Form4insider filings, from the source

Insider · CIK 0001504304

Bulldog Investors, LLC

Files at: AKP, PCF, AEF, JFC, PMO, PHF, KEF, XRDC and 14 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $93.5M · 391sales $19.8M · 43net $73.7M
$10k$10k$1M$1M$100M$100MbuyssalesNov 2014Jul 2015Mar 2016Oct 2016Jun 2017Feb 2018Oct 2018

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Aug 5, 2016 SForm 4 →Aug 9, 9:44 am EDTPACHOLDER HIGH YIELD FUND INCPHF6,351$7.15$45,410997,498−0.63% plan?
Aug 4, 2016 PForm 4 →Aug 8, 9:49 am EDTVirtus Total Return FundDCA75,500$4.56$344,3313,807,943+2.02% plan?
Aug 4, 2016 PForm 4 →Aug 8, 9:43 am EDTNuveen Global Equity Income FundJGV30,900$11.92$368,4511,846,614+1.70% plan?
Aug 3, 2016 PForm 4 →Aug 5, 11:15 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV9,045$9.00$81,4041,524,221+0.60% plan?
Aug 3, 2016 SForm 4 →Aug 5, 10:59 am EDTPACHOLDER HIGH YIELD FUND INCPHF13,577$7.12$96,6681,003,849−1.33% plan?
Aug 2, 2016 PForm 4 →Aug 4, 10:29 am EDTNuveen Global Equity Income FundJGV35,390$11.87$420,1921,815,714+1.99% plan?
Aug 1, 2016 PForm 4 →Aug 3, 11:08 am EDTVirtus Total Return FundDCA17,636$4.60$81,0443,732,443+0.47% plan?
Aug 1, 2016 PForm 4 →Aug 3, 10:36 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV5,560$9.00$50,0621,515,176+0.37% plan?
Jul 28, 2016 PForm 4 →Aug 1, 11:57 am EDTNuveen Global Equity Income FundJGV11,000$12.11$133,1621,780,324+0.62% plan?
Jul 27, 2016 PForm 4 →Jul 29, 11:21 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV10,275$9.07$93,1751,509,616+0.69% plan?
Jul 26, 2016 SForm 4 →Jul 28, 10:13 am EDTPACHOLDER HIGH YIELD FUND INCPHF17,327$7.19$124,6081,017,426−1.67% plan?
Jul 25, 2016 PForm 4 →Jul 27, 12:27 pm EDTNuveen Global Equity Income FundJGV4,476$12.10$54,1751,769,324+0.25% plan?
Jul 22, 2016 PForm 4 →Jul 26, 12:18 pm EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV11,700$9.05$105,8651,499,341+0.79% plan?
Jul 22, 2016 SForm 4 →Jul 26, 11:36 am EDTPACHOLDER HIGH YIELD FUND INCPHF19,179$7.24$138,8131,034,753−1.82% plan?
Jul 21, 2016 PForm 4 →Jul 25, 7:58 am EDTNuveen Global Equity Income FundJGV24,470$12.09$295,7661,764,848+1.41% plan?
Jul 20, 2016 PForm 4 →Jul 22, 11:14 am EDTVirtus Total Return FundDCA17,600$4.60$81,0363,714,807+0.48% plan?
Jul 20, 2016 PForm 4 →Jul 22, 10:25 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV9,300$9.23$85,8511,487,641+0.63% plan?
Jul 20, 2016 SForm 4 →Jul 22, 10:00 am EDTPACHOLDER HIGH YIELD FUND INCPHF4,105$7.27$29,8571,053,932−0.39% plan?
Jul 19, 2016 PForm 4 →Aug 2, 1:46 pm EDTHill International, Inc.HIL5,000$4.23$21,15029,212+20.7% plan? late
Jul 19, 2016 PForm 4 →Jul 21, 10:34 am EDTNuveen Global Equity Income FundJGV34,624$12.07$417,9581,740,378+2.03% plan?
Jul 18, 2016 PForm 4 →Jul 20, 11:46 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV600$9.22$5,5321,478,341+0.04% plan?
Jul 18, 2016 SForm 4 →Jul 20, 11:41 am EDTPACHOLDER HIGH YIELD FUND INCPHF7,975$7.23$57,6301,058,037−0.75% plan?
Jul 15, 2016 PForm 4 →Jul 19, 1:51 pm EDTNuveen Global Equity Income FundJGV15,159$12.08$183,0961,705,754+0.90% plan?
Jul 15, 2016 PForm 4 →Jul 19, 12:18 pm EDTVirtus Total Return FundDCA18,448$4.56$84,1233,697,207+0.50% plan?
Jul 14, 2016 PForm 4 →Jul 18, 12:43 pm EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV3,800$9.19$34,9191,477,741+0.26% plan?
Jul 13, 2016 PForm 4 →Jul 15, 11:30 am EDTVirtus Total Return FundDCA54,700$4.55$249,1573,678,759+1.51% plan?
Jul 13, 2016 PForm 4 →Jul 15, 10:58 am EDTNuveen Global Equity Income FundJGV25,069$12.04$301,7621,690,595+1.51% plan?
Jul 12, 2016 PForm 4 →Jul 14, 2:06 pm EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV13,163$9.14$120,2561,473,941+0.90% plan?
Jul 11, 2016 PForm 4 →Jul 13, 3:28 pm EDTVirtus Total Return FundDCA57,552$4.55$261,7893,624,059+1.61% plan?
Jul 11, 2016 SForm 4 →Jul 13, 2:56 pm EDTPACHOLDER HIGH YIELD FUND INCPHF4,424$7.21$31,8941,066,012−0.41% plan?
Jul 11, 2016 PForm 4 →Jul 13, 2:07 pm EDTNuveen Global Equity Income FundJGV38,916$11.92$464,0601,665,526+2.39% plan?
Jul 8, 2016 PForm 4 →Jul 12, 9:45 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV20,500$9.07$185,9351,460,778+1.42% plan?
Jul 7, 2016 PForm 4 →Jul 11, 1:54 pm EDTNuveen Global Equity Income FundJGV18,800$11.69$219,6901,626,610+1.17% plan?
Jul 7, 2016 SForm 4 →Jul 11, 1:50 pm EDTPACHOLDER HIGH YIELD FUND INCPHF21,933$7.16$157,0851,070,436−2.01% plan?
Jul 1, 2016 SForm 4 →Jul 6, 1:48 pm EDTPACHOLDER HIGH YIELD FUND INCPHF1,954$7.09$13,8571,092,369−0.18% plan?
Jun 30, 2016 PForm 4 →Jul 5, 10:44 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV2,800$8.97$25,1061,440,278+0.19% plan?
Jun 30, 2016 PForm 4 →Jul 5, 10:39 am EDTNuveen Global Equity Income FundJGV1,700$11.51$19,5751,607,810+0.11% plan?
Jun 29, 2016 SForm 4 →Jul 1, 10:59 am EDTPACHOLDER HIGH YIELD FUND INCPHF1,109$7.14$7,9161,094,323−0.10% plan?
Jun 28, 2016 PForm 4 →Jun 30, 9:58 am EDTNuveen Global Equity Income FundJGV15,600$11.36$177,1411,606,110+0.98% plan?
Jun 24, 2016 SForm 4 →Jun 28, 10:59 am EDTPACHOLDER HIGH YIELD FUND INCPHF100$7.11$7111,095,432−0.01% plan?
Jun 24, 2016 PForm 4 →Jun 28, 10:56 am EDTNuveen Global Equity Income FundJGV8,100$11.38$92,1671,590,510+0.51% plan?
Jun 23, 2016 PForm 4 →Jun 27, 9:46 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV17,248$8.98$154,8301,437,478+1.21% plan?
Jun 22, 2016 SForm 4 →Jun 24, 10:10 am EDTPACHOLDER HIGH YIELD FUND INCPHF13,492$7.17$96,7901,095,532−1.22% plan?
Jun 21, 2016 PForm 4 →Jun 23, 10:59 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV5,270$8.91$46,9511,420,230+0.37% plan?
Jun 20, 2016 SForm 4 →Jun 22, 9:31 am EDTPACHOLDER HIGH YIELD FUND INCPHF19,038$7.17$136,4801,109,024−1.69% plan?
Jun 17, 2016 PForm 4 →Jun 21, 9:54 am EDTNuveen Global Equity Income FundJGV40,361$11.53$465,4221,582,410+2.62% plan?
Jun 13, 2016 PForm 4 →Jun 15, 9:35 am EDTNuveen Global Equity Income FundJGV37,951$11.35$430,8811,542,049+2.52% plan?
Jun 10, 2016 PForm 4 →Jun 14, 1:14 pm EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV1,298$8.89$11,5351,414,960+0.09% plan?
Jun 9, 2016 PForm 4 →Jun 13, 10:03 am EDTNuveen Global Equity Income FundJGV24,766$11.96$296,3071,504,098+1.67% plan?
Jun 8, 2016 PForm 4 →Jun 10, 11:35 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV20,300$8.98$182,2881,413,662+1.46% plan?
Jun 7, 2016 PForm 4 →Jun 9, 4:33 pm EDTPACHOLDER HIGH YIELD FUND INCPHF5,000$6.95$34,7501,128,062+0.45% plan?
Jun 7, 2016 PForm 4 →Jun 9, 9:34 am EDTNuveen Global Equity Income FundJGV26,699$12.07$322,1361,479,332+1.84% plan?
Jun 3, 2016 PForm 4 →Jun 7, 9:18 am EDTLMP REAL ESTATE INCOME FUND INC.RIT79,952$13.92$1,112,9342,378,630+3.48% plan?
Jun 3, 2016 PForm 4 →Jun 7, 9:15 am EDTNuveen Global Equity Income FundJGV1,700$11.89$20,2131,452,633+0.12% plan?
Jun 1, 2016 PForm 4 →Jun 3, 9:16 am EDTLMP REAL ESTATE INCOME FUND INC.RIT31,886$13.82$440,7422,298,678+1.41% plan?
May 26, 2016 PForm 4 →May 31, 9:25 am EDTNuveen Global Equity Income FundJGV8,600$11.79$101,3901,450,933+0.60% plan?
May 25, 2016 PForm 4 →May 27, 10:10 am EDTVirtus Total Return FundDCA100$4.28$4283,566,507+0.00% plan?
May 24, 2016 PForm 4 →May 26, 9:27 am EDTNuveen Global Equity Income FundJGV38,948$11.72$456,5611,442,333+2.78% plan?
May 20, 2016 PForm 4 →May 24, 9:44 am EDTNuveen Global Equity Income FundJGV31,756$11.48$364,4751,403,385+2.32% plan?
May 19, 2016 PForm 4 →May 23, 11:48 am EDTVirtus Total Return FundDCA51,500$4.24$218,3243,566,407+1.47% plan?
May 18, 2016 PForm 4 →May 20, 11:12 am EDTNuveen Global Equity Income FundJGV26,432$11.37$300,6111,371,629+1.96% plan?
May 17, 2016 PForm 4 →May 19, 4:35 pm EDTHill International, Inc.HIL6,300$3.83$24,12924,212+35.2% plan?
May 16, 2016 PForm 4 →May 18, 1:41 pm EDTLMP REAL ESTATE INCOME FUND INC.RIT700$14.08$9,8532,266,792+0.03% plan?
May 16, 2016 PForm 4 →May 18, 1:36 pm EDTVirtus Total Return FundDCA138,896$4.29$596,5383,514,907+4.11% plan?
May 12, 2016 PForm 4 →May 16, 10:01 am EDTVirtus Total Return FundDCA93,967$4.30$404,4533,376,011+2.86% plan?
May 10, 2016 SForm 4 →May 12, 10:08 am EDTADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUNDLCM3,897$8.22$32,0411,078,710−0.36% plan?
May 9, 2016 PForm 4 →May 11, 9:35 am EDTVirtus Total Return FundDCA24,467$4.29$104,8783,282,044+0.75% plan?
May 9, 2016 PForm 4 →May 11, 9:33 am EDTNEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCNRO48,967$5.35$261,8634,431,370+1.12% plan?
May 6, 2016 PForm 4 →May 10, 9:59 am EDTLMP REAL ESTATE INCOME FUND INC.RIT19,545$13.98$273,1472,266,092+0.87% plan?
May 5, 2016 PForm 4 →May 9, 10:57 am EDTNEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCNRO29,595$5.30$156,7094,382,403+0.68% plan?
May 4, 2016 PForm 4 →May 6, 9:31 am EDTVirtus Total Return FundDCA44,752$4.27$191,1033,257,577+1.39% plan?
May 4, 2016 SForm 4 →May 5, 2:25 pm EDTDEUTSCHE GLOBAL HIGH INCOME FUND, INC.LBF14,799$8.05$119,133480,946−2.99% plan?
May 2, 2016 PForm 4 →May 4, 12:44 pm EDTVirtus Total Return FundDCA66,992$4.28$286,6293,212,825+2.13% plan?
Apr 27, 2016 SForm 4 →Apr 29, 10:12 am EDTDEUTSCHE GLOBAL HIGH INCOME FUND, INC.LBF43,965$8.00$351,720495,745−8.15% plan?
Apr 27, 2016 PForm 4 →Apr 29, 10:10 am EDTVirtus Total Return FundDCA63,230$4.26$269,1963,145,833+2.05% plan?
Apr 25, 2016 SForm 4 →Apr 27, 4:17 pm EDTDEUTSCHE GLOBAL HIGH INCOME FUND, INC.LBF50,113$8.00$401,118539,710−8.50% plan?
Apr 25, 2016 PForm 4 →Apr 27, 12:09 pm EDTVirtus Total Return FundDCA10,602$4.22$44,7283,082,603+0.35% plan?
Apr 25, 2016 PForm 4 →Apr 27, 10:41 am EDTLMP REAL ESTATE INCOME FUND INC.RIT65,857$13.44$885,1182,246,547+3.02% plan?
Apr 21, 2016 PForm 4 →Apr 25, 9:26 am EDTLMP REAL ESTATE INCOME FUND INC.RIT4,900$13.50$66,1292,180,690+0.23% plan?
Apr 20, 2016 PForm 4/A →Apr 27, 11:46 am EDTVirtus Total Return FundDCA28,990$4.28$124,1533,072,001+0.95% plan?
Apr 20, 2016 PForm 4 →Apr 22, 11:40 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV19,734$8.86$174,8631,393,362+1.44% plan?
Apr 19, 2016 PForm 4 →Apr 21, 10:17 am EDTLMP REAL ESTATE INCOME FUND INC.RIT19,135$13.70$262,1272,175,790+0.89% plan?
Apr 19, 2016 PForm 4 →Apr 21, 10:15 am EDTVirtus Total Return FundDCA37,140$4.28$158,9853,073,001+1.22% plan?
Apr 15, 2016 PForm 4 →Apr 20, 11:51 am EDTNuveen Global Equity Income FundJGV2,900$10.93$31,6861,345,197+0.22% plan? late
Apr 15, 2016 PForm 4 →Apr 19, 1:20 pm EDTVirtus Total Return FundDCA1,200$4.19$5,0223,035,861+0.04% plan?
Apr 14, 2016 PForm 4 →Apr 18, 9:42 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV48,058$8.72$419,0751,373,628+3.63% plan?
Apr 13, 2016 PForm 4 →Apr 15, 12:09 pm EDTVirtus Total Return FundDCA19,998$4.15$83,0273,034,661+0.66% plan?
Apr 8, 2016 PForm 4 →Apr 12, 9:44 am EDTVirtus Total Return FundDCA53,648$4.12$221,2933,014,663+1.81% plan?
Apr 6, 2016 PForm 4 →Apr 8, 10:13 am EDTVirtus Total Return FundDCA21,200$4.15$87,8872,961,015+0.72% plan?
Apr 5, 2016 PForm 4 →Apr 7, 9:56 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV11,329$8.55$96,8281,325,570+0.86% plan?
Apr 4, 2016 PForm 4 →Apr 6, 10:54 am EDTNuveen Global Equity Income FundJGV8,135$10.81$87,9311,342,297+0.61% plan?
Apr 4, 2016 PForm 4 →Apr 6, 10:48 am EDTVirtus Total Return FundDCA99,757$4.19$418,0302,939,815+3.51% plan?
Mar 31, 2016 PForm 4 →Apr 4, 1:57 pm EDTVirtus Total Return FundDCA59,586$4.20$250,2432,840,058+2.14% plan?
Mar 31, 2016 PForm 4 →Apr 4, 1:09 pm EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV4,321$8.62$37,2411,314,241+0.33% plan?
Mar 30, 2016 PForm 4/A →Apr 4, 11:46 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV600$8.63$5,1781,309,920+0.05% plan?
Mar 30, 2016 PForm 4 →Mar 31, 9:55 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV600$8.63$5,1781,561,109+0.04% plan? amended
Mar 28, 2016 PForm 4 →Mar 30, 11:12 am EDTFIRST TRUST DIVIDEND & INCOME FUNDFAV7,692$8.52$65,5221,309,320+0.59% plan?
Mar 28, 2016 PForm 4 →Mar 30, 10:43 am EDTVirtus Total Return FundDCA120,000$4.09$490,9602,780,472+4.51% plan?
Mar 23, 2016 PForm 4 →Mar 25, 10:29 am EDTVirtus Total Return FundDCA88,300$4.10$362,2162,660,472+3.43% plan?
Mar 21, 2016 PForm 4 →Mar 23, 9:55 am EDTVirtus Total Return FundDCA107,646$4.11$442,0842,572,172+4.37% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jun 24, 2015 XForm 4 →Jun 26, 1:10 pm EDTIMPERIAL HOLDINGS, INC.IFT1,305,849——0—
Feb 21, 2014 PForm 5 →Feb 13, 2015, 9:33 am ESTIMPERIAL HOLDINGS, INC.IFT6,302$1,000.00$6,302,0006,302—