Company · CIK 0001430592 · SIC 6282 — Investment Advice
Financial Engines, Inc. · FNGN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2016 FMForm 4 → | Nov 23, 4:41 pm EST | Michael Jerome CampbellEVP, Technology | 577 | $34.90 | $5,514 | 35,969 | — | plan? |
| Nov 22, 2016 FMForm 4 → | Nov 23, 4:38 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 2,938 | $34.90 | $25,233 | 3,607 | — | plan? |
| Nov 17, 2016 SForm 4 → | Nov 18, 6:42 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 6,340 | $34.02 | $215,687 | 0 | — | plan? |
| Nov 17, 2016 SForm 4 → | Nov 17, 6:50 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $33.61 | $336,119 | 81,603 | −10.9% | plan? |
| Nov 16, 2016 SForm 4 → | Nov 18, 6:40 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 960 | $33.50 | $32,160 | 2,115 | −31.2% | plan? |
| Nov 16, 2016 FMForm 4 → | Nov 17, 7:11 pm EST | Lawrence M. RaffoneCEO & President, Director | 4,393 | $33.30 | $46,886 | 34,218 | — | plan? |
| Nov 16, 2016 FMForm 4 → | Nov 17, 7:07 pm EST | Raymond J. SimsEVP & CFO | 2,670 | $33.30 | $24,309 | 16,225 | — | plan? |
| Nov 16, 2016 FMForm 4 → | Nov 17, 7:02 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 992 | $33.30 | $8,125 | 17,439 | — | plan? |
| Nov 16, 2016 FMForm 4 → | Nov 17, 6:56 pm EST | Jeffrey C GraceOther | 1,133 | $33.30 | $10,323 | 17,346 | — | plan? |
| Nov 16, 2016 FMForm 4 → | Nov 17, 6:51 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 1,353 | $33.30 | $11,089 | 3,075 | — | plan? |
| Nov 16, 2016 SForm 4 → | Nov 17, 6:51 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 960 | $32.00 | $30,720 | 2,388 | −28.7% | plan? |
| Nov 16, 2016 FMForm 4 → | Nov 17, 6:50 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 13,181 | $10.48 | $116,230 | 91,603 | — | plan? |
| Nov 15, 2016 FGMForm 4 → | Nov 17, 6:59 pm EST | Michael Jerome CampbellEVP, Technology | 2,073 | $33.30 | $13,420 | 35,708 | — | plan? |
| Nov 14, 2016 SForm 4 → | Nov 14, 7:50 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $32.15 | $321,500 | 80,604 | −11.0% | plan? |
| Nov 11, 2016 FMForm 4 → | Nov 14, 7:58 pm EST | Raymond J. SimsEVP & CFO | 5,582 | $30.75 | $46,894 | 15,015 | — | plan? |
| Nov 11, 2016 FMForm 4 → | Nov 14, 7:56 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 4,429 | $30.75 | $33,456 | 16,935 | — | plan? |
| Nov 11, 2016 FMForm 4 → | Nov 14, 7:54 pm EST | Jeffrey C GraceOther | 1,511 | $30.75 | $12,700 | 16,833 | — | plan? |
| Nov 11, 2016 FMForm 4 → | Nov 14, 7:52 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 5,582 | $30.75 | $46,894 | 6,340 | — | plan? |
| Nov 11, 2016 FMForm 4 → | Nov 14, 7:51 pm EST | Michael Jerome CampbellEVP, Technology | 2,627 | $30.75 | $22,079 | 35,641 | — | plan? |
| Nov 11, 2016 FMForm 4 → | Nov 14, 7:50 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 17,931 | $12.80 | $162,341 | 90,604 | — | plan? |
| Nov 10, 2016 SForm 4 → | Nov 14, 5:57 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $30.00 | $300,000 | 28,227 | −26.2% | plan? |
| Nov 10, 2016 FMForm 4 → | Nov 14, 5:57 pm EST | Lawrence M. RaffoneCEO & President, Director | 22,290 | $13.36 | $186,194 | 32,641 | — | plan? |
| Sep 14, 2016 SForm 4 → | Sep 14, 8:14 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $29.88 | $298,838 | 78,035 | −11.4% | plan? |
| Sep 14, 2016 MForm 4 → | Sep 14, 8:14 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 6,471 | $7.99 | $51,703 | 88,035 | — | plan? |
| Sep 6, 2016 SForm 4 → | Sep 7, 7:39 pm EDT | Lawrence M. RaffoneCEO & President, Director | 10,000 | $32.05 | $320,463 | 28,227 | −26.2% | plan? |
| Sep 6, 2016 MForm 4 → | Sep 7, 7:39 pm EDT | Lawrence M. RaffoneCEO & President, Director | 10,000 | $6.51 | $65,100 | 30,544 | — | plan? |
| Sep 6, 2016 SForm 4 → | Sep 7, 7:37 pm EDT | Heidi FieldsDirector | 5,000 | $31.99 | $159,931 | 7,481 | — | plan? |
| Aug 23, 2016 SForm 4 → | Aug 24, 5:56 pm EDT | Lawrence M. RaffoneCEO & President, Director | 10,000 | $32.00 | $320,000 | 28,227 | −26.2% | plan? |
| Aug 23, 2016 MForm 4 → | Aug 24, 5:56 pm EDT | Lawrence M. RaffoneCEO & President, Director | 10,000 | $6.51 | $65,100 | 38,227 | — | plan? |
| Aug 23, 2016 SForm 4 → | Aug 24, 5:54 pm EDT | Lewis Antone Jr.EVP, General Counsel and Sec. | 960 | $32.00 | $30,720 | 3,348 | −22.3% | plan? |
| Aug 16, 2016 SForm 4 → | Aug 17, 8:10 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $30.66 | $306,570 | 81,564 | −10.9% | plan? |
| Aug 3, 2016 SForm 4 → | Aug 4, 7:18 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $28.23 | $282,300 | 91,564 | −9.85% | plan? |
| Jul 20, 2016 MForm 4/A → | Aug 4, 6:57 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 186 | $7.50 | $1,395 | 101,564 | — | plan? |
| Jul 20, 2016 PForm 4 → | Jul 21, 6:53 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 186 | $7.50 | $1,395 | 101,564 | +0.18% | plan? amended |
| May 21, 2016 MForm 4 → | May 24, 5:45 pm EDT | David B YoffieDirector | 2,504 | — | — | 12,481 | — | plan? |
| May 21, 2016 MForm 4 → | May 24, 5:44 pm EDT | John B ShovenDirector | 2,504 | — | — | 12,481 | — | plan? |
| May 21, 2016 MForm 4 → | May 24, 5:42 pm EDT | Robert A HuretDirector | 2,504 | — | — | 12,481 | — | plan? |
| May 21, 2016 MForm 4 → | May 24, 5:40 pm EDT | Joseph GrundfestDirector | 2,504 | — | — | 12,481 | — | plan? |
| May 21, 2016 MForm 4 → | May 24, 5:38 pm EDT | Blake R. GrossmanDirector | 2,504 | — | — | 27,481 | — | plan? |
| May 21, 2016 MForm 4 → | May 24, 5:36 pm EDT | Heidi FieldsDirector | 2,504 | — | — | 12,481 | — | plan? |
| May 21, 2016 MForm 4 → | May 24, 5:35 pm EDT | E. Olena Berg-LacyDirector | 2,504 | — | — | 10,606 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:34 pm EDT | David B YoffieDirector | 2,473 | — | — | 9,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:32 pm EDT | John B ShovenDirector | 2,473 | — | — | 9,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:31 pm EDT | Paul G KoontzDirector | 2,473 | — | — | 9,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:29 pm EDT | Joseph GrundfestDirector | 2,473 | — | — | 9,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:27 pm EDT | Blake R. GrossmanDirector | 2,473 | — | — | 24,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:26 pm EDT | Robert A HuretDirector | 2,473 | — | — | 9,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:22 pm EDT | Heidi FieldsDirector | 2,473 | — | — | 9,977 | — | plan? |
| May 15, 2016 MForm 4 → | May 17, 7:21 pm EDT | E. Olena Berg-LacyDirector | 2,473 | — | — | 8,102 | — | plan? |
| May 15, 2016 FMForm 4 → | May 17, 7:01 pm EDT | Paul GambleEVP, Distrib & Inst Services | 13,989 | $26.20 | $90,023 | 14,885 | — | plan? |
| May 2, 2016 SForm 4 → | May 3, 6:34 pm EDT | Lawrence M. RaffoneCEO & President, Director | 18,667 | $31.79 | $593,431 | 28,227 | −39.8% | plan? |
| May 2, 2016 MForm 4 → | May 3, 6:34 pm EDT | Lawrence M. RaffoneCEO & President, Director | 18,667 | $7.50 | $140,003 | 46,894 | — | plan? |
| Apr 25, 2016 SForm 4 → | Apr 26, 4:58 pm EDT | Paul GambleEVP, Distrib & Inst Services | 3,825 | $32.66 | $124,924 | 7,768 | −33.0% | plan? |
| Apr 21, 2016 SForm 4 → | Apr 22, 7:49 pm EDT | Michael Jerome CampbellEVP, Technology | 5,551 | $33.40 | $185,403 | 34,450 | −13.9% | plan? |
| Apr 21, 2016 MForm 4 → | Apr 22, 7:49 pm EDT | Michael Jerome CampbellEVP, Technology | 5,551 | $6.51 | $36,137 | 40,001 | — | plan? |
| Apr 16, 2016 FMForm 4 → | Apr 18, 7:24 pm EDT | Michael Jerome CampbellEVP, Technology | 1,689 | $31.51 | $14,558 | 34,450 | — | plan? |
| Mar 15, 2016 FMForm 4 → | Mar 16, 6:27 pm EDT | Gina M CruseEVP, Human Resources | 1,900 | $28.01 | $14,285 | 880 | — | plan? |
| Feb 26, 2016 FMForm 4 → | Feb 29, 7:01 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 2,613 | $24.59 | $17,557 | 12,483 | — | plan? |
| Feb 26, 2016 FMForm 4 → | Feb 29, 7:01 pm EST | Lawrence M. RaffoneCEO & President, Director | 3,998 | $24.59 | $24,147 | 28,227 | — | plan? |
| Feb 26, 2016 FMForm 4 → | Feb 29, 7:00 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 2,074 | $24.59 | $12,541 | 14,682 | — | plan? |
| Feb 26, 2016 FMForm 4 → | Feb 29, 6:59 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 3,382 | $24.59 | $22,721 | 101,378 | — | plan? |
| Feb 26, 2016 FMForm 4 → | Feb 29, 6:58 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,230 | $24.59 | $8,262 | 12,061 | — | plan? |
| Feb 26, 2016 FMForm 4 → | Feb 29, 6:57 pm EST | Jeffrey C GraceOther | 720 | $24.59 | $5,066 | 16,148 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:14 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 7,994 | $26.06 | $60,485 | 11,298 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:12 pm EST | Lawrence M. RaffoneCEO & President, Director | 18,912 | $26.06 | $123,733 | 26,193 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:10 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 4,470 | $26.06 | $32,002 | 13,628 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:09 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 10,188 | $26.06 | $75,756 | 99,844 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:07 pm EST | Mark Peter CostelloEVP, Service Delivery | 3,130 | $26.06 | $22,359 | 10,234 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:04 pm EST | Anne Tuttle CappelEVP, General Counsel | 2,331 | $26.06 | $18,503 | 11,503 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:03 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 3,267 | $26.06 | $25,930 | 3,808 | — | plan? |
| Feb 18, 2016 FMForm 4 → | Feb 22, 6:01 pm EST | Michael Jerome CampbellEVP, Technology | 3,267 | $26.06 | $25,930 | 33,685 | — | plan? |
| Feb 1, 2016 JForm 4 → | Feb 3, 7:47 am EST | WARBURG PINCUS LLC10% Owner | 8,218,256 | — | — | 8,218,256 | — | plan? |
| Feb 1, 2016 JForm 4 → | Feb 3, 7:46 am EST | Warburg Pincus Private Equity X, L.P. +9Director, 10% Owner | 8,218,256 | — | — | 8,218,256 | — | plan? |
| Feb 1, 2016 JForm 4 → | Feb 2, 9:54 pm EST | Michael E. MartinDirector | 8,218,256 | — | — | 8,218,256 | — | plan? |
| Dec 31, 2015 FMForm 4 → | Jan 4, 2016, 6:00 pm EST | Mark Peter CostelloEVP, Service Delivery | 6,193 | $33.67 | $51,111 | 8,820 | — | plan? |
| Dec 31, 2015 SForm 4 → | Jan 4, 2016, 5:59 pm EST | Michael Jerome CampbellEVP, Technology | 5,551 | $34.02 | $188,872 | 29,490 | −15.8% | plan? |
| Dec 31, 2015 FMForm 4 → | Jan 4, 2016, 5:59 pm EST | Michael Jerome CampbellEVP, Technology | 11,983 | $13.04 | $95,295 | 32,408 | — | plan? |
| Nov 30, 2015 SForm 4 → | Dec 1, 7:59 pm EST | Michael Jerome CampbellEVP, Technology | 9,856 | $35.74 | $352,283 | 29,490 | −25.0% | plan? |
| Nov 30, 2015 MForm 4 → | Dec 1, 7:59 pm EST | Michael Jerome CampbellEVP, Technology | 7,980 | $7.04 | $56,212 | 39,346 | — | plan? |
| Nov 22, 2015 FMForm 4 → | Nov 23, 5:18 pm EST | Mark Peter CostelloEVP, Service Delivery | 555 | $35.22 | $4,790 | 5,663 | — | plan? |
| Nov 22, 2015 FMForm 4 → | Nov 23, 5:15 pm EST | Michael Jerome CampbellEVP, Technology | 577 | $35.22 | $5,565 | 31,366 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:26 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 2,742 | $32.59 | $24,410 | 7,946 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:25 pm EST | Lawrence M. RaffoneCEO & President, Director | 2,933 | $32.59 | $30,635 | 16,777 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:24 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 1,138 | $32.59 | $9,125 | 11,614 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:23 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 3,033 | $32.59 | $33,894 | 95,470 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:22 pm EST | Jeffrey C GraceOther | 1,181 | $32.59 | $10,527 | 15,840 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:20 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,369 | $32.59 | $12,189 | 11,213 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:19 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,514 | $32.59 | $12,091 | 5,380 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 7:18 pm EST | Michael Jerome CampbellEVP, Technology | 1,573 | $32.59 | $14,014 | 31,105 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:48 pm EST | Lawrence M. RaffoneCEO & President, Director | 4,253 | $33.53 | $42,516 | 15,724 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:46 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 2,670 | $33.53 | $24,477 | 6,702 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:46 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 992 | $33.53 | $8,181 | 11,036 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:44 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 3,181 | $33.53 | $36,581 | 94,517 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:43 pm EST | Jeffrey C GraceOther | 1,133 | $33.53 | $10,394 | 15,305 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:41 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,418 | $33.53 | $11,668 | 4,608 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:40 pm EST | Michael Jerome CampbellEVP, Technology | 1,473 | $33.53 | $13,513 | 30,392 | — | plan? |
| Nov 16, 2015 FMForm 4 → | Nov 17, 7:38 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,438 | $33.53 | $13,177 | 10,592 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:46 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 5,581 | $34.47 | $52,567 | 5,492 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:42 pm EST | Lawrence M. RaffonePresident & CEO, Director | 11,071 | $34.47 | $93,724 | 14,007 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:40 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 4,429 | $34.47 | $37,503 | 10,532 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2016 MForm 4 → | Feb 22, 6:07 pm EST | Mark Peter CostelloEVP, Service Delivery | 2,272 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:04 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,621 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:03 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 2,272 | — | — | 0 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:35 pm EST | Michael E. MartinDirector | 25,000 | — | — | 25,000 | — | |
| Dec 31, 2015 MForm 4 → | Jan 4, 2016, 6:00 pm EST | Mark Peter CostelloEVP, Service Delivery | 4,675 | — | — | 0 | — | |
| Dec 31, 2015 MForm 4 → | Jan 4, 2016, 5:59 pm EST | Michael Jerome CampbellEVP, Technology | 10,226 | — | — | 0 | — | |
| Nov 30, 2015 MForm 4 → | Dec 1, 7:59 pm EST | Michael Jerome CampbellEVP, Technology | 7,980 | — | — | 18,555 | — | |
| Nov 22, 2015 MForm 4 → | Nov 23, 5:18 pm EST | Mark Peter CostelloEVP, Service Delivery | 419 | — | — | 838 | — | |
| Nov 22, 2015 MForm 4 → | Nov 23, 5:15 pm EST | Michael Jerome CampbellEVP, Technology | 419 | — | — | 838 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:26 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 1,993 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:25 pm EST | Lawrence M. RaffoneCEO & President, Director | 1,993 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:24 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 858 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:23 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 1,993 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:22 pm EST | Jeffrey C GraceOther | 858 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:20 pm EST | Anne Tuttle CappelEVP, General Counsel | 995 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:19 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,143 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:18 pm EST | Michael Jerome CampbellEVP, Technology | 1,143 | — | — | 0 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:48 pm EST | Lawrence M. RaffoneCEO & President, Director | 2,985 | — | — | 2,985 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:46 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 1,940 | — | — | 1,940 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:46 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 748 | — | — | 748 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:44 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 2,090 | — | — | 2,090 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:43 pm EST | Jeffrey C GraceOther | 823 | — | — | 823 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:41 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,070 | — | — | 1,070 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:40 pm EST | Michael Jerome CampbellEVP, Technology | 1,070 | — | — | 1,070 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:38 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,045 | — | — | 1,045 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:46 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 4,056 | — | — | 12,171 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:42 pm EST | Lawrence M. RaffonePresident & CEO, Director | 8,352 | — | — | 25,056 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:40 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 3,341 | — | — | 10,023 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:38 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 5,250 | — | — | 15,750 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:35 pm EST | Jeffrey C GraceOther | 1,097 | — | — | 3,294 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:29 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,909 | — | — | 5,728 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:28 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 4,056 | — | — | 12,171 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:26 pm EST | Michael Jerome CampbellEVP, Technology | 1,909 | — | — | 5,728 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:25 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,909 | — | — | 5,728 | — | |
| Nov 3, 2015 MForm 4 → | Nov 23, 5:14 pm EST | Anne Tuttle CappelEVP, General Counsel | 411 | — | — | 4,000 | — | late |
| Nov 3, 2015 MForm 4 → | Nov 4, 7:35 pm EST | Anne Tuttle CappelEVP, General Counsel | 3,589 | — | — | 4,411 | — | |
| Nov 3, 2015 MForm 4 → | Nov 4, 7:31 pm EST | Michael Jerome CampbellEVP, Technology | 8,611 | — | — | 4,305 | — | |
| Oct 26, 2015 MForm 4 → | Oct 27, 6:31 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 28,693 | — | — | 0 | — | |
| Aug 10, 2015 MForm 4 → | Aug 11, 7:27 pm EDT | Michael Jerome CampbellEVP, Technology | 4,306 | — | — | 12,916 | — | |
| Aug 3, 2015 MForm 4 → | Aug 4, 5:48 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | — | — | 18,667 | — | |
| Jul 31, 2015 MForm 4 → | Aug 3, 5:55 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | — | — | 22,230 | — | |
| Jul 23, 2015 MForm 4 → | Jul 24, 4:50 pm EDT | Anne Tuttle CappelEVP, General Counsel | 4,000 | — | — | 8,000 | — | |
| Jul 17, 2015 MForm 4 → | Jul 20, 5:23 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | — | — | 24,700 | — | |
| Jul 17, 2015 MForm 4 → | Jul 20, 5:22 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | — | — | 23,667 | — | |
| Jul 16, 2015 MForm 4 → | Jul 17, 6:45 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | — | — | 44,985 | — | |
| Jun 26, 2015 MForm 4 → | Jun 29, 6:33 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | — | — | 52,485 | — | |
| Jun 11, 2015 MForm 4 → | Jun 12, 5:10 pm EDT | Raymond J. SimsEVP and CFO | 14,000 | — | — | 19,100 | — | |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:45 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | — | — | 20,290 | — | |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:43 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | — | — | 59,985 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:17 pm EDT | David B YoffieDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:16 pm EDT | John B ShovenDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:15 pm EDT | Paul G KoontzDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:13 pm EDT | Robert A HuretDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:12 pm EDT | Blake R. GrossmanDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:11 pm EDT | Joseph GrundfestDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:10 pm EDT | Heidi FieldsDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:09 pm EDT | E. Olena Berg-LacyDirector | 2,504 | — | — | 2,500 | — | |
| May 20, 2015 AForm 4 → | May 21, 6:00 pm EDT | David B YoffieDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:59 pm EDT | John B ShovenDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:56 pm EDT | Paul G KoontzDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:53 pm EDT | Robert A HuretDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:50 pm EDT | Joseph GrundfestDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:43 pm EDT | Blake R. GrossmanDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:41 pm EDT | Heidi FieldsDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:39 pm EDT | E. Olena Berg-LacyDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 MForm 4 → | May 21, 5:31 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | — | — | 12,000 | — | |
| May 16, 2015 AForm 4 → | May 19, 6:33 pm EDT | Paul G KoontzDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:28 pm EDT | David B YoffieDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:25 pm EDT | John B ShovenDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:23 pm EDT | Robert A HuretDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:22 pm EDT | Blake R. GrossmanDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:17 pm EDT | Joseph GrundfestDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:15 pm EDT | Heidi FieldsDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:14 pm EDT | E. Olena Berg-LacyDirector | 1,250 | — | — | 1,250 | — | |
| May 14, 2015 MForm 4 → | May 15, 8:03 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,030 | — | — | 16,000 | — | |
| May 13, 2015 AForm 4 → | May 14, 4:22 pm EDT | Paul GambleEVP, Distrib & Inst Services | 79,488 | — | — | 58,383 | — | |
| May 11, 2015 MForm 4 → | May 12, 4:39 pm EDT | Raymond J. SimsEVP and CFO | 15,000 | — | — | 30,100 | — | |
| Apr 16, 2015 MForm 4 → | Feb 22, 2016, 6:01 pm EST | Michael Jerome CampbellEVP, Technology | 2,272 | — | — | 0 | — | late |
| Apr 16, 2015 MForm 4 → | Apr 17, 5:12 pm EDT | Michael Jerome CampbellEVP, Technology | 1,227 | — | — | 3,683 | — | |
| Apr 16, 2015 MForm 4 → | Apr 17, 5:10 pm EDT | Mark Peter CostelloEVP, Service Delivery | 1,227 | — | — | 3,683 | — | |
| Mar 12, 2015 MForm 4 → | Mar 13, 4:28 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | — | — | 27,170 | — | |
| Mar 10, 2015 MForm 4 → | Mar 11, 5:20 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 23,529 | — | — | 0 | — | |
| Mar 5, 2015 MForm 4 → | Mar 9, 5:30 pm EDT | Kelly O'DonnellEVP Marketing | 1,250 | — | — | 2,084 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 7:04 pm EST | Raymond J. SimsEVP and CFO | 1,899 | — | — | 5,698 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 7:03 pm EST | Lawrence M. RaffonePresident & CEO, Director | 3,016 | — | — | 9,049 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 7:01 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 2,457 | — | — | 7,374 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 6:59 pm EST | Jeffrey C GraceOther | 514 | — | — | 1,542 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 6:57 pm EST | Anne Tuttle CappelEVP & General Counsel | 893 | — | — | 2,682 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 6:56 pm EST | Kelly O'DonnellEVP Marketing | 1,564 | — | — | 4,692 | — | |
| Feb 24, 2015 MForm 4 → | Feb 25, 5:09 pm EST | John B ShovenDirector | 10,000 | — | — | 7,500 | — | |
| Feb 6, 2015 MForm 4 → | Feb 9, 5:03 pm EST | Kelly O'DonnellEVP Marketing | 2,272 | — | — | 1,667 | — | |
| Jan 28, 2015 MForm 4 → | Jan 29, 5:08 pm EST | Michael Jerome CampbellEVP, Technology | 18,529 | — | — | 0 | — |