SEC Form 4 · accession 0000899243-16-019437
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Anderson
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2016 | P | 2,000 | $15.22 | A | 122,582 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1$15.22 represents the weighted average purchase price per share for the 2000 aggregate amount of shares reported on this line. The range of price per share in the reported transaction is $15.01 to $15.34. Reporting person shall provide, upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Consists of (i) 105,594 shares of common stock of Issuer beneficially owned by the reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.