Company · CIK 0001428439 · SIC 4841 — Cable & Other Pay Television Services · Nasdaq
ROKU, INC · ROKU
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2019 CForm 4/A → | Feb 5, 7:00 pm EST | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 70,000 | — | — | 71,592 | — | plan? |
| Jan 2, 2019 SForm 4 → | Jan 4, 6:48 pm EST | Scott A. RosenbergGM, Sr. VP Platform Business | 25,000 | $29.82 | $745,500 | 0 | −100% | plan? amended |
| Jan 2, 2019 CForm 4 → | Jan 4, 6:48 pm EST | Scott A. RosenbergGM, Sr. VP Platform Business | 25,000 | $8.82 | $220,500 | 25,000 | — | plan? amended |
| Jan 2, 2019 SForm 4 → | Jan 4, 6:47 pm EST | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 35,000 | $31.37 | $1,098,089 | 36,592 | −48.9% | plan? amended |
| Jan 2, 2019 CForm 4 → | Jan 4, 6:47 pm EST | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 70,000 | — | — | 71,592 | — | plan? amended |
| Dec 28, 2018 SForm 4 → | Jan 2, 2019, 7:32 pm EST | Chas SmithGM, Sr. VP Roku TV & Players | 16,319 | $30.23 | $493,385 | 0 | −100% | plan? |
| Dec 28, 2018 CForm 4 → | Jan 2, 2019, 7:32 pm EST | Chas SmithGM, Sr. VP Roku TV & Players | 16,319 | $5.64 | $92,039 | 11,111 | — | plan? |
| Dec 17, 2018 SForm 4 → | Dec 19, 6:09 pm EST | Jeff HastingsDirector | 3,000 | $33.49 | $100,470 | 0 | −100% | plan? |
| Dec 17, 2018 CForm 4 → | Dec 19, 6:09 pm EST | Jeff HastingsDirector | 3,000 | $8.82 | $26,460 | 3,000 | — | plan? |
| Dec 3, 2018 SForm 4 → | Dec 4, 8:43 pm EST | Stephen H KaySVP General Counsel, Secretary | 36,000 | $41.59 | $1,497,323 | 50,000 | −41.9% | plan? |
| Dec 3, 2018 CForm 4 → | Dec 4, 8:43 pm EST | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 56,000 | — | plan? |
| Nov 30, 2018 SForm 4 → | Dec 4, 8:43 pm EST | Chas SmithGM, Sr. VP Roku TV & Players | 16,319 | $40.66 | $663,552 | 0 | −100% | plan? |
| Nov 30, 2018 CForm 4 → | Dec 4, 8:43 pm EST | Chas SmithGM, Sr. VP Roku TV & Players | 16,319 | $5.64 | $92,039 | 11,111 | — | plan? |
| Nov 15, 2018 FMForm 4 → | Nov 19, 5:08 pm EST | Scott A. RosenbergGM, Sr. VP Platform Business | 5,007 | $44.53 | $73,564 | 1,703 | — | plan? |
| Nov 2, 2018 CForm 4 → | Nov 6, 4:47 pm EST | Scott A. RosenbergGM, Sr. VP Platform Business | 25,000 | $2.76 | $69,000 | 25,000 | — | plan? |
| Nov 1, 2018 SForm 4 → | Nov 5, 5:33 pm EST | Stephen H KaySVP General Counsel, Secretary | 36,000 | $56.92 | $2,049,276 | 50,000 | −41.9% | plan? |
| Nov 1, 2018 CForm 4 → | Nov 5, 5:33 pm EST | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 56,000 | — | plan? |
| Oct 25, 2018 SForm 4 → | Oct 29, 8:08 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 99,129 | $52.08 | $5,163,047 | 0 | −100% | plan? |
| Oct 25, 2018 CForm 4 → | Oct 29, 8:08 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 99,129 | $3.94 | $390,394 | 11,111 | — | plan? |
| Oct 16, 2018 SForm 4 → | Oct 18, 9:26 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 125,000 | $62.21 | $7,776,800 | 0 | −100% | plan? |
| Oct 2, 2018 SForm 4 → | Oct 4, 8:21 pm EDT | Scott A. RosenbergGM, Sr VP Platform Busines | 25,000 | $75.19 | $1,879,750 | 0 | −100% | plan? |
| Oct 2, 2018 CForm 4 → | Oct 4, 8:21 pm EDT | Scott A. RosenbergGM, Sr VP Platform Busines | 25,000 | $5.70 | $142,440 | 24,000 | — | plan? |
| Oct 1, 2018 SForm 4 → | Oct 3, 4:01 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $76.42 | $2,751,146 | 50,000 | −41.9% | plan? |
| Oct 1, 2018 CForm 4 → | Oct 3, 4:01 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 56,000 | — | plan? |
| Sep 25, 2018 SForm 4 → | Sep 27, 9:38 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 82,811 | $72.64 | $6,015,366 | 0 | −100% | plan? |
| Sep 25, 2018 CForm 4 → | Sep 27, 9:38 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 82,811 | $5.64 | $467,054 | 6,902 | — | plan? |
| Sep 19, 2018 CForm 4/A → | Oct 10, 8:11 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 2,549 | $0.16 | $408 | 125,000 | — | plan? |
| Sep 17, 2018 SForm 4 → | Sep 19, 7:21 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 421,549 | $70.89 | $29,884,450 | 124,043 | −77.3% | plan? |
| Sep 14, 2018 CGForm 4 → | Sep 19, 7:21 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 1,344,000 | $0.16 | $47,040 | 1,592 | — | plan? late |
| Sep 4, 2018 SForm 4 → | Sep 6, 5:44 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $60.89 | $2,191,930 | 50,000 | −41.9% | plan? |
| Sep 4, 2018 CForm 4 → | Sep 6, 5:44 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 56,000 | — | plan? |
| Aug 27, 2018 SForm 4 → | Aug 29, 7:26 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 4 | $64.00 | $256 | 0 | −100% | plan? |
| Aug 27, 2018 CForm 4 → | Aug 29, 7:26 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 4 | $2.76 | $11 | 4 | — | plan? |
| Aug 17, 2018 GForm 5 → | Feb 27, 2019, 4:35 pm EST | Alan S. HenricksDirector | 4,333 | — | — | 3,000 | — | plan? |
| Aug 10, 2018 SForm 4 → | Aug 14, 8:20 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 370,486 | $57.10 | $21,153,632 | 251,592 | −59.6% | plan? |
| Aug 10, 2018 CForm 4 → | Aug 14, 8:20 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 372,342 | $0.16 | $59,575 | 500,078 | — | plan? |
| Aug 10, 2018 SForm 4 → | Aug 14, 5:28 pm EDT | Alan S. HenricksDirector | 26,000 | $58.20 | $1,513,200 | 7,333 | −78.0% | plan? |
| Aug 10, 2018 SForm 4 → | Aug 14, 5:16 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 130,908 | $58.09 | $7,604,747 | 0 | −100% | plan? |
| Aug 10, 2018 CForm 4 → | Aug 14, 5:16 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 130,908 | $2.76 | $361,306 | 130,908 | — | plan? |
| Aug 1, 2018 SForm 4 → | Aug 2, 5:43 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $45.39 | $1,634,040 | 50,000 | −41.9% | plan? |
| Aug 1, 2018 CForm 4 → | Aug 2, 5:43 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 56,000 | — | plan? |
| Jul 25, 2018 SForm 4 → | Jul 27, 4:24 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $47.91 | $4,181,289 | 0 | −100% | plan? |
| Jul 25, 2018 CForm 4 → | Jul 27, 4:24 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $2.76 | $240,871 | 87,272 | — | plan? |
| Jul 17, 2018 SForm 4 → | Jul 19, 6:07 pm EDT | Scott A. RosenbergGM, Sr VP Platform Busines | 20,000 | $50.00 | $1,000,000 | 0 | −100% | plan? |
| Jul 17, 2018 CForm 4 → | Jul 19, 6:07 pm EDT | Scott A. RosenbergGM, Sr VP Platform Busines | 20,000 | $8.82 | $176,400 | 20,000 | — | plan? |
| Jul 16, 2018 SForm 4 → | Jul 18, 9:38 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 248,155 | $49.36 | $12,247,692 | 249,736 | −49.8% | plan? |
| Jul 16, 2018 CForm 4 → | Jul 18, 9:38 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 496,299 | $0.16 | $79,408 | 375,891 | — | plan? |
| Jul 9, 2018 SForm 4 → | Jul 11, 4:26 pm EDT | Stephen H KaySVP General Counsel, Secretary | 10,000 | $48.00 | $480,000 | 50,000 | −16.7% | plan? |
| Jul 9, 2018 CForm 4 → | Jul 11, 4:26 pm EDT | Stephen H KaySVP General Counsel, Secretary | 10,000 | $2.94 | $29,400 | 60,000 | — | plan? |
| Jul 2, 2018 SForm 4 → | Jul 3, 8:29 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $42.20 | $1,519,200 | 50,000 | −41.9% | plan? |
| Jul 2, 2018 CForm 4 → | Jul 3, 8:29 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 56,000 | — | plan? |
| Jul 2, 2018 SForm 4 → | Jul 3, 4:23 pm EDT | Scott A. RosenbergGM, Sr VP Platform Busines | 25,000 | $41.74 | $1,043,500 | 0 | −100% | plan? |
| Jul 2, 2018 CForm 4 → | Jul 3, 4:23 pm EDT | Scott A. RosenbergGM, Sr VP Platform Busines | 25,000 | $4.00 | $99,995 | 15,187 | — | plan? |
| Jun 25, 2018 SForm 4/A → | Oct 29, 8:08 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 63,518 | $42.42 | $2,694,522 | 0 | −100% | plan? |
| Jun 25, 2018 CForm 4/A → | Oct 29, 8:08 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 63,518 | $3.07 | $195,308 | 56,574 | — | plan? |
| Jun 25, 2018 SForm 4 → | Jun 27, 5:44 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $42.42 | $3,702,200 | 0 | −100% | plan? amended |
| Jun 25, 2018 CForm 4 → | Jun 27, 5:44 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $3.77 | $329,425 | 87,272 | — | plan? amended |
| Jun 15, 2018 JForm 4 → | Jun 19, 8:13 pm EDT | MV Management X, L.L.C. +310% Owner | 7,118,746 | — | — | 0 | — | plan? |
| Jun 14, 2018 SForm 4/A → | Jun 15, 9:57 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director | 123,568 | $44.45 | $5,493,154 | 1,592 | −98.7% | plan? |
| Jun 13, 2018 SForm 4 → | Jun 15, 6:06 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director | 248,578 | $43.73 | $10,869,542 | 1,592 | −99.4% | plan? amended |
| Jun 13, 2018 CForm 4 → | Jun 15, 6:06 pm EDT | Anthony J. WoodCEO and Chairman BOD, Director | 248,559 | $0.16 | $39,545 | 2,996 | — | plan? amended |
| Jun 8, 2018 JForm 4 → | Jun 11, 9:12 pm EDT | Anthony J. WoodPresident, CEO, Chairman, Director, 10% Owner | 1,592 | — | — | 1,592 | — | plan? |
| Jun 5, 2018 SForm 4 → | Jun 7, 9:40 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 20,000 | $40.00 | $800,000 | 0 | −100% | plan? |
| Jun 5, 2018 CForm 4 → | Jun 7, 9:40 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 20,000 | $5.64 | $112,800 | 20,000 | — | plan? |
| Jun 5, 2018 SForm 4 → | Jun 7, 9:28 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 20,000 | $40.00 | $800,000 | 0 | −100% | plan? |
| Jun 5, 2018 CForm 4 → | Jun 7, 9:28 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 20,000 | $5.64 | $112,800 | 20,000 | — | plan? |
| Jun 1, 2018 SForm 4 → | Jun 5, 6:43 pm EDT | Steve LoudenCFO | 75,000 | $37.18 | $2,788,403 | 0 | −100% | plan? |
| Jun 1, 2018 CForm 4 → | Jun 5, 6:43 pm EDT | Steve LoudenCFO | 75,000 | $5.64 | $423,000 | 75,000 | — | plan? |
| Jun 1, 2018 SForm 4 → | Jun 4, 5:35 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $36.63 | $1,318,500 | 0 | −100% | plan? |
| May 31, 2018 CForm 4 → | Jun 4, 5:35 pm EDT | Stephen H KaySVP General Counsel, Secretary | 86,000 | $3.44 | $296,005 | 6,000 | — | plan? |
| May 29, 2018 JForm 4 → | May 31, 5:29 pm EDT | MV Management X, L.L.C. +310% Owner | 6,959,970 | — | — | 0 | — | plan? |
| May 29, 2018 JForm 4 → | May 31, 5:26 pm EDT | Shawn T Carolan10% Owner | 7,023,195 | — | — | 150,603 | — | plan? |
| May 25, 2018 SForm 4 → | May 30, 5:47 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $38.27 | $3,339,786 | 0 | −100% | plan? |
| May 25, 2018 CForm 4 → | May 30, 5:47 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $5.64 | $492,214 | 87,272 | — | plan? |
| May 24, 2018 SForm 4 → | May 29, 6:27 pm EDT | Alan S. HenricksDirector | 10,000 | $36.27 | $362,705 | 33,333 | −23.1% | plan? |
| May 17, 2018 SForm 4 → | May 21, 5:29 pm EDT | Alan S. HenricksDirector | 6,667 | $35.46 | $236,423 | 43,333 | −13.3% | plan? |
| May 15, 2018 CForm 4 → | May 21, 5:29 pm EDT | Alan S. HenricksDirector | 50,000 | — | — | 50,000 | — | plan? late |
| May 11, 2018 JForm 4 → | May 15, 6:49 pm EDT | MV Management X, L.L.C. +310% Owner | 6,730,358 | — | — | 0 | — | plan? |
| May 11, 2018 GJForm 4 → | May 15, 6:45 pm EDT | Shawn T CarolanDirector, 10% Owner | 6,823,304 | — | — | 87,378 | — | plan? |
| May 1, 2018 SForm 4 → | May 3, 5:53 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $32.38 | $1,165,680 | 0 | −100% | plan? |
| May 1, 2018 CForm 4 → | May 3, 5:53 pm EDT | Stephen H KaySVP General Counsel, Secretary | 36,000 | $2.94 | $105,840 | 6,000 | — | plan? |
| Apr 25, 2018 SForm 4 → | Apr 27, 7:43 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $31.95 | $2,788,017 | 0 | −100% | plan? |
| Apr 25, 2018 CForm 4 → | Apr 27, 7:43 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 87,272 | $5.64 | $492,214 | 87,272 | — | plan? |
| Apr 2, 2018 SForm 4 → | Apr 4, 8:38 pm EDT | Stephen H KaySVP, Gen. Counsel, Sec, Director | 36,000 | $30.73 | $1,106,100 | 0 | −100% | plan? |
| Apr 2, 2018 CForm 4 → | Apr 4, 8:38 pm EDT | Stephen H KaySVP, Gen. Counsel, Sec, Director | 36,000 | $2.94 | $105,840 | 6,000 | — | plan? |
| Apr 2, 2018 SForm 4 → | Apr 4, 8:32 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 25,000 | $30.46 | $761,500 | 0 | −100% | plan? |
| Apr 2, 2018 CForm 4 → | Apr 4, 8:32 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 25,000 | $3.88 | $97,006 | 8,335 | — | plan? |
| Mar 27, 2018 SForm 4 → | Mar 29, 9:33 pm EDT | Globespan Capital Partners V LP +110% Owner | 1,596,131 | $32.99 | $52,659,033 | 378,601 | −80.8% | plan? |
| Mar 27, 2018 SForm 4 → | Mar 29, 6:04 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 120,000 | $33.34 | $4,000,800 | 0 | −100% | plan? |
| Mar 27, 2018 CForm 4 → | Mar 29, 6:04 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 120,000 | $5.64 | $676,800 | 120,000 | — | plan? |
| Mar 26, 2018 CJForm 4 → | Mar 28, 4:34 pm EDT | MV Management X, L.L.C. +310% Owner | 29,816,210 | — | — | 0 | — | plan? |
| Mar 26, 2018 CJForm 4 → | Mar 28, 4:32 pm EDT | Shawn T CarolanDirector, 10% Owner | 29,874,442 | — | — | 58,232 | — | plan? |
| Mar 22, 2018 CForm 4 → | Mar 26, 8:59 pm EDT | Globespan Capital Partners V LP +110% Owner | 5,226,581 | — | — | 545,054 | — | plan? |
| Oct 2, 2017 SForm 4 → | Oct 2, 7:22 pm EDT | MV Management X, L.L.C. +310% Owner | 6,900,000 | $14.00 | $96,600,000 | 0 | −100% | plan? |
| Oct 2, 2017 CForm 4 → | Oct 2, 7:22 pm EDT | MV Management X, L.L.C. +310% Owner | 6,900,000 | — | — | 6,900,000 | — | plan? |
| Oct 2, 2017 SForm 4 → | Oct 2, 7:18 pm EDT | Shawn T CarolanDirector, 10% Owner | 6,900,000 | $14.00 | $96,600,000 | 0 | −100% | plan? |
| Oct 2, 2017 CForm 4 → | Oct 2, 7:18 pm EDT | Shawn T CarolanDirector, 10% Owner | 6,900,000 | — | — | 6,900,000 | — | plan? |
| Mar 27, 2017 CJForm 4 → | Mar 28, 2018, 9:57 pm EDT | Daniel V LeffDirector | 1,213,641 | — | — | 90,377 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2018 AForm 4 → | May 29, 6:27 pm EDT | Alan S. HenricksDirector | 8,078 | $35.99 | $210,757 | 5,856 | — | |
| May 24, 2018 AForm 4 → | May 29, 6:26 pm EDT | Ray A. RothrockDirector | 8,078 | $35.99 | $210,757 | 5,856 | — | |
| May 24, 2018 AForm 4 → | May 29, 6:25 pm EDT | Mai FyfieldDirector | 15,467 | $35.99 | $396,682 | 11,022 | — | |
| May 16, 2018 GForm 5 → | Feb 14, 2019, 6:55 pm EST | Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner | 41,751,762 | — | — | 20,474,838 | — | |
| May 15, 2018 MForm 4 → | May 21, 5:29 pm EDT | Alan S. HenricksDirector | 100,000 | — | — | 0 | — | late |
| May 1, 2018 CMForm 4 → | May 3, 5:53 pm EDT | Stephen H KaySVP General Counsel, Secretary | 108,000 | $2.94 | $317,520 | 0 | — | |
| Apr 25, 2018 CMForm 4 → | Apr 27, 7:43 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 261,816 | $5.64 | $1,476,642 | 0 | — | |
| Apr 2, 2018 CMForm 4 → | Apr 4, 8:38 pm EDT | Stephen H KaySVP, Gen. Counsel, Sec, Director | 108,000 | $2.94 | $317,520 | 0 | — | |
| Apr 2, 2018 CMForm 4 → | Apr 4, 8:32 pm EDT | Scott A. RosenbergGM, Sr. VP Advertising | 75,000 | $3.88 | $291,017 | 0 | — | |
| Mar 27, 2018 CMForm 4 → | Mar 29, 6:04 pm EDT | Chas SmithGM, Sr. VP Roku TV & Players | 360,000 | $5.64 | $2,030,400 | 0 | — | |
| Mar 26, 2018 CForm 4 → | Mar 28, 4:34 pm EDT | MV Management X, L.L.C. +310% Owner | 23,388,668 | — | — | 0 | — | |
| Mar 26, 2018 CForm 4 → | Mar 28, 4:32 pm EDT | Shawn T CarolanDirector, 10% Owner | 23,388,668 | — | — | 0 | — | |
| Dec 15, 2017 MForm 4 → | Dec 19, 7:26 pm EST | Ray A. RothrockDirector | 166,666 | — | — | 83,333 | — | |
| Oct 2, 2017 CForm 4 → | Mar 26, 2018, 8:59 pm EDT | Globespan Capital Partners V LP +110% Owner | 15,679,743 | — | — | 0 | — | late |
| Oct 2, 2017 CForm 4 → | Oct 2, 7:22 pm EDT | MV Management X, L.L.C. +310% Owner | 67,349,160 | — | — | 23,388,668 | — | |
| Oct 2, 2017 CForm 4 → | Oct 2, 7:18 pm EDT | Shawn T CarolanDirector, 10% Owner | 67,349,160 | — | — | 23,388,668 | — | |
| Oct 2, 2017 CForm 4 → | Oct 2, 7:16 pm EDT | Anthony J. WoodPresident, CEO, Chairman, Director, 10% Owner | 39,648,344 | — | — | 20,428,391 | — | |
| Mar 27, 2017 CForm 4 → | Mar 28, 2018, 9:57 pm EDT | Daniel V LeffDirector | 652,009 | — | — | 74,207 | — | late |