SEC Form 4 · accession 0001209191-16-156315
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Anderson
Director
Period of report
Dec 20, 2016
Accepted (ET)
Dec 21, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 20, 2016 | G | 6,004 | $0.00 | D | 139,303 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a charitable donation of shares by the reporting person.
- F2Consists of (i) 122,315 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.