Company · CIK 0001430592 · SIC 6282 — Investment Advice
Financial Engines, Inc. · FNGN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2017 SForm 4 → | May 24, 6:20 pm EDT | Michael Jerome CampbellEVP, Product & Technology | 2,000 | $39.40 | $78,800 | 39,020 | −4.88% | plan? |
| May 23, 2017 MForm 4 → | May 24, 6:20 pm EDT | Michael Jerome CampbellEVP, Product & Technology | 2,000 | $6.51 | $13,020 | 41,020 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:24 pm EDT | John B ShovenDirector | 2,505 | — | — | 18,726 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:22 pm EDT | Blake R. GrossmanDirector | 2,505 | — | — | 33,726 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:20 pm EDT | E. Olena Berg-LacyDirector | 2,505 | — | — | 16,851 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:14 pm EDT | Robert A HuretDirector | 2,505 | — | — | 18,726 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:13 pm EDT | David B YoffieDirector | 2,505 | — | — | 18,726 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:11 pm EDT | Joseph GrundfestDirector | 2,505 | — | — | 18,726 | — | plan? |
| May 21, 2017 MForm 4 → | May 23, 8:10 pm EDT | Heidi FieldsDirector | 2,505 | — | — | 13,726 | — | plan? |
| May 17, 2017 SForm 4 → | May 18, 4:23 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 5,120 | $39.99 | $204,756 | 65,209 | −7.28% | plan? |
| May 16, 2017 SForm 4 → | May 17, 4:43 pm EDT | Lewis Antone Jr.EVP, General Counsel and Sec. | 788 | $41.00 | $32,308 | 3,506 | −18.4% | plan? |
| May 16, 2017 MForm 4 → | May 17, 4:43 pm EDT | Lewis Antone Jr.EVP, General Counsel and Sec. | 788 | $21.39 | $16,855 | 4,294 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:50 pm EDT | E. Olena Berg-LacyDirector | 3,740 | — | — | 14,346 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:49 pm EDT | Heidi FieldsDirector | 3,740 | — | — | 11,221 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:47 pm EDT | Robert A HuretDirector | 3,740 | — | — | 16,221 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:46 pm EDT | Blake R. GrossmanDirector | 3,740 | — | — | 31,221 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:46 pm EDT | Joseph GrundfestDirector | 3,740 | — | — | 16,221 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:45 pm EDT | John B ShovenDirector | 3,740 | — | — | 16,221 | — | plan? |
| May 15, 2017 MForm 4 → | May 17, 4:44 pm EDT | David B YoffieDirector | 3,740 | — | — | 16,221 | — | plan? |
| May 10, 2017 SForm 4 → | May 12, 7:01 pm EDT | Jeffrey C GraceOther | 2,874 | $39.80 | $114,385 | 13,278 | −17.8% | plan? |
| May 10, 2017 MForm 4 → | May 12, 7:01 pm EDT | Jeffrey C GraceOther | 1,454 | $21.39 | $31,101 | 16,152 | — | plan? |
| May 10, 2017 SForm 4 → | May 12, 7:00 pm EDT | Lewis Antone Jr.EVP, General Counsel and Sec. | 269 | $39.80 | $10,706 | 3,506 | −7.13% | plan? |
| May 10, 2017 SForm 4 → | May 12, 6:44 pm EDT | Raymond J. SimsEVP & CFO | 30,166 | $39.92 | $1,204,130 | 1,759 | −94.5% | plan? |
| May 10, 2017 MForm 4 → | May 12, 6:44 pm EDT | Raymond J. SimsEVP & CFO | 30,166 | $31.43 | $948,117 | 11,925 | — | plan? |
| May 8, 2017 SForm 4 → | May 9, 9:01 pm EDT | Raymond J. SimsEVP & CFO | 20,000 | $39.26 | $785,168 | 1,759 | −91.9% | plan? |
| May 8, 2017 MForm 4 → | May 9, 9:01 pm EDT | Raymond J. SimsEVP & CFO | 20,000 | $31.43 | $628,600 | 21,759 | — | plan? |
| May 4, 2017 SForm 4 → | May 5, 4:04 pm EDT | Raymond J. SimsEVP & CFO | 9,140 | $42.23 | $385,946 | 1,759 | −83.9% | plan? |
| May 2, 2017 SForm 4 → | May 3, 5:19 pm EDT | John BunchEVP, COO & Pres FE Advisors | 20,000 | $42.39 | $847,892 | 9,950 | −66.8% | plan? |
| May 2, 2017 MForm 4 → | May 3, 5:19 pm EDT | John BunchEVP, COO & Pres FE Advisors | 20,000 | $24.59 | $491,800 | 29,950 | — | plan? |
| May 1, 2017 SForm 4 → | May 3, 5:15 pm EDT | Raymond J. SimsEVP & CFO | 24,649 | $42.53 | $1,048,398 | 10,899 | −69.3% | plan? |
| May 1, 2017 MForm 4 → | May 3, 5:15 pm EDT | Raymond J. SimsEVP & CFO | 24,559 | $26.35 | $647,183 | 19,999 | — | plan? |
| Apr 18, 2017 SForm 4 → | Apr 18, 5:41 pm EDT | Michael Jerome CampbellEVP, Product & Technology | 2,000 | $40.35 | $80,700 | 39,020 | −4.88% | plan? |
| Apr 16, 2017 FMForm 4 → | Apr 18, 5:41 pm EDT | Michael Jerome CampbellEVP, Product & Technology | 3,690 | $11.20 | $27,578 | 41,020 | — | plan? |
| Apr 11, 2017 SForm 4 → | Apr 12, 5:32 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 5,120 | $40.45 | $207,089 | 70,329 | −6.79% | plan? |
| Apr 10, 2017 SForm 4 → | Apr 11, 4:51 pm EDT | Jeffrey C GraceOther | 1,454 | $40.55 | $58,960 | 14,698 | −9.00% | plan? |
| Apr 10, 2017 MForm 4 → | Apr 11, 4:51 pm EDT | Jeffrey C GraceOther | 1,454 | $21.39 | $31,101 | 16,152 | — | plan? |
| Apr 3, 2017 SForm 4 → | Apr 4, 4:59 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 10,000 | $43.31 | $433,132 | 47,118 | −17.5% | plan? |
| Apr 3, 2017 MForm 4 → | Apr 4, 4:59 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 10,000 | $6.51 | $65,100 | 57,118 | — | plan? |
| Mar 21, 2017 SForm 4 → | Mar 22, 5:47 pm EDT | Michael Jerome CampbellEVP, Product & Technology | 2,000 | $41.25 | $82,500 | 38,254 | −4.97% | plan? |
| Mar 21, 2017 MForm 4 → | Mar 22, 5:47 pm EDT | Michael Jerome CampbellEVP, Product & Technology | 2,000 | $6.51 | $13,020 | 40,254 | — | plan? |
| Mar 15, 2017 FMForm 4 → | Mar 16, 5:34 pm EDT | Gina M CruseEVP, Human Resources | 1,913 | $42.25 | $22,097 | 3,655 | — | plan? |
| Mar 14, 2017 SForm 4 → | Mar 15, 4:28 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 6,666 | $40.66 | $271,063 | 75,449 | −8.12% | plan? |
| Mar 10, 2017 SForm 4 → | Mar 13, 4:42 pm EDT | Jeffrey C GraceOther | 2,874 | $41.60 | $119,558 | 14,698 | −16.4% | plan? |
| Mar 10, 2017 MForm 4 → | Mar 13, 4:42 pm EDT | Jeffrey C GraceOther | 1,454 | $21.39 | $31,101 | 17,572 | — | plan? |
| Mar 10, 2017 SForm 4 → | Mar 10, 5:08 pm EST | Warburg Pincus Private Equity X, L.P. +9Director | 4,109,128 | $43.85 | $180,185,263 | 4,109,128 | −50.0% | plan? |
| Mar 10, 2017 SForm 4 → | Mar 10, 5:04 pm EST | WARBURG PINCUS LLCOther | 4,109,128 | $43.85 | $180,185,263 | 4,109,128 | −50.0% | plan? |
| Mar 10, 2017 SForm 4 → | Mar 10, 5:02 pm EST | Michael E. MartinDirector | 4,109,128 | $43.85 | $180,185,263 | 4,109,128 | −50.0% | plan? |
| Mar 2, 2017 SForm 4 → | Mar 3, 7:07 pm EST | Joseph GrundfestDirector | 50,000 | $45.30 | $2,264,940 | 160,000 | −23.8% | plan? |
| Mar 1, 2017 SForm 4 → | Mar 1, 9:21 pm EST | Lawrence M. RaffonePresident & CEO, Director | 10,000 | $45.34 | $453,362 | 47,118 | −17.5% | plan? |
| Mar 1, 2017 MForm 4 → | Mar 1, 9:21 pm EST | Lawrence M. RaffonePresident & CEO, Director | 10,000 | $6.51 | $65,100 | 57,118 | — | plan? |
| Mar 1, 2017 SForm 4 → | Mar 1, 9:20 pm EST | Kelly O'DonnellEVP, CAO & CRO | 3,333 | $45.50 | $151,652 | 16,541 | −16.8% | plan? |
| Mar 1, 2017 MForm 4 → | Mar 1, 9:20 pm EST | Kelly O'DonnellEVP, CAO & CRO | 3,333 | $31.43 | $104,756 | 19,874 | — | plan? |
| Mar 1, 2017 SForm 4 → | Mar 1, 8:57 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 927 | $44.65 | $41,391 | 3,775 | −19.7% | plan? |
| Mar 1, 2017 SForm 4 → | Mar 1, 8:35 pm EST | John B ShovenDirector | 7,500 | $45.20 | $339,000 | 12,481 | −37.5% | plan? |
| Mar 1, 2017 MForm 4 → | Mar 1, 8:35 pm EST | John B ShovenDirector | 7,500 | $8.75 | $65,625 | 19,981 | — | plan? |
| Feb 28, 2017 SForm 4 → | Mar 1, 9:28 pm EST | E. Olena Berg-LacyDirector | 5,625 | $44.31 | $249,221 | 10,606 | −34.7% | plan? |
| Feb 28, 2017 MForm 4 → | Mar 1, 9:28 pm EST | E. Olena Berg-LacyDirector | 5,625 | $23.08 | $129,806 | 12,794 | — | plan? |
| Feb 28, 2017 SForm 4 → | Mar 1, 8:37 pm EST | David B YoffieDirector | 21,000 | $44.19 | $928,009 | 12,481 | −62.7% | plan? |
| Feb 28, 2017 MForm 4 → | Mar 1, 8:37 pm EST | David B YoffieDirector | 21,000 | $23.62 | $496,020 | 33,481 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:30 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 3,132 | $42.45 | $32,602 | 4,702 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:30 pm EST | Raymond J. SimsEVP & CFO | 10,306 | $42.45 | $119,539 | 10,899 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:29 pm EST | Michael Jerome CampbellEVP, Product & Technology | 5,035 | $42.45 | $58,369 | 38,254 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:28 pm EST | Gina M CruseEVP, Human Resources | 4,192 | $42.45 | $48,478 | 2,788 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:28 pm EST | Jeffrey C GraceOther | 2,632 | $42.45 | $30,564 | 16,118 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:26 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 18,069 | $42.45 | $231,140 | 82,115 | — | plan? |
| Feb 26, 2017 FMForm 4 → | Feb 28, 5:23 pm EST | Lawrence M. RaffonePresident & CEO, Director | 35,832 | $42.45 | $486,732 | 47,118 | — | plan? |
| Feb 24, 2017 SForm 4 → | Feb 28, 5:25 pm EST | Kelly O'DonnellEVP, CAO & CRO | 8,739 | $42.40 | $370,530 | 16,541 | −34.6% | plan? |
| Feb 24, 2017 FMForm 4 → | Feb 28, 5:25 pm EST | Kelly O'DonnellEVP, CAO & CRO | 18,496 | $32.07 | $331,118 | 19,874 | — | plan? |
| Feb 21, 2017 SForm 4 → | Feb 22, 4:46 pm EST | Michael Jerome CampbellEVP, Technology | 2,000 | $40.05 | $80,100 | 35,969 | −5.27% | plan? |
| Feb 21, 2017 MForm 4 → | Feb 22, 4:46 pm EST | Michael Jerome CampbellEVP, Technology | 2,000 | $6.51 | $13,020 | 37,969 | — | plan? |
| Feb 15, 2017 SForm 4 → | Feb 17, 3:02 pm EST | Kelly O'DonnellEVP, CAO & CRO | 7,838 | $40.32 | $316,039 | 12,090 | −39.3% | plan? |
| Feb 15, 2017 MForm 4 → | Feb 17, 3:02 pm EST | Kelly O'DonnellEVP, CAO & CRO | 7,838 | $25.72 | $201,592 | 16,428 | — | plan? |
| Feb 10, 2017 SForm 4 → | Feb 13, 7:35 pm EST | Jeffrey C GraceOther | 2,874 | $39.55 | $113,667 | 14,926 | −16.1% | plan? |
| Feb 10, 2017 MForm 4 → | Feb 13, 7:35 pm EST | Jeffrey C GraceOther | 1,454 | $21.39 | $31,101 | 17,800 | — | plan? |
| Feb 9, 2017 SForm 4 → | Feb 10, 7:47 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 6,667 | $38.92 | $259,502 | 74,936 | −8.17% | plan? |
| Feb 1, 2017 SForm 4 → | Feb 2, 7:29 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $38.25 | $382,521 | 34,218 | −22.6% | plan? |
| Feb 1, 2017 MForm 4 → | Feb 2, 7:29 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $6.51 | $65,100 | 44,218 | — | plan? |
| Feb 1, 2017 FMForm 4 → | Feb 2, 7:25 pm EST | John BunchCOO | 20,550 | $38.05 | $201,665 | 9,950 | — | plan? |
| Jan 17, 2017 SForm 4 → | Jan 18, 7:28 pm EST | Michael Jerome CampbellEVP, Technology | 2,000 | $35.95 | $71,900 | 35,969 | −5.27% | plan? |
| Jan 17, 2017 MForm 4 → | Jan 18, 7:28 pm EST | Michael Jerome CampbellEVP, Technology | 2,000 | $6.51 | $13,020 | 37,969 | — | plan? |
| Jan 10, 2017 SForm 4 → | Jan 11, 4:42 pm EST | Jeffrey C GraceOther | 3,000 | $37.05 | $111,150 | 16,346 | −15.5% | plan? |
| Jan 10, 2017 MForm 4 → | Jan 11, 4:42 pm EST | Jeffrey C GraceOther | 2,000 | $8.75 | $17,500 | 19,346 | — | plan? |
| Jan 4, 2017 SForm 4 → | Jan 5, 5:04 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 2,014 | $38.50 | $77,539 | 12,090 | −14.3% | plan? |
| Jan 3, 2017 SForm 4 → | Jan 4, 4:11 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $36.80 | $368,049 | 34,218 | −22.6% | plan? |
| Jan 3, 2017 MForm 4 → | Jan 4, 4:11 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $6.51 | $65,100 | 44,218 | — | plan? |
| Dec 15, 2016 MForm 4 → | Dec 16, 4:15 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 6,421 | $25.38 | $162,982 | 20,525 | — | plan? |
| Dec 14, 2016 SForm 4 → | Dec 16, 4:15 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 9,252 | $38.69 | $357,918 | 14,104 | −39.6% | plan? |
| Dec 14, 2016 SForm 4 → | Dec 16, 4:12 pm EST | Raymond J. SimsEVP & CFO | 16,420 | $37.80 | $620,676 | 6,225 | −72.5% | plan? |
| Dec 14, 2016 MForm 4 → | Dec 16, 4:12 pm EST | Raymond J. SimsEVP & CFO | 16,420 | $24.33 | $399,524 | 22,645 | — | plan? |
| Dec 14, 2016 SForm 4 → | Dec 16, 4:09 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 501 | $38.00 | $19,038 | 3,106 | −13.9% | plan? |
| Dec 13, 2016 SForm 4 → | Dec 14, 4:37 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $36.40 | $364,020 | 81,603 | −10.9% | plan? |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:37 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | $7.99 | $79,900 | 91,603 | — | plan? |
| Dec 8, 2016 SForm 4 → | Dec 12, 4:03 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 22,296 | $36.01 | $802,790 | 0 | −100% | plan? |
| Dec 8, 2016 MForm 4 → | Dec 12, 4:03 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 22,296 | $31.43 | $700,763 | 22,296 | — | plan? |
| Dec 8, 2016 SForm 4 → | Dec 12, 4:01 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 2,171 | $36.54 | $79,327 | 16,935 | −11.4% | plan? |
| Dec 8, 2016 MForm 4 → | Dec 12, 4:01 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 1,667 | $21.39 | $35,657 | 19,106 | — | plan? |
| Dec 1, 2016 SForm 4 → | Dec 2, 4:23 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $35.04 | $350,380 | 34,218 | −22.6% | plan? |
| Dec 1, 2016 MForm 4 → | Dec 2, 4:23 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | $6.51 | $65,100 | 44,218 | — | plan? |
| Nov 23, 2016 SForm 4 → | Nov 23, 6:00 pm EST | Paul GambleEVP, Distrib & Inst Services | 976 | $35.00 | $34,160 | 13,909 | −6.56% | plan? |
| Nov 23, 2016 SForm 4 → | Nov 23, 5:56 pm EST | Raymond J. SimsEVP & CFO | 10,000 | $35.00 | $350,000 | 6,225 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2017 AForm 4 → | Mar 1, 9:27 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 72,436 | — | — | 19,752 | — | |
| Feb 28, 2017 AForm 4 → | Mar 1, 9:26 pm EST | Jeffrey C GraceOther | 10,349 | — | — | 2,822 | — | |
| Feb 28, 2017 AMForm 4 → | Mar 1, 9:21 pm EST | Lawrence M. RaffonePresident & CEO, Director | 183,847 | — | — | 19,640 | — | |
| Feb 28, 2017 AMForm 4 → | Mar 1, 9:20 pm EST | Kelly O'DonnellEVP, CAO & CRO | 65,422 | — | — | 66,780 | — | |
| Feb 28, 2017 AForm 4 → | Mar 1, 9:12 pm EST | Michael Jerome CampbellEVP, Product & Technology | 27,940 | — | — | 7,619 | — | |
| Feb 28, 2017 AForm 4 → | Mar 1, 9:08 pm EST | Gina M CruseEVP, Human Resources | 22,766 | — | — | 6,208 | — | |
| Feb 28, 2017 AForm 4 → | Mar 1, 9:00 pm EST | John BunchEVP, COO & Pres FE Advisors | 82,785 | — | — | 22,574 | — | |
| Feb 28, 2017 AForm 4 → | Mar 1, 8:57 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 21,525 | — | — | 5,870 | — | |
| Feb 28, 2017 MForm 4 → | Mar 1, 8:37 pm EST | David B YoffieDirector | 21,000 | — | — | 0 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:30 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 2,364 | — | — | 7,095 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:30 pm EST | Raymond J. SimsEVP & CFO | 7,490 | — | — | 16,776 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:29 pm EST | Michael Jerome CampbellEVP, Product & Technology | 3,660 | — | — | 10,981 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:28 pm EST | Gina M CruseEVP, Human Resources | 3,050 | — | — | 9,151 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:28 pm EST | Jeffrey C GraceOther | 1,912 | — | — | 514 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:26 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 12,624 | — | — | 30,501 | — | |
| Feb 26, 2017 MForm 4 → | Feb 28, 5:23 pm EST | Lawrence M. RaffonePresident & CEO, Director | 24,366 | — | — | 64,051 | — | |
| Feb 24, 2017 MForm 4 → | Feb 28, 5:25 pm EST | Kelly O'DonnellEVP, CAO & CRO | 15,843 | — | — | 70,113 | — | |
| Feb 21, 2017 MForm 4 → | Feb 22, 4:46 pm EST | Michael Jerome CampbellEVP, Technology | 2,000 | — | — | 3,453 | — | |
| Feb 15, 2017 MForm 4 → | Feb 17, 3:02 pm EST | Kelly O'DonnellEVP, CAO & CRO | 7,838 | — | — | 4,338 | — | |
| Feb 10, 2017 MForm 4 → | Feb 13, 7:35 pm EST | Jeffrey C GraceOther | 1,454 | — | — | 5,816 | — | |
| Feb 1, 2017 MForm 4 → | Feb 2, 7:29 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | — | — | 29,640 | — | |
| Feb 1, 2017 MForm 4 → | Feb 2, 7:25 pm EST | John BunchCOO | 15,250 | — | — | 45,751 | — | |
| Jan 17, 2017 MForm 4 → | Jan 18, 7:28 pm EST | Michael Jerome CampbellEVP, Technology | 2,000 | — | — | 5,453 | — | |
| Jan 10, 2017 MForm 4 → | Jan 11, 4:42 pm EST | Jeffrey C GraceOther | 2,000 | — | — | 17,572 | — | |
| Jan 3, 2017 MForm 4 → | Jan 4, 4:11 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | — | — | 39,640 | — | |
| Dec 15, 2016 MForm 4 → | Dec 16, 4:15 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 6,421 | — | — | 8,676 | — | |
| Dec 14, 2016 MForm 4 → | Dec 16, 4:12 pm EST | Raymond J. SimsEVP & CFO | 16,420 | — | — | 9,100 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:37 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 10,000 | — | — | 8,514 | — | |
| Dec 8, 2016 MForm 4 → | Dec 12, 4:03 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 22,296 | — | — | 66,888 | — | |
| Dec 8, 2016 MForm 4 → | Dec 12, 4:01 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 1,667 | — | — | 0 | — | |
| Dec 1, 2016 MForm 4 → | Dec 2, 4:23 pm EST | Lawrence M. RaffoneCEO & President, Director | 10,000 | — | — | 49,640 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:41 pm EST | Michael Jerome CampbellEVP, Technology | 419 | — | — | 419 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:38 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 2,215 | — | — | 2,517 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 7:11 pm EST | Lawrence M. RaffoneCEO & President, Director | 2,985 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 7:07 pm EST | Raymond J. SimsEVP & CFO | 1,940 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 7:02 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 748 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 6:59 pm EST | Michael Jerome CampbellEVP, Technology | 1,070 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 6:56 pm EST | Jeffrey C GraceOther | 823 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 6:51 pm EST | Lewis Antone Jr.EVP, General Counsel and Sec. | 1,020 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 6:50 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 12,090 | — | — | 18,514 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:58 pm EST | Raymond J. SimsEVP & CFO | 4,057 | — | — | 8,114 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:56 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 3,341 | — | — | 6,682 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:54 pm EST | Jeffrey C GraceOther | 1,098 | — | — | 2,196 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:52 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 4,057 | — | — | 8,114 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:51 pm EST | Michael Jerome CampbellEVP, Technology | 1,909 | — | — | 3,819 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:50 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 15,250 | — | — | 28,514 | — | |
| Nov 10, 2016 MForm 4 → | Nov 14, 5:57 pm EST | Lawrence M. RaffoneCEO & President, Director | 18,352 | — | — | 16,704 | — | |
| Sep 14, 2016 MForm 4 → | Sep 14, 8:14 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 6,471 | — | — | 38,514 | — | |
| Sep 6, 2016 MForm 4 → | Sep 7, 7:39 pm EDT | Lawrence M. RaffoneCEO & President, Director | 10,000 | — | — | 69,640 | — | |
| Aug 23, 2016 MForm 4 → | Aug 24, 5:56 pm EDT | Lawrence M. RaffoneCEO & President, Director | 10,000 | — | — | 79,640 | — | |
| Jul 20, 2016 MForm 4/A → | Aug 4, 6:57 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 186 | — | — | 0 | — | |
| Jul 20, 2016 MForm 4 → | Jul 21, 6:53 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 186 | — | — | 0 | — | amended |
| May 21, 2016 MForm 4 → | May 24, 5:45 pm EDT | David B YoffieDirector | 2,504 | — | — | 1,250 | — | |
| May 21, 2016 MForm 4 → | May 24, 5:44 pm EDT | John B ShovenDirector | 2,504 | — | — | 1,250 | — | |
| May 21, 2016 MForm 4 → | May 24, 5:42 pm EDT | Robert A HuretDirector | 2,504 | — | — | 1,250 | — | |
| May 21, 2016 MForm 4 → | May 24, 5:40 pm EDT | Joseph GrundfestDirector | 2,504 | — | — | 1,250 | — | |
| May 21, 2016 MForm 4 → | May 24, 5:38 pm EDT | Blake R. GrossmanDirector | 2,504 | — | — | 1,250 | — | |
| May 21, 2016 MForm 4 → | May 24, 5:36 pm EDT | Heidi FieldsDirector | 2,504 | — | — | 1,250 | — | |
| May 21, 2016 MForm 4 → | May 24, 5:35 pm EDT | E. Olena Berg-LacyDirector | 2,504 | — | — | 1,250 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:44 pm EDT | Lewis Antone Jr.EVP, General Counsel and Sec. | 33,552 | — | — | 9,459 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:41 pm EDT | Jeffrey C GraceOther | 18,843 | — | — | 5,592 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:38 pm EDT | Gina M CruseEVP, Human Resources | 41,113 | — | — | 12,201 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:36 pm EDT | Michael Jerome CampbellEVP, Technology | 49,335 | — | — | 14,641 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:29 pm EDT | Chung Meng CheongEVP, Product & Consumer Mktg | 104,835 | — | — | 31,111 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:28 pm EDT | Kelly O'DonnellEVP Business Ops & Corp Mktg | 89,075 | — | — | 26,434 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:25 pm EDT | Paul GambleEVP, Distrib & Inst Services | 82,224 | — | — | 24,401 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:20 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 137,038 | — | — | 40,667 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:16 pm EDT | Raymond J. SimsEVP, CFO & Chief Risk Officer | 75,371 | — | — | 22,367 | — | |
| May 20, 2016 AForm 4 → | May 24, 6:14 pm EDT | Lawrence M. RaffoneCEO & President, Director | 287,779 | — | — | 85,401 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:41 pm EDT | David B YoffieDirector | 7,551 | — | — | 7,551 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:35 pm EDT | John B ShovenDirector | 7,551 | — | — | 7,551 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:33 pm EDT | Robert A HuretDirector | 7,551 | — | — | 7,551 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:30 pm EDT | Joseph GrundfestDirector | 7,551 | — | — | 7,551 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:29 pm EDT | Blake R. GrossmanDirector | 7,551 | — | — | 7,551 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:26 pm EDT | Heidi FieldsDirector | 7,551 | — | — | 7,551 | — | |
| May 18, 2016 AForm 4 → | May 19, 8:23 pm EDT | E. Olena Berg-LacyDirector | 7,551 | — | — | 7,551 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:34 pm EDT | David B YoffieDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:32 pm EDT | John B ShovenDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:31 pm EDT | Paul G KoontzDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:29 pm EDT | Joseph GrundfestDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:27 pm EDT | Blake R. GrossmanDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:26 pm EDT | Robert A HuretDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:22 pm EDT | Heidi FieldsDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:21 pm EDT | E. Olena Berg-LacyDirector | 2,473 | — | — | 0 | — | |
| May 15, 2016 MForm 4 → | May 17, 7:01 pm EDT | Paul GambleEVP, Distrib & Inst Services | 10,553 | — | — | 10,552 | — | |
| May 2, 2016 MForm 4 → | May 3, 6:34 pm EDT | Lawrence M. RaffoneCEO & President, Director | 18,667 | — | — | 0 | — | |
| Apr 21, 2016 MForm 4 → | Apr 22, 7:49 pm EDT | Michael Jerome CampbellEVP, Technology | 5,551 | — | — | 7,453 | — | |
| Apr 16, 2016 MForm 4 → | Apr 18, 7:24 pm EDT | Michael Jerome CampbellEVP, Technology | 1,227 | — | — | 2,456 | — | |
| Mar 15, 2016 MForm 4 → | Mar 16, 6:27 pm EDT | Gina M CruseEVP, Human Resources | 1,390 | — | — | 4,170 | — | |
| Feb 26, 2016 MForm 4 → | Feb 29, 7:01 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 1,899 | — | — | 3,799 | — | |
| Feb 26, 2016 MForm 4 → | Feb 29, 7:01 pm EST | Lawrence M. RaffoneCEO & President, Director | 3,016 | — | — | 6,033 | — | |
| Feb 26, 2016 MForm 4 → | Feb 29, 7:00 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 1,564 | — | — | 3,128 | — | |
| Feb 26, 2016 MForm 4 → | Feb 29, 6:59 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 2,458 | — | — | 4,916 | — | |
| Feb 26, 2016 MForm 4 → | Feb 29, 6:58 pm EST | Anne Tuttle CappelEVP, General Counsel | 894 | — | — | 1,788 | — | |
| Feb 26, 2016 MForm 4 → | Feb 29, 6:57 pm EST | Jeffrey C GraceOther | 514 | — | — | 1,028 | — | |
| Feb 26, 2016 AForm 4 → | Feb 29, 6:56 pm EST | John BunchPresident, FE Advisors | 237,265 | — | — | 176,264 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:14 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 5,673 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:12 pm EST | Lawrence M. RaffoneCEO & President, Director | 14,164 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:10 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 3,242 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:09 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 7,281 | — | — | 0 | — |