SEC Form 4/A · accession 0001209191-16-135577
Financial Engines, Inc. · FNGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher L. Jones
Officer — EVP & Chief Investment Officer
Period of report
Jul 20, 2016
Accepted (ET)
Aug 4, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2016 | M | 186 | $7.50 | A | 101,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.50 | Jul 20, 2016 | M | 186 | D | — | Sep 16, 2016 | Common Stock | 186 | 0 | D |
Explanation of responses
- F1The original form 4 filed on 7/21/2016 incorrectly noted transaction code P.
- F2The option award is fully vested.