SEC Form 4 · accession 0000899243-18-012967
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Menlo Ventures X L P
10% Owner
MENLO ENTREPRENEURS FUND X LP
10% Owner
MMEF X LP
10% Owner
MV Management X, L.L.C.
10% Owner
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F1,F3 | May 11, 2018 | J | 4,500,000 | — | D | 14,588,668 | I | See footnote |
| Class A Common StockF4 | May 11, 2018 | J | 1,115,179 | — | A | 1,115,179 | D | |
| Class A Common StockF5 | May 11, 2018 | J | 1,115,179 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.
- F2Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X.
- F3Following the distributions described in footnote (2), these shares are held as follows: (i) 14,218,981 shares by Menlo X, (ii) 248,829 shares by MMEF X, and (iii) 120,858 shares by MEF X.
- F4Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).
- F5Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.