SEC Form 4 · accession 0001209191-16-156319
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron P Graft
Officer — President & CEO · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 19, 2016 | G | 2,500 | $0.00 | D | 303,222 | D | |
| Common Stock | holding | — | — | — | 3,315 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a charitable donation of shares by the reporting person.
- F2Consists of (i) 292,751 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future vesting requirements.