SEC Form 4 · accession 0000899243-18-014572
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Menlo Ventures X L P
10% Owner
MENLO ENTREPRENEURS FUND X LP
10% Owner
MMEF X LP
10% Owner
MV Management X, L.L.C.
10% Owner
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F1,F3 | May 29, 2018 | J | 4,650,000 | — | D | 9,938,668 | I | See footnote |
| Class A Common StockF4 | May 29, 2018 | J | 1,154,985 | — | A | 1,154,985 | D | |
| Class A Common StockF5 | May 29, 2018 | J | 1,154,985 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.
- F2Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X.
- F3Following the distributions described in footnote (2), these shares are held as follows: (i) 9,686,815 shares by Menlo X, (ii) 169,517 shares by MMEF X, and (iii) 82,336 shares by MEF X.
- F4Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).
- F5Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.