SEC Form 4 · accession 0001716837-18-000030
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mai Fyfield
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | May 24, 2018 | A | 4,445 | A | — | — | Common Stock | 4,445 | 4,445 | D |
| Stock Option (right to buy)F1 | $35.99 | May 24, 2018 | A | 11,022 | A | Jun 24, 2018 | May 24, 2028 | Common Stock | 11,022 | 11,022 | D |
Explanation of responses
- F1Option vests monthly over three years from grant date.
- F2Award vests annually over three years on each anniversary of the grant date.