Company · CIK 0001539638 · SIC 6022 — State Commercial Banks · NYSE

Triumph Financial, Inc. · TFIN

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.5M · 26sales $10.0M · 7net −$8.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 15, 2017 JForm 4 →	Feb 17, 4:06 pm EST	Charles A AndersonDirector	16,011	—	—	155,776	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:15 pm EST	Justin N TrailDirector	462	—	—	41,749	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:14 pm EST	C Todd SparksDirector	462	—	—	45,525	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:13 pm EST	Carlos M SepulvedaDirector	554	—	—	515,999	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:13 pm EST	Michael P RaffertyDirector	462	—	—	21,187	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:12 pm EST	Frederick PerpallDirector	462	—	—	999	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:11 pm EST	Maribess L MillerDirector	462	—	—	12,203	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:10 pm EST	Derek R McClainDirector	462	—	—	15,539	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:09 pm EST	Douglas M KratzDirector	462	—	—	149,663	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:08 pm EST	Robert DobrientDirector	462	—	—	58,624	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:04 pm EST	Richard Loren DavisDirector	462	—	—	64,555	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 5:04 pm EST	Charles A AndersonDirector	462	—	—	139,765	—	plan?
Dec 20, 2016 GForm 4 →	Dec 21, 4:17 pm EST	Charles A AndersonDirector	6,004	—	—	139,303	—	plan?
Dec 19, 2016 GForm 4 →	Dec 21, 4:19 pm EST	Carlos M SepulvedaDirector	18,012	—	—	515,445	—	plan?
Dec 19, 2016 GForm 4 →	Dec 21, 4:18 pm EST	Aaron P GraftPresident & CEO, Director	2,500	—	—	303,222	—	plan?
Dec 1, 2016 FForm 4 →	Dec 30, 4:03 pm EST	Gail LehmannEVP and Secretary	1,671	$21.45	$35,843	25,750	—	plan? late
Dec 1, 2016 FForm 4 →	Dec 5, 7:24 pm EST	Adam D NelsonEVP and General Counsel	1,054	$21.45	$22,608	19,842	—	plan?
Dec 1, 2016 FForm 4 →	Dec 5, 7:23 pm EST	Aaron P GraftPresident & CEO, Director	2,735	$21.45	$58,666	305,722	—	plan?
Dec 1, 2016 FForm 4 →	Dec 5, 7:23 pm EST	Daniel J. KarasEVP & CLO - TBK Bank, SSB	547	$21.45	$11,733	12,703	—	plan?
Nov 16, 2016 JForm 4 →	Nov 16, 5:40 pm EST	Charles A AndersonDirector	22,725	—	—	145,307	—	plan?
Nov 16, 2016 JForm 4 →	Nov 16, 5:39 pm EST	Justin N TrailDirector	370	—	—	32,612	—	plan?
Nov 16, 2016 JForm 4 →	Nov 16, 5:39 pm EST	C Todd SparksDirector	18,180	—	—	229,292	—	plan?
Nov 16, 2016 JForm 4 →	Nov 16, 5:38 pm EST	Carlos M SepulvedaDirector	68,175	—	—	533,457	—	plan?
Nov 16, 2016 JForm 4 →	Nov 16, 5:37 pm EST	Adam D NelsonEVP and General Counsel	1,853	—	—	20,896	—	plan?
Nov 16, 2016 JForm 4 →	Nov 16, 5:35 pm EST	Aaron P GraftPresident & CEO, Director	149,080	—	—	308,457	—	plan?
Oct 31, 2016 AForm 4 →	Nov 2, 4:36 pm EDT	Frederick PerpallDirector	537	—	—	537	—	plan?
Aug 1, 2016 PForm 4 →	Aug 3, 4:16 pm EDT	Michael P RaffertyDirector	1,593	$17.15	$27,325	20,725	+8.33%	plan?
May 4, 2016 PForm 4 →	May 6, 5:30 pm EDT	Charles A AndersonDirector	2,000	$15.22	$30,440	122,582	+1.66%	plan?
May 3, 2016 PForm 4 →	May 5, 5:30 pm EDT	Michael P RaffertyDirector	2,500	$15.36	$38,390	19,132	+15.0%	plan?
Apr 15, 2016 FForm 4 →	Apr 15, 5:00 pm EDT	Patricia L PittmanAVP and Controller	169	$15.87	$2,682	17,543	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:05 pm EDT	C Todd SparksDirector	1,260	—	—	45,063	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:04 pm EDT	Adam D NelsonSVP and General Counsel	3,887	—	—	19,043	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:03 pm EDT	R Bryce FowlerChief Financial Officer	3,686	—	—	51,986	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Aaron P GraftPresident & CEO, Director	6,061	—	—	159,377	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Douglas M KratzDirector	1,260	—	—	141,403	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Raymond W Sperring IIIExecutive Vice President	788	—	—	13,445	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Patricia L PittmanAVP and Controller	1,103	—	—	17,712	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:01 pm EDT	Carlos M SepulvedaDirector	1,575	—	—	465,282	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:01 pm EDT	Justin N TrailDirector	1,260	—	—	41,287	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:01 pm EDT	Robert DobrientDirector	1,260	—	—	58,162	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:01 pm EDT	Derek R McClainDirector	1,260	—	—	15,077	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:00 pm EDT	Michael P RaffertyDirector	1,260	—	—	16,632	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:00 pm EDT	Gail LehmannVP Operations and Secretary	2,647	—	—	27,421	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:00 pm EDT	Charles A AndersonDirector	1,260	—	—	120,582	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:00 pm EDT	Maribess L MillerDirector	1,260	—	—	11,741	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 6:00 pm EDT	Richard Loren DavisDirector	1,260	—	—	64,093	—	plan?
Dec 15, 2015 FForm 4 →	Dec 17, 5:32 pm EST	Patricia L PittmanAVP and Controller	729	$17.22	$12,553	16,609	—	plan?
Dec 15, 2015 FForm 4 →	Dec 17, 5:32 pm EST	Gail LehmannVP Operations and Secretary	1,606	$17.22	$27,655	24,774	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:58 am EST	Justin N TrailDirector	98	—	—	32,242	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:57 am EST	Raymond W Sperring IIIExecutive Vice President	3,917	—	—	12,657	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:57 am EST	C Todd SparksDirector	4,803	—	—	211,112	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:56 am EST	Carlos M SepulvedaExecutive Chairman, Director	18,012	—	—	463,707	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:56 am EST	Adam D NelsonSVP and General Counsel	489	—	—	15,156	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:56 am EST	Aaron P GraftPresident & CEO, Director	39,388	—	—	153,316	—	plan?
Dec 11, 2015 JForm 4/A →	Dec 14, 7:55 am EST	Charles A AndersonDirector	6,004	—	—	119,322	—	plan?
Dec 11, 2015 AForm 4 →	Dec 11, 5:15 pm EST	Justin N TrailDirector	98	—	—	32,242	—	plan? amended
Dec 11, 2015 AForm 4 →	Dec 11, 5:13 pm EST	Raymond W Sperring IIIExecutive Vice President	3,917	—	—	12,657	—	plan? amended
Dec 11, 2015 AForm 4 →	Dec 11, 5:12 pm EST	C Todd SparksDirector	4,803	—	—	211,112	—	plan? amended
Dec 11, 2015 AForm 4 →	Dec 11, 5:12 pm EST	Carlos M SepulvedaExecutive Chairman, Director	18,012	—	—	463,707	—	plan? amended
Dec 11, 2015 AForm 4 →	Dec 11, 5:11 pm EST	Adam D NelsonSVP and General Counsel	489	—	—	15,156	—	plan? amended
Dec 11, 2015 AForm 4 →	Dec 11, 5:10 pm EST	Aaron P GraftPresident & CEO, Director	39,388	—	—	153,316	—	plan? amended
Dec 11, 2015 AForm 4 →	Dec 11, 5:09 pm EST	Charles A AndersonDirector	6,004	—	—	119,322	—	plan? amended
Nov 19, 2015 PForm 4 →	Nov 23, 5:03 pm EST	Justin N TrailDirector	350	$17.24	$6,034	350	—	plan?
Nov 5, 2015 AForm 4 →	Nov 9, 4:56 pm EST	Aaron P GraftPresident & CEO, Director	3,500	$17.35	$60,725	113,928	—	plan?
Nov 4, 2015 AForm 4 →	Nov 6, 5:14 pm EST	Charles A AndersonDirector	5,000	$16.65	$83,250	113,318	—	plan?
Aug 20, 2015 AForm 4 →	Aug 24, 5:22 pm EDT	Carlos M SepulvedaExecutive Chairman, Director	1,000	$13.89	$13,890	445,695	—	plan?
Aug 17, 2015 AForm 4 →	Aug 19, 5:55 pm EDT	Charles A AndersonDirector	4,000	$14.33	$57,320	108,318	—	plan?
Aug 4, 2015 PForm 4 →	Aug 6, 5:33 pm EDT	Michael P RaffertyDirector	967	$14.13	$13,664	15,372	+6.71%	plan?
Jun 1, 2015 PForm 4 →	Jun 3, 5:47 pm EDT	Robert DobrientDirector	1,500	$12.40	$18,600	56,902	+2.71%	plan?
May 29, 2015 AForm 4 →	Jun 2, 4:47 pm EDT	Carlos M SepulvedaExecutive Chairman, Director	4,000	$12.38	$49,500	444,695	—	plan?
May 27, 2015 AForm 4 →	May 29, 4:47 pm EDT	Charles A AndersonDirector	5,000	$12.59	$62,950	104,318	—	plan?
May 26, 2015 PForm 4/A →	May 28, 5:51 pm EDT	Raymond W Sperring IIIExecutive Vice President	1,000	$12.92	$12,920	8,740	+12.9%	plan?
May 26, 2015 PForm 4 →	May 28, 4:44 pm EDT	Robert DobrientDirector	4,500	$12.73	$57,295	55,402	+8.84%	plan?
May 26, 2015 PForm 4 →	May 28, 4:44 pm EDT	Raymond W Sperring IIIExecutive Vice President	1,000	—	—	8,740	—	plan?
May 22, 2015 PForm 4 →	May 27, 4:35 pm EDT	Michael P RaffertyDirector	1,500	$12.72	$19,080	14,405	+11.6%	plan?
May 6, 2015 PForm 4 →	May 7, 5:40 pm EDT	Michael P RaffertyDirector	1,424	$13.23	$18,840	12,905	+12.4%	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:05 pm EDT	Justin N TrailDirector	1,481	—	—	40,027	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:04 pm EDT	Raymond W Sperring IIIExecutive Vice President	1,482	—	—	7,740	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:04 pm EDT	C Todd SparksDirector	1,481	—	—	43,803	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:03 pm EDT	Carlos M SepulvedaExecutive Chairman, Director	1,851	—	—	440,695	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:03 pm EDT	Michael P RaffertyDirector	1,481	—	—	11,481	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:02 pm EDT	Patricia L PittmanAVP and Controller	1,555	—	—	17,338	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:01 pm EDT	Adam D NelsonSVP and General Counsel	1,218	—	—	14,667	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:00 pm EDT	Maribess L MillerDirector	1,481	—	—	10,481	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 5:00 pm EDT	Derek R McClainDirector	1,481	—	—	13,817	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:59 pm EDT	Gail LehmannVP Operations and Secretary	2,666	—	—	26,380	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:58 pm EDT	Douglas M KratzDirector	1,481	—	—	140,143	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:57 pm EDT	Aaron P GraftPresident & CEO, Director	6,614	—	—	110,428	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:57 pm EDT	R Bryce FowlerChief Financial Officer	3,666	—	—	48,300	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:56 pm EDT	Robert DobrientDirector	1,481	—	—	50,902	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:56 pm EDT	Richard Loren DavisDirector	1,481	—	—	62,833	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 4:55 pm EDT	Charles A AndersonDirector	1,481	—	—	99,318	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 26, 2018 CForm 4 →	Oct 30, 4:34 pm EDT	Douglas M KratzDirector	20,325	—	—	0	—
May 1, 2018 AForm 4 →	May 3, 4:59 pm EDT	Adam D NelsonEVP and General Counsel	3,508	—	—	3,508	—
May 1, 2018 AForm 4 →	May 3, 4:57 pm EDT	Gail LehmannEVP and Secretary	3,640	—	—	3,640	—
May 1, 2018 AForm 4 →	May 3, 4:51 pm EDT	Daniel J. KarasEVP & CLO - TBK Bank, SSB	3,640	—	—	3,640	—
May 1, 2018 AForm 4 →	May 3, 4:49 pm EDT	Aaron P GraftPresident & CEO, Director	9,739	—	—	9,739	—
May 1, 2018 AForm 4 →	May 3, 4:46 pm EDT	R Bryce FowlerChief Financial Officer	4,539	—	—	4,539	—
Apr 1, 2017 AForm 4 →	Apr 5, 4:18 pm EDT	Adam D NelsonEVP and General Counsel	5,023	—	—	5,023	—	late
Apr 1, 2017 AForm 4 →	Apr 5, 4:16 pm EDT	Daniel J. KarasEVP & CLO - TBK Bank, SSB	5,023	—	—	5,023	—	late
Apr 1, 2017 AForm 4 →	Apr 5, 4:13 pm EDT	Gail LehmannEVP and Secretary	5,123	—	—	5,123	—	late
Apr 1, 2017 AForm 4 →	Apr 5, 4:11 pm EDT	Aaron P GraftPresident & CEO, Director	11,883	—	—	11,883	—	late
Apr 1, 2017 AForm 4 →	Apr 5, 4:09 pm EDT	R Bryce FowlerChief Financial Officer	6,716	—	—	6,716	—	late
Apr 1, 2016 AForm 4 →	Apr 5, 6:04 pm EDT	Adam D NelsonSVP and General Counsel	10,539	—	—	10,539	—
Apr 1, 2016 AForm 4 →	Apr 5, 6:03 pm EDT	R Bryce FowlerChief Financial Officer	9,995	—	—	9,995	—
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Aaron P GraftPresident & CEO, Director	16,434	—	—	16,434	—
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Raymond W Sperring IIIExecutive Vice President	2,136	—	—	2,136	—
Apr 1, 2016 AForm 4 →	Apr 5, 6:02 pm EDT	Patricia L PittmanAVP and Controller	2,990	—	—	2,990	—
Apr 1, 2016 AForm 4 →	Apr 5, 6:00 pm EDT	Gail LehmannVP Operations and Secretary	7,176	—	—	7,176	—