.72% plan?
Apr 13, 2016 MForm 4 →Apr 15, 11:33 am EDTDavid C HolmanDirector7,218$7.59$54,785163,216— plan?
Mar 3, 2016 FForm 4 →Mar 4, 4:17 pm ESTDavid I RainerChairman & CEO, Director1,803$22.12$39,88235,138— plan?
Feb 2, 2016 AForm 4 →Feb 8, 12:53 pm ESTK Brian HortonPresident, Director6,914——64,574— plan? late
Feb 2, 2016 AForm 4 →Feb 8, 12:32 pm ESTKaren A SchoenbaumEVP & CFO4,335——48,535— plan? late
Feb 2, 2016 AForm 4 →Feb 8, 12:14 pm ESTAnne A WilliamsEVP, CCO & COO6,719——123,323— plan? late
Feb 2, 2016 AForm 4 →Feb 8, 12:05 pm ESTDavid I RainerChairman & CEO, Director15,506——36,941— plan? late
Jan 6, 2016 SForm 4 →Jan 6, 5:28 pm ESTK Brian HortonPresident, Director28,268$23.75$671,36557,660−32.9% plan?
Jan 6, 2016 MForm 4 →Jan 6, 5:28 pm ESTK Brian HortonPresident, Director28,268$7.59$214,55485,928— plan?
Jan 6, 2016 SForm 4 →Jan 6, 1:58 pm ESTDavid C HolmanDirector12,555$23.75$298,181158,172−7.35% plan?
Jan 6, 2016 MForm 4 →Jan 6, 1:58 pm ESTDavid C HolmanDirector20,687$7.59$157,014170,727— plan?
Jan 4, 2016 SForm 4 →Jan 6, 11:21 am ESTK Brian HortonPresident, Director11,546$24.03$277,41557,660−16.7% plan?
Jan 4, 2016 MForm 4 →Jan 6, 11:21 am ESTK Brian HortonPresident, Director11,546$7.59$87,63467,320— plan?
Jan 4, 2016 SForm 4 →Jan 6, 11:16 am ESTDavid C HolmanDirector4,954$24.03$119,029150,040−3.20% plan?
Jan 4, 2016 MForm 4 →Jan 6, 11:16 am ESTDavid C HolmanDirector8,190$7.59$62,162154,180— plan?
Dec 30, 2015 MForm 4 →Dec 31, 4:54 pm ESTCharles R BeauregardDirector16,000$25.49$407,84095,390— plan?
Dec 28, 2015 GForm 4 →Dec 29, 11:01 am ESTDavid I RainerChairman & CEO, Director200——183,076— plan?
Dec 18, 2015 FForm 4 →Dec 28, 1:29 pm ESTAnita WolmanEVP and General Counsel463$25.89$11,98763,927— plan? late
Dec 18, 2015 FForm 4 →Dec 28, 1:26 pm ESTAnne A WilliamsEVP, CCO & COO726$25.89$18,796116,604— plan? late
Dec 18, 2015 FForm 4 →Dec 28, 1:23 pm ESTDavid I RainerChairman & CEO, Director1,665$25.89$43,10721,435— plan? late
Nov 23, 2015 GForm 4 →Nov 24, 7:44 pm ESTCharles H SweetmanDirector2,000——850— plan?
Nov 23, 2015 SForm 4 →Nov 24, 12:23 pm ESTCharles R BeauregardDirector5,000$27.05$135,25079,390−5.92% plan?
Nov 20, 2015 SForm 4 →Nov 20, 7:13 pm ESTCharles R BeauregardDirector279$26.66$7,43884,390−0.33% plan?
Nov 18, 2015 SForm 4 →Nov 18, 7:33 pm ESTCharles R BeauregardDirector4,721$26.62$125,67384,669−5.28% plan?
Nov 17, 2015 SForm 4 →Nov 17, 4:14 pm ESTCharles R BeauregardDirector5,000$26.46$132,30089,390−5.30% plan?
Nov 16, 2015 SForm 4 →Nov 17, 2:41 pm ESTDavid C HolmanDirector7,986$26.25$209,633146,804−5.16% plan?
Nov 16, 2015 MForm 4 →Nov 17, 2:41 pm ESTDavid C HolmanDirector7,986$7.59$60,614154,790— plan?
Nov 13, 2015 SForm 4 →Nov 13, 6:45 pm ESTDavid C HolmanDirector2,014$26.25$52,868146,804−1.35% plan?
Nov 13, 2015 MForm 4 →Nov 13, 6:45 pm ESTDavid C HolmanDirector2,014$7.59$15,286148,818— plan?
Nov 12, 2015 SForm 4 →Nov 12, 4:30 pm ESTCharles R BeauregardDirector5,000$26.30$131,50094,390−5.03% plan?
Nov 10, 2015 SForm 4 →Nov 12, 12:50 pm ESTK Brian HortonPresident, Director6,725$26.50$178,21370,444−8.71% plan?
Nov 6, 2015 SForm 4 →Nov 9, 12:09 pm ESTCharles R BeauregardDirector4,800$24.80$119,04099,390−4.61% plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Oct 20, 2017 DForm 4 →Oct 23, 6:19 pm EDTDavid I RainerChairman & CEO, Director40,000——0—
Mar 2, 2017 MForm 4 →Mar 3, 5:11 pm ESTDavid I RainerChairman & CEO, Director23,333$16.00$373,3280—
Dec 1, 2016 MForm 4 →Dec 5, 5:11 pm ESTDavid I RainerChairman & CEO, Director56,000——4,000—
Dec 1, 2016 MForm 4 →Dec 2, 5:14 pm ESTAnne A WilliamsEVP, CCO & COO8,500——0—
Jun 16, 2016 MForm 4 →Jun 17, 3:33 pm EDTCharles R BeauregardDirector16,924——0—
Jun 16, 2016 MForm 4 →Jun 17, 3:22 pm EDTJeffrey J LeitzingerDirector26,339——0—
May 31, 2016 MForm 4 →Jun 1, 10:44 am EDTDavid C HolmanDirector10,000——0—
Apr 13, 2016 MForm 4 →Apr 15, 3:27 pm EDTK Brian HortonPresident, Director9,954——0—
Apr 13, 2016 MForm 4 →Apr 15, 11:33 am EDTDavid C HolmanDirector7,218——10,000—
Jan 6, 2016 MForm 4 →Feb 8, 12:53 pm ESTK Brian HortonPresident, Director28,268——9,954— late
Jan 6, 2016 MForm 4 →Jan 6, 5:28 pm ESTK Brian HortonPresident, Director28,268——9,954—
Jan 6, 2016 MForm 4 →Jan 6, 1:58 pm ESTDavid C HolmanDirector20,687——17,218—
Jan 4, 2016 MForm 4 →Jan 6, 11:21 am ESTK Brian HortonPresident, Director11,546——38,222—
Jan 4, 2016 MForm 4 →Jan 6, 11:16 am ESTDavid C HolmanDirector8,190——37,905—
Dec 30, 2015 MForm 4 →Dec 31, 4:54 pm ESTCharles R BeauregardDirector16,000——16,924—
Nov 16, 2015 MForm 4 →Nov 17, 2:41 pm ESTDavid C HolmanDirector7,986——46,095—
Nov 13, 2015 MForm 4 →Nov 13, 6:45 pm ESTDavid C HolmanDirector2,014——54,081—
Oct 27, 2015 MForm 4 →Oct 28, 5:39 pm EDTDavid I RainerChairman & CEO, Director10,000$22.00$220,0000—
Oct 27, 2015 MForm 4 →Oct 28, 4:13 pm EDTAnita WolmanEVP and General Counsel5,000$22.00$110,0000—
Oct 27, 2015 MForm 4 →Oct 28, 2:34 pm EDTAnne A WilliamsEVP, CCO & COO5,000$22.00$110,0000—
Oct 15, 2015 MForm 4 →Nov 12, 12:50 pm ESTK Brian HortonPresident, Director9,382——49,768— late
Oct 15, 2015 MForm 4 →Oct 19, 1:09 pm EDTDavid C HolmanDirector9,669——56,095—
Oct 15, 2015 MForm 4 →Oct 19, 12:41 pm EDTK Brian HortonPresident, Director9,382——49,768—
Oct 13, 2015 MForm 4 →Oct 15, 6:54 pm EDTDavid C HolmanDirector2,859——65,764—
Oct 13, 2015 MForm 4 →Oct 15, 1:06 pm EDTK Brian HortonPresident, Director3,429——59,150—
Oct 9, 2015 MForm 4 →Oct 13, 2:59 pm EDTDavid C HolmanDirector649——68,623—
Oct 7, 2015 MForm 4 →Oct 13, 3:00 pm EDTK Brian HortonPresident, Director739——62,579— late
Oct 7, 2015 MForm 4 →Oct 9, 6:04 pm EDTDavid C HolmanDirector10,281——69,272—
Oct 7, 2015 MForm 4 →Oct 9, 5:52 pm EDTK Brian HortonPresident, Director12,260——63,318—
Oct 5, 2015 MForm 4/A →Oct 9, 6:01 pm EDTDavid C HolmanDirector12,634——79,553—
Oct 5, 2015 MForm 4 →Oct 7, 5:21 pm EDTDavid C HolmanDirector7,771——84,416— amended
Oct 5, 2015 MForm 4 →Oct 7, 5:15 pm EDTK Brian HortonPresident, Director14,909——75,578—
Aug 24, 2015 MForm 4 →Feb 8, 2016, 12:32 pm ESTKaren A SchoenbaumEVP & CFO900——0— late
Aug 24, 2015 MForm 4 →Aug 24, 6:55 pm EDTKaren A SchoenbaumEVP & CFO900——0—
Aug 20, 2015 MForm 4 →Aug 20, 8:28 pm EDTKaren A SchoenbaumEVP & CFO900——900—
Aug 17, 2015 MForm 4 →Aug 17, 7:58 pm EDTK Brian HortonPresident, Director1,700——90,487—
Aug 4, 2015 SForm 4 →Aug 6, 4:22 pm EDTDavid I RainerChairman & CEO, Director10,000$22.32$223,2000—
Jul 23, 2015 MForm 4 →Jul 24, 1:30 pm EDTKaren A SchoenbaumEVP & CFO1,700——1,800—
Apr 30, 2015 MForm 4 →May 1, 5:30 pm EDTKaren A SchoenbaumEVP & CFO1,700——3,500—
Mar 19, 2015 AForm 4 →Mar 23, 5:49 pm EDTDavid I RainerChairman & CEO, Director40,000——40,000—
Mar 5, 2015 MForm 4 →Mar 9, 5:51 pm EDTKaren A SchoenbaumCFO1,700——5,200—
Mar 5, 2015 MForm 4 →Mar 6, 3:31 pm ESTAnita WolmanEVP and General Counsel20,000$10.00$200,0000—
Dec 9, 2014 MForm 4 →Apr 6, 2015, 1:15 pm EDTK Brian HortonPresident, Director39,509——92,187— late