SEC Form 4 · accession 0001209191-16-116352
CU Bancorp · CUNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel F Selleck
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 27, 2016 | G | 1,150 | $0.00 | D | 2,270 | D | |
| Common Stock | holding | — | — | — | 40,650 | I | Trustee of the Daniel F. Selleck Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift of 1,750 shares of common stock to the Oaks Christian School, which the Reporting Person is voluntarily reporting earlier than required.
- F2Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
- F3The Reporting Person's holdings are being reduced by 1,750 shares because it was discovered that the Form 4 which the Reporting Person filed on December 22, 2014 had overstated the Reported Person's holdings by the same amount as a result of an administrative error.