SEC Form 4 · accession 0001209191-17-015333
CU Bancorp · CUNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel F Selleck
Director
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | S | 2,500 | $39.53 | D | 35,650 | I | Trustee of the Daniel F. Selleck Family Trust |
| Common StockF2 | holding | — | — | — | 2,470 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This figure represents the weighted average sale price for all transactions, which are aggregated and reported on a single line, as the transactions were all effectuated within a one dollar range ranging from $39.50 to $39.55 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
- F2Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.