SEC Form 4 · accession 0001398344-16-015946
Hill International, Inc. · HIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Phillip Goldstein
10% Owner · Other
FULL VALUE PARTNERS LP
10% Owner · Other
Andrew Dakos
10% Owner · Other
Bulldog Investors, LLC
10% Owner · Other
Steven Samuels
10% Owner · Other
Period of report
Jul 19, 2016
Accepted (ET)
Aug 2, 2016 · 1:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F5 | Jul 19, 2016 | P | 4,054 | $4.23 | A | 28,266 | D | |
| Common StockF1,F2,F5 | Jul 25, 2016 | P | 946 | $4.23 | A | 29,212 | D | |
| Common StockF1,F2,F3 | holding | — | — | — | 2,793,921 | I | By Clients | |
| Common StockF1,F2,F4 | holding | — | — | — | 716,946 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons and certain other stockholders of the Issuer on March 10, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such shares are being reported in a separate Form 3 filing.
- F2Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- F3Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC and a limited partner in certain of such private fund clients.
- F4Shares are held by Full Value Partners, L.P. Such shares are included in the number of shares reported herein by Bulldog Investors, LLC, the investment adviser of Full Value Partners, L.P.
- F5Shares are held directly by Phillip Goldstein and/or his spouse.