Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-095105

Financial Engines, Inc. · FNGN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
WARBURG PINCUS & CO.
Director · 10% Owner
Warburg Pincus X, L.P.
Director · 10% Owner
Warburg Pincus X GP L.P.
Director · 10% Owner
Warburg Pincus X Partners, L.P.
Director · 10% Owner
Warburg Pincus Partners GP LLC
Director · 10% Owner
Warburg Pincus Partners, L.P.
Director · 10% Owner
WPP GP LLC
Director · 10% Owner
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 7:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, par value $0.0001 per share (?Common Stock?)F1,F2,F3,F4,F5,F6Feb 1, 2016J8,218,256—A8,218,256D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

Solely for the purposes of Section 16 of the Exchange Act, each of the WP X Funds, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC and WP may be deemed directors by deputization by virtue of their contractual right to appoint a director to the board of directors of the Issuer. As a result, the "Director" box is marked in Item 5 of this Form 4. Due to the limitations on the number of Reporting Persons allowed on each Form 4, WP LLC is filing a separate Form 4. * Power of Attorney given by each of Mr. Kaye and Mr. Landy was previously filed with the United States Securities and Exchange Commission on November 26, 2013 as an exhibit to a statement on Form 4 filed by Warburg Pincus Private Equity IX, L.P. with respect to Laredo Petroleum Holdings, Inc. (now known as Laredo Petroleum, Inc.) and is hereby incorporated by reference.