SEC Form 4 · accession 0001209191-16-103538
Financial Engines, Inc. · FNGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Bunch
Officer — President, FE Advisors
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | $0.00 | Feb 26, 2016 | A | 61,001 | A | — | — | Common Stock | 61,001 | 61,001 | D |
| Employee Stock Option (Right to Buy)F4 | $24.59 | Feb 26, 2016 | A | 176,264 | A | — | Feb 25, 2016 | Common Stock | 176,264 | 176,264 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
- F2The restricted stock units vest in four annual installments beginning 2/1/17.
- F3No expiration date.
- F4The option award vests as to 44,066 shares on 2/1/17, and the remaining shares vest monthly thereafter from 3/1/17 to 2/1/20.