SEC Form 4 · accession 0001209191-16-156703
CU Bancorp · CUNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel F Selleck
Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 23, 2016 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 22, 2016 | G | 1,000 | $0.00 | D | 2,470 | D | |
| Common Stock | holding | — | — | — | 40,650 | I | Trustee of the Daniel F. Selleck Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were given as a bona fide gift.
- F2Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.