Company · CIK 0001409970 · SIC 6141 — Personal Credit Institutions · Nasdaq
Happen, Inc. · HAPN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2018 FMForm 4 → | Feb 27, 6:41 pm EST | Russell S ElmerGeneral Counsel | 61,204 | $3.35 | $67,961 | 142,856 | — | plan? |
| Feb 25, 2018 FMForm 4 → | Feb 27, 6:39 pm EST | Patrick J DunneChief Capital Officer | 20,324 | $3.35 | $22,569 | 49,034 | — | plan? |
| Feb 25, 2018 FMForm 4 → | Feb 27, 6:37 pm EST | Timothy BoganChief Risk Officer | 43,124 | $3.35 | $47,888 | 137,757 | — | plan? |
| Feb 25, 2018 FMForm 4 → | Feb 27, 6:35 pm EST | Steven AlloccaPresident | 101,138 | $3.35 | $114,081 | 96,815 | — | plan? |
| Feb 22, 2018 PForm 4 → | Feb 23, 5:19 pm EST | John J MackDirector | 50,000 | $3.83 | $191,500 | 1,563,673 | +3.30% | plan? |
| Feb 12, 2018 FMForm 4 → | Feb 14, 6:08 pm EST | Scott SanbornCEO | 134,431 | $3.75 | $170,250 | 1,168,516 | — | plan? |
| Jan 25, 2018 FMForm 4 → | Jan 29, 4:56 pm EST | Sameer GulatiChief Operations Officer | 24,511 | $4.08 | $35,851 | 318,070 | — | plan? |
| Dec 25, 2017 FMForm 4 → | Dec 27, 4:52 pm EST | Sameer GulatiChief Operations Officer | 23,931 | $4.11 | $33,727 | 311,133 | — | plan? |
| Dec 13, 2017 PForm 4 → | Dec 14, 5:49 pm EST | Tian Qiao Chen +410% Owner | 1,646,706 | $3.88 | $6,392,677 | 85,313,151 | +1.97% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 13, 5:50 pm EST | Tian Qiao Chen +410% Owner | 21,927,175 | $3.90 | $85,475,119 | 83,666,445 | +35.5% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:49 pm EST | Tian Qiao Chen +410% Owner | 4,000,000 | $3.80 | $15,193,950 | 61,739,270 | +6.93% | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 7:37 pm EST | Thomas W CaseyChief Financial Officer | 21,015 | $4.26 | $30,698 | 51,125 | — | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 6:00 pm EST | Scott SanbornCEO | 52,357 | $4.26 | $76,480 | 1,124,885 | — | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 5:45 pm EST | Timothy BoganChief Risk Officer | 43,872 | $4.26 | $64,087 | 123,223 | — | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 5:42 pm EST | Russell S ElmerGeneral Counsel | 61,749 | $4.26 | $88,749 | 122,226 | — | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 5:37 pm EST | Sameer GulatiChief Operations Officer | 50,110 | $4.26 | $73,200 | 303,614 | — | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 5:35 pm EST | Patrick J DunneChief Capital Officer | 18,693 | $4.26 | $21,752 | 42,184 | — | plan? |
| Nov 25, 2017 FMForm 4 → | Nov 28, 5:33 pm EST | Steven AlloccaPresident | 102,089 | $4.26 | $149,121 | 63,785 | — | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 5:13 pm EST | Thomas W CaseyChief Financial Officer | 10,000 | $4.17 | $41,679 | 44,522 | +29.0% | plan? |
| Nov 14, 2017 MForm 4 → | Nov 15, 5:09 pm EST | Scott SanbornCEO | 73,700 | $0.1025 | $7,554 | 1,108,434 | — | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 5:09 pm EST | Scott SanbornCEO | 11,000 | $4.17 | $45,852 | 1,034,734 | +1.07% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 5:06 pm EST | John J MackDirector | 20,000 | $4.28 | $85,594 | 1,513,673 | +1.34% | plan? |
| Nov 13, 2017 SForm 4 → | Nov 14, 5:08 pm EST | Scott SanbornCEO | 47,273 | $4.23 | $199,776 | 1,023,734 | −4.41% | plan? |
| Nov 12, 2017 MForm 4 → | Nov 14, 5:08 pm EST | Scott SanbornCEO | 89,032 | — | — | 1,071,007 | — | plan? |
| Oct 26, 2017 SForm 4 → | Oct 27, 5:15 pm EDT | Sameer GulatiChief Operations Officer | 8,351 | $5.64 | $47,104 | 287,870 | −2.82% | plan? |
| Oct 25, 2017 MForm 4 → | Oct 27, 5:15 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 296,221 | — | plan? |
| Oct 16, 2017 MForm 4 → | Oct 18, 5:13 pm EDT | Scott SanbornCEO | 40,000 | $0.1025 | $4,100 | 979,924 | — | plan? |
| Oct 4, 2017 SForm 4 → | Oct 6, 5:20 pm EDT | Timothy BoganChief Risk Officer | 25,000 | $6.50 | $162,500 | 108,961 | −18.7% | plan? |
| Sep 26, 2017 SForm 4 → | Sep 27, 5:24 pm EDT | Sameer GulatiChief Operations Officer | 8,141 | $6.02 | $48,988 | 280,496 | −2.82% | plan? |
| Sep 25, 2017 MForm 4 → | Sep 27, 5:24 pm EDT | Sameer GulatiChief Operations Officer | 15,724 | — | — | 288,637 | — | plan? |
| Aug 29, 2017 SForm 4 → | Aug 29, 5:39 pm EDT | Sandeep BhandariChief Credit Officer | 16,028 | $6.07 | $97,277 | 76,475 | −17.3% | plan? |
| Aug 28, 2017 AForm 4 → | Aug 30, 5:18 pm EDT | Kenneth D DenmanDirector | 57,378 | — | — | 57,378 | — | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 6:35 pm EDT | Steven AlloccaPresident | 35,378 | $6.09 | $215,289 | 31,706 | −52.7% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 6:24 pm EDT | Russell S ElmerGeneral Counsel | 15,544 | $6.08 | $94,574 | 102,143 | −13.2% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 5:58 pm EDT | Patrick J DunneChief Capital Officer | 20,645 | $6.08 | $125,612 | 33,703 | −38.0% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 5:51 pm EDT | Scott SanbornCEO | 18,150 | $6.08 | $110,410 | 939,924 | −1.89% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 5:47 pm EDT | Thomas W CaseyChief Financial Officer | 7,287 | $6.08 | $44,321 | 32,471 | −18.3% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 5:45 pm EDT | Timothy BoganChief Risk Officer | 15,204 | $6.09 | $92,524 | 133,961 | −10.2% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 5:42 pm EDT | Sameer GulatiChief Operations Officer | 17,366 | $6.09 | $105,672 | 272,913 | −5.98% | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 6:35 pm EDT | Steven AlloccaPresident | 67,084 | — | — | 67,084 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 6:24 pm EDT | Russell S ElmerGeneral Counsel | 40,917 | — | — | 117,687 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:58 pm EDT | Patrick J DunneChief Capital Officer | 54,348 | — | — | 54,348 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:51 pm EDT | Scott SanbornCEO | 34,404 | — | — | 958,074 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:47 pm EDT | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 39,758 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:45 pm EDT | Timothy BoganChief Risk Officer | 28,829 | — | — | 149,165 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:42 pm EDT | Sameer GulatiChief Operations Officer | 32,927 | — | — | 290,279 | — | plan? |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:39 pm EDT | Sandeep BhandariChief Credit Officer | 30,311 | — | — | 92,503 | — | plan? |
| Aug 17, 2017 PForm 4 → | Aug 18, 5:00 pm EDT | Daniel T CiporinDirector | 10,000 | $5.92 | $59,169 | 1,014,809 | +1.00% | plan? |
| Aug 14, 2017 SForm 4 → | Aug 15, 5:16 pm EDT | Scott SanbornCEO | 46,667 | $5.77 | $269,460 | 923,670 | −4.81% | plan? |
| Aug 12, 2017 MForm 4 → | Aug 15, 5:16 pm EDT | Scott SanbornCEO | 89,031 | — | — | 970,337 | — | plan? |
| Aug 11, 2017 PForm 4 → | Aug 15, 5:18 pm EDT | John J MackDirector | 10,000 | $5.90 | $58,996 | 1,493,673 | +0.67% | plan? |
| Jul 26, 2017 SForm 4 → | Jul 27, 4:52 pm EDT | Sameer GulatiChief Operations Officer | 8,305 | $5.08 | $42,182 | 257,352 | −3.13% | plan? |
| Jul 25, 2017 MForm 4 → | Jul 27, 4:52 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 265,657 | — | plan? |
| Jun 26, 2017 SForm 4 → | Jun 27, 7:06 pm EDT | Sameer GulatiChief Operations Officer | 8,170 | $5.70 | $46,530 | 249,932 | −3.17% | plan? |
| Jun 25, 2017 MForm 4 → | Jun 27, 7:06 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 258,102 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 8:06 pm EDT | John C. MorrisDirector | 35,336 | — | — | 35,336 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 8:01 pm EDT | Mary G MeekerDirector | 35,336 | — | — | 35,336 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 7:54 pm EDT | John J MackDirector | 35,336 | — | — | 35,336 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 7:50 pm EDT | Daniel T CiporinDirector | 35,336 | — | — | 35,336 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 7:43 pm EDT | Timothy J MayopoulosDirector | 35,336 | — | — | 35,336 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 6:57 pm EDT | Lawrence Henry SummersDirector | 35,336 | — | — | 35,336 | — | plan? |
| Jun 6, 2017 AForm 4 → | Jun 8, 2:52 pm EDT | Jeffrey CroweDirector | 35,336 | — | — | 35,336 | — | plan? |
| May 30, 2017 SForm 4 → | May 31, 5:29 pm EDT | Sandeep BhandariChief Credit Officer | 3,466 | $5.62 | $19,487 | 62,192 | −5.28% | plan? |
| May 26, 2017 MForm 4 → | May 31, 5:29 pm EDT | Sandeep BhandariChief Credit Officer | 6,677 | — | — | 65,658 | — | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:49 pm EDT | Scott SanbornCEO | 18,028 | $5.70 | $102,695 | 881,306 | −2.00% | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:40 pm EDT | Sameer GulatiChief Operations Officer | 125,555 | $5.64 | $708,306 | 242,377 | −34.1% | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:35 pm EDT | Thomas W CaseyChief Financial Officer | 5,254 | $5.65 | $29,693 | 25,949 | −16.8% | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:30 pm EDT | Russell S ElmerGeneral Counsel | 15,445 | $5.70 | $87,964 | 76,770 | −16.7% | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:24 pm EDT | Timothy BoganChief Risk Officer | 15,140 | $5.68 | $86,048 | 120,336 | −11.2% | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:22 pm EDT | Sandeep BhandariChief Credit Officer | 12,391 | $5.69 | $70,554 | 58,981 | −17.4% | plan? |
| May 26, 2017 SForm 4 → | May 30, 6:19 pm EDT | Bradley ColemanPrincipal Accounting Officer | 29,906 | $5.71 | $170,757 | 124,879 | −19.3% | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:49 pm EDT | Scott SanbornCEO | 34,403 | — | — | 899,334 | — | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:40 pm EDT | Sameer GulatiChief Operations Officer | 261,758 | — | — | 367,932 | — | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:35 pm EDT | Thomas W CaseyChief Financial Officer | 13,810 | — | — | 31,203 | — | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:30 pm EDT | Russell S ElmerGeneral Counsel | 40,916 | — | — | 92,215 | — | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:24 pm EDT | Timothy BoganChief Risk Officer | 28,827 | — | — | 135,476 | — | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:22 pm EDT | Sandeep BhandariChief Credit Officer | 23,635 | — | — | 71,372 | — | plan? |
| May 25, 2017 MForm 4 → | May 30, 6:19 pm EDT | Bradley ColemanPrincipal Accounting Officer | 79,433 | — | — | 154,785 | — | plan? |
| May 24, 2017 SForm 4 → | May 26, 5:45 pm EDT | Sandeep BhandariChief Credit Officer | 69,050 | $5.87 | $405,151 | 47,737 | −59.1% | plan? |
| May 16, 2017 AGForm 4 → | Jun 8, 7:03 pm EDT | Simon WilliamsDirector | 43,336 | — | — | 35,336 | — | plan? late |
| May 15, 2017 SForm 4 → | May 16, 6:19 pm EDT | Scott SanbornCEO | 45,970 | $5.89 | $270,860 | 864,931 | −5.05% | plan? |
| May 12, 2017 MForm 4 → | May 16, 6:19 pm EDT | Scott SanbornCEO | 89,031 | — | — | 910,901 | — | plan? |
| May 12, 2017 SForm 4 → | May 15, 6:01 pm EDT | Sandeep BhandariChief Credit Officer | 53,500 | $5.84 | $312,542 | 116,787 | −31.4% | plan? |
| May 12, 2017 SForm 4 → | May 15, 5:57 pm EDT | Timothy BoganChief Risk Officer | 54,090 | $5.84 | $315,978 | 106,649 | −33.7% | plan? |
| May 11, 2017 MForm 4 → | May 15, 6:01 pm EDT | Sandeep BhandariChief Credit Officer | 122,550 | — | — | 170,287 | — | plan? |
| May 11, 2017 MForm 4 → | May 15, 5:57 pm EDT | Timothy BoganChief Risk Officer | 122,550 | — | — | 160,739 | — | plan? |
| May 10, 2017 SForm 4 → | May 12, 5:07 pm EDT | Simon WilliamsDirector | 80,000 | $5.98 | $478,112 | 48,000 | −62.5% | plan? |
| Apr 26, 2017 SForm 4 → | Apr 27, 6:14 pm EDT | Sameer GulatiChief Operations Officer | 5,857 | $5.95 | $34,878 | 106,174 | −5.23% | plan? |
| Apr 25, 2017 MForm 4 → | Apr 27, 6:14 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 112,031 | — | plan? |
| Mar 27, 2017 SForm 4 → | Mar 28, 6:34 pm EDT | Sameer GulatiChief Operations Officer | 5,875 | $5.23 | $30,737 | 96,306 | −5.75% | plan? |
| Mar 25, 2017 MForm 4 → | Mar 28, 6:34 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 102,181 | — | plan? |
| Mar 1, 2017 SForm 4 → | Mar 3, 6:09 pm EST | Simon WilliamsDirector | 250,000 | $5.25 | $1,313,250 | 128,000 | −66.1% | plan? |
| Feb 27, 2017 SForm 4 → | Mar 1, 8:11 pm EST | Thomas W CaseyChief Financial Officer | 4,942 | $5.65 | $27,935 | 17,393 | −22.1% | plan? |
| Feb 27, 2017 SForm 4 → | Mar 1, 5:39 pm EST | Russell S ElmerGeneral Counsel | 14,757 | $5.65 | $83,441 | 51,299 | −22.3% | plan? |
| Feb 27, 2017 SForm 4 → | Mar 1, 5:35 pm EST | Bradley ColemanPrincipal Accounting Officer | 8,003 | $5.66 | $45,266 | 75,352 | −9.60% | plan? |
| Feb 27, 2017 SForm 4 → | Mar 1, 5:32 pm EST | Timothy BoganChief Risk Officer | 10,437 | $5.66 | $59,058 | 37,843 | −21.6% | plan? |
| Feb 27, 2017 SForm 4 → | Feb 28, 6:07 pm EST | Sameer GulatiChief Operations Officer | 5,693 | $5.66 | $32,217 | 86,456 | −6.18% | plan? |
| Feb 27, 2017 SForm 4 → | Feb 28, 6:01 pm EST | Sandeep BhandariChief Credit Officer | 8,898 | $5.66 | $50,348 | 47,737 | −15.7% | plan? |
| Feb 25, 2017 MForm 4 → | Mar 1, 8:11 pm EST | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 22,335 | — | plan? late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:39 pm EST | Russell S ElmerGeneral Counsel | 40,917 | — | — | 66,056 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2017 MForm 4 → | May 15, 6:01 pm EDT | Sandeep BhandariChief Credit Officer | 122,550 | — | — | 0 | — | |
| May 11, 2017 MForm 4 → | May 15, 5:57 pm EDT | Timothy BoganChief Risk Officer | 122,550 | — | — | 0 | — | |
| Apr 25, 2017 MForm 4 → | Apr 27, 6:14 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 581,828 | — | |
| Mar 25, 2017 MForm 4 → | Mar 28, 6:34 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 597,553 | — | |
| Feb 25, 2017 MForm 4 → | Mar 1, 8:11 pm EST | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 193,332 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:39 pm EST | Russell S ElmerGeneral Counsel | 40,917 | — | — | 572,832 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:35 pm EST | Bradley ColemanPrincipal Accounting Officer | 22,224 | — | — | 237,773 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:32 pm EST | Timothy BoganChief Risk Officer | 28,829 | — | — | 317,030 | — | late |
| Feb 24, 2017 AForm 4 → | Feb 28, 8:48 pm EST | Scott SanbornCEO | 550,459 | — | — | 550,459 | — | |
| Feb 24, 2017 AMForm 4 → | Feb 28, 6:07 pm EST | Sameer GulatiChief Operations Officer | 290,955 | — | — | 613,278 | — | |
| Feb 24, 2017 AMForm 4 → | Feb 28, 6:01 pm EST | Sandeep BhandariChief Credit Officer | 116,321 | — | — | 66,764 | — | |
| Jan 31, 2017 MForm 4 → | Feb 2, 5:29 pm EST | Lawrence Henry SummersDirector | 333,108 | — | — | 0 | — | |
| Jan 18, 2017 MForm 4 → | Jan 20, 5:11 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 689,740 | — | |
| Jan 17, 2017 MForm 4 → | Jan 19, 5:00 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 714,740 | — | |
| Nov 10, 2016 MForm 4 → | Nov 14, 5:47 pm EST | John MacIlwaineChief Technology Officer | 50,000 | — | — | 739,740 | — | |
| Oct 17, 2016 MForm 4 → | Oct 19, 5:59 pm EDT | John MacIlwaineChief Technology Officer | 50,000 | — | — | 789,740 | — | |
| Sep 26, 2016 AForm 4 → | Sep 28, 7:07 pm EDT | Thomas W CaseyChief Financial Officer | 1,038,349 | — | — | 1,038,349 | — | |
| Jun 17, 2016 EXForm 4/A → | Jun 28, 6:07 am EDT | Tian Qiao Chen +410% Owner | 275,999 | — | — | 0 | — | |
| Jun 17, 2016 EXForm 4 → | Jun 21, 9:25 pm EDT | Tian Qiao Chen +410% Owner | 27,599,900 | — | — | 0 | — | amended |
| Jun 14, 2016 PForm 4 → | Jun 16, 9:00 pm EDT | Tian Qiao Chen +410% Owner | 2,600,000 | $1.05 | $2,730,000 | 18,299,900 | — | |
| May 26, 2016 AForm 4 → | May 31, 5:54 pm EDT | Sameer GulatiChief Operations Officer | 91,563 | — | — | 91,563 | — | |
| May 14, 2016 AForm 4 → | May 17, 8:12 pm EDT | John C. MorrisDirector | 603,790 | — | — | 603,790 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 9:07 pm EST | Renaud LaplancheChief Executive Officer, Director | 77,664 | — | — | 77,664 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 5:57 pm EST | Scott SanbornChief Mrktg & Optg Officer | 59,495 | — | — | 59,495 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 5:26 pm EST | Sandeep BhandariChief Credit Officer | 11,755 | — | — | 11,755 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 8:01 pm EST | Sandeep BhandariChief Credit Officer | 351,883 | — | — | 351,883 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 7:14 pm EST | John MacIlwaineChief Technology Officer | 586,472 | — | — | 586,472 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 7:11 pm EST | Renaud LaplancheChief Executive Officer, Director | 1,759,414 | — | — | 1,759,414 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 4:57 pm EST | Scott SanbornChief Mrktg & Optg Officer | 1,172,943 | — | — | 1,172,943 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 4:55 pm EST | Carrie DolanChief Financial Officer | 351,883 | — | — | 351,883 | — | |
| Jan 13, 2016 MForm 4 → | Jan 15, 5:06 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 839,740 | — | |
| Jan 11, 2016 MForm 4 → | Jan 13, 4:49 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 864,740 | — | |
| Jan 6, 2016 MForm 4 → | Jan 8, 4:33 pm EST | Scott SanbornChief Mrktg & Optg Officer | 70,000 | — | — | 790,000 | — | |
| Dec 18, 2015 MForm 4 → | Dec 22, 7:37 pm EST | Chaomei ChenChief Risk Officer | 75,000 | — | — | 568,108 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:43 pm EST | Carrie DolanChief Financial Officer | 25,830 | — | — | 153,658 | — | |
| Dec 7, 2015 MForm 4 → | Dec 9, 4:35 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 825,000 | — | |
| Nov 18, 2015 MForm 4 → | Nov 20, 4:20 pm EST | Chaomei ChenChief Risk Officer | 75,000 | — | — | 643,108 | — | |
| Nov 12, 2015 MForm 4 → | Nov 16, 4:09 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 889,740 | — | |
| Nov 10, 2015 MForm 4 → | Nov 13, 4:07 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 914,740 | — | late |
| Nov 6, 2015 MForm 4 → | Nov 10, 5:42 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 860,000 | — | |
| Nov 3, 2015 MForm 4 → | Nov 5, 5:26 pm EST | Carrie DolanChief Financial Officer | 12,915 | — | — | 165,538 | — | |
| Oct 8, 2015 MForm 4 → | Oct 13, 4:56 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 718,108 | — | late |
| Oct 6, 2015 MForm 4 → | Oct 8, 5:11 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 895,000 | — | |
| Sep 18, 2015 MForm 4 → | Sep 22, 4:40 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 793,108 | — | |
| Sep 14, 2015 MForm 4 → | Sep 16, 5:04 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | — | — | 939,740 | — | |
| Sep 10, 2015 MForm 4 → | Sep 14, 6:27 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | — | — | 964,740 | — | |
| Sep 8, 2015 MForm 4 → | Sep 10, 4:53 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 930,000 | — | |
| Aug 26, 2015 AForm 4 → | Aug 28, 6:46 pm EDT | Sandeep BhandariChief Credit Officer | 33,090 | $12.17 | $402,705 | 33,090 | — | |
| Aug 18, 2015 MForm 4 → | Aug 20, 6:19 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 868,108 | — | |
| Aug 6, 2015 MForm 4 → | Aug 10, 4:24 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 965,000 | — | |
| Aug 4, 2015 MForm 4 → | Aug 6, 8:15 pm EDT | Chaomei ChenChief Risk Officer | 93,028 | — | — | 943,108 | — | |
| Jul 8, 2015 MForm 4 → | Jul 10, 4:54 pm EDT | Chaomei ChenChief Risk Officer | 150,000 | — | — | 1,036,136 | — | |
| Jun 30, 2015 MForm 4 → | Jul 2, 5:25 pm EDT | Chaomei ChenChief Risk Officer | 100,000 | — | — | 1,186,136 | — | |
| Jun 26, 2015 MForm 4 → | Jun 30, 5:39 pm EDT | Chaomei ChenChief Risk Officer | 6,968 | — | — | 319,676 | — | |
| Jan 8, 2015 AForm 4 → | Jan 12, 6:56 pm EST | Simon WilliamsDirector | 320,000 | — | — | 320,000 | — |