Company · CIK 0001397911 · SIC 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services · Nasdaq
LPL Financial Holdings Inc. · LPLA
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2018 SForm 4 → | Mar 15, 9:51 pm EDT | George Burton WhiteManaging Director | 25,000 | $65.42 | $1,635,390 | 25,505 | −49.5% | plan? |
| Mar 13, 2018 FMForm 4 → | Mar 15, 9:51 pm EDT | George Burton WhiteManaging Director | 25,704 | $19.33 | $496,753 | 24,801 | — | plan? |
| Mar 13, 2018 FForm 4 → | Mar 15, 9:45 pm EDT | Michelle OroschakoffManaging Director | 485 | $64.99 | $31,520 | 19,861 | — | plan? |
| Mar 13, 2018 FForm 4 → | Mar 15, 9:42 pm EDT | William P. Morrissey Jr.Managing Director | 400 | $64.99 | $25,996 | 18,091 | — | plan? |
| Mar 13, 2018 FForm 4 → | Mar 15, 9:39 pm EDT | Sallie R. LarsenManaging Director | 329 | $64.99 | $21,382 | 18,082 | — | plan? |
| Mar 13, 2018 FForm 4 → | Mar 15, 9:35 pm EDT | Thomas GooleyManaging Director | 960 | $64.99 | $62,390 | 22,910 | — | plan? |
| Mar 13, 2018 FForm 4 → | Mar 15, 9:30 pm EDT | Tracy CalderManaging Director | 253 | $64.99 | $16,442 | 27,644 | — | plan? |
| Mar 13, 2018 FForm 4 → | Mar 15, 9:24 pm EDT | Matthew J AudetteChief Financial Officer | 1,309 | $64.99 | $85,072 | 35,883 | — | plan? |
| Mar 7, 2018 SForm 4 → | Mar 8, 7:24 pm EST | John Andrew KalbaughManaging Director | 2,397 | $63.16 | $151,395 | 25,716 | −8.53% | plan? |
| Mar 7, 2018 MForm 4 → | Mar 8, 7:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 10,000 | $22.08 | $220,800 | 239,761 | — | plan? |
| Mar 7, 2018 SForm 4 → | Mar 8, 7:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 11,206 | $63.46 | $711,159 | 229,761 | −4.65% | plan? |
| Mar 6, 2018 FForm 4 → | Mar 8, 7:46 pm EST | George Burton WhiteManaging Director | 417 | $64.27 | $26,801 | 25,505 | — | plan? |
| Mar 6, 2018 FForm 4 → | Mar 8, 7:42 pm EST | Michelle OroschakoffManaging Director | 585 | $64.27 | $37,598 | 20,346 | — | plan? |
| Mar 6, 2018 FForm 4 → | Mar 8, 7:37 pm EST | William P. Morrissey Jr.Managing Director | 231 | $64.27 | $14,846 | 18,491 | — | plan? |
| Mar 6, 2018 FForm 4 → | Mar 8, 7:32 pm EST | Sallie R. LarsenManaging Director | 519 | $64.27 | $33,356 | 18,411 | — | plan? |
| Mar 6, 2018 SForm 4 → | Mar 8, 7:14 pm EST | Marco HellmanDirector | 29,300 | $63.63 | $1,864,359 | 492,390 | −5.62% | plan? |
| Mar 2, 2018 SForm 4 → | Mar 2, 5:44 pm EST | James S RiepeDirector | 5,632 | $62.77 | $353,521 | 79,089 | −6.65% | plan? |
| Mar 2, 2018 MForm 4 → | Mar 2, 5:44 pm EST | James S RiepeDirector | 13,500 | $26.15 | $353,070 | 84,721 | — | plan? |
| Feb 28, 2018 SForm 4 → | Mar 2, 5:40 pm EST | Marco HellmanDirector | 10,886 | $66.00 | $718,476 | 521,690 | −2.04% | plan? |
| Feb 26, 2018 SForm 4 → | Feb 28, 6:23 pm EST | Marco HellmanDirector | 207,734 | $66.17 | $13,745,603 | 532,576 | −28.1% | plan? |
| Feb 26, 2018 SForm 4 → | Feb 27, 7:56 pm EST | John Andrew KalbaughManaging Director | 2,764 | $65.20 | $180,213 | 28,113 | −8.95% | plan? |
| Feb 26, 2018 SForm 4 → | Feb 27, 7:28 pm EST | Dan H. ArnoldPresident & CEO, Director | 4,004 | $65.20 | $261,061 | 230,967 | −1.70% | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 8:49 pm EST | George Burton WhiteManaging Director | 3,922 | $65.50 | $56,854 | 25,922 | — | plan? |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:43 pm EST | Scott SeeseManaging Director | 4,153 | — | — | 26,301 | — | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 8:38 pm EST | Michelle OroschakoffManaging Director | 3,603 | $65.50 | $35,960 | 20,931 | — | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 8:28 pm EST | William P. Morrissey Jr.Managing Director | 2,727 | $65.50 | $50,632 | 18,722 | — | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 8:06 pm EST | Sallie R. LarsenManaging Director | 2,819 | $65.50 | $34,257 | 18,930 | — | plan? |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:56 pm EST | John Andrew KalbaughManaging Director | 2,827 | — | — | 30,877 | — | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 7:47 pm EST | Thomas GooleyManaging Director | 4,074 | $65.50 | $42,837 | 23,870 | — | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 7:41 pm EST | Tracy CalderManaging Director | 5,341 | $65.50 | $247,459 | 27,897 | — | plan? |
| Feb 23, 2018 AFForm 4 → | Feb 27, 7:35 pm EST | Matthew J AudetteChief Financial Officer | 6,484 | $65.50 | $88,622 | 37,192 | — | plan? |
| Feb 22, 2018 SForm 4 → | Feb 26, 5:36 pm EST | Marco HellmanDirector | 1,150,000 | $62.12 | $71,438,000 | 740,310 | −60.8% | plan? |
| Feb 5, 2018 SForm 4 → | Feb 7, 5:59 pm EST | William P. Morrissey Jr.Managing Director | 20,000 | $62.74 | $1,254,823 | 17,541 | −53.3% | plan? |
| Feb 5, 2018 MForm 4 → | Feb 7, 5:59 pm EST | William P. Morrissey Jr.Managing Director | 20,000 | $27.80 | $556,000 | 37,541 | — | plan? |
| Feb 5, 2018 SForm 4 → | Feb 7, 5:50 pm EST | John Andrew KalbaughManaging Director | 10,000 | $62.61 | $626,068 | 28,050 | −26.3% | plan? |
| Feb 5, 2018 MForm 4 → | Feb 7, 5:50 pm EST | John Andrew KalbaughManaging Director | 10,000 | $27.17 | $271,700 | 38,050 | — | plan? |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:17 pm EST | James S RiepeDirector | 4,500 | $27.80 | $125,100 | 71,221 | — | plan? |
| Nov 27, 2017 AForm 4 → | Nov 29, 5:44 pm EST | Richard P SchifterDirector | 50 | — | — | 37,451 | — | plan? |
| Nov 27, 2017 AForm 4 → | Nov 29, 5:38 pm EST | James S RiepeDirector | 25 | — | — | 66,721 | — | plan? |
| Nov 27, 2017 AForm 4 → | Nov 29, 5:33 pm EST | James S PutnamDirector | 50 | — | — | 122,238 | — | plan? |
| Nov 27, 2017 AForm 4 → | Nov 29, 5:20 pm EST | William Francis Glavin Jr.Director | 25 | — | — | 5,219 | — | plan? |
| Nov 27, 2017 AForm 4 → | Nov 29, 5:11 pm EST | Viet D DinhDirector | 50 | — | — | 13,488 | — | plan? |
| Nov 15, 2017 SForm 4 → | Nov 17, 4:41 pm EST | Dan H. ArnoldPresident & CEO, Director | 3,742 | $48.54 | $181,637 | 234,971 | −1.57% | plan? |
| Nov 15, 2017 MForm 4 → | Nov 17, 4:41 pm EST | Dan H. ArnoldPresident & CEO, Director | 3,742 | $27.80 | $104,028 | 238,713 | — | plan? |
| Nov 1, 2017 FForm 4 → | Nov 3, 5:15 pm EDT | Michelle OroschakoffManaging Director | 210 | $49.39 | $10,372 | 18,426 | — | plan? |
| Oct 30, 2017 FForm 4 → | Nov 1, 5:39 pm EDT | Matthew J AudetteChief Financial Officer | 3,063 | $49.44 | $151,435 | 33,414 | — | plan? |
| Sep 3, 2017 FForm 4 → | Sep 6, 5:29 pm EDT | Michelle OroschakoffManaging Director | 655 | $47.35 | $31,014 | 18,526 | — | plan? |
| Aug 24, 2017 AForm 4 → | Aug 28, 9:39 pm EDT | William Francis Glavin Jr.Director | 27 | — | — | 5,194 | — | plan? |
| Aug 24, 2017 AForm 4 → | Aug 28, 9:35 pm EDT | Richard P SchifterDirector | 55 | — | — | 37,204 | — | plan? |
| Aug 24, 2017 AForm 4 → | Aug 28, 9:32 pm EDT | James S RiepeDirector | 28 | — | — | 66,696 | — | plan? |
| Aug 24, 2017 AForm 4 → | Aug 28, 9:27 pm EDT | James S PutnamDirector | 55 | — | — | 122,188 | — | plan? |
| Aug 24, 2017 AForm 4 → | Aug 28, 9:23 pm EDT | Viet D DinhDirector | 55 | — | — | 13,438 | — | plan? |
| Aug 23, 2017 MForm 4 → | Aug 25, 5:46 pm EDT | Dan H. ArnoldPresident & CEO, Director | 17,985 | $27.80 | $499,983 | 234,971 | — | plan? |
| Aug 21, 2017 AForm 4 → | Aug 23, 5:24 pm EDT | Scott SeeseManaging Director | 22,148 | — | — | 22,148 | — | plan? |
| Aug 6, 2017 FForm 4 → | Aug 8, 5:20 pm EDT | Thomas GooleyManaging Director | 1,193 | $46.11 | $55,009 | 21,104 | — | plan? |
| Jun 13, 2017 FForm 4 → | Jun 15, 7:59 pm EDT | John Andrew KalbaughManaging Director | 559 | $42.08 | $23,523 | 28,050 | — | plan? |
| Jun 13, 2017 FForm 4 → | Jun 15, 7:54 pm EDT | Thomas GooleyManaging Director | 510 | $42.08 | $21,461 | 22,297 | — | plan? |
| Jun 10, 2017 FForm 4 → | Jun 13, 5:25 pm EDT | George Burton WhiteManaging Director | 243 | $41.47 | $10,077 | 23,736 | — | plan? |
| Jun 2, 2017 SForm 4 → | Jun 5, 8:12 pm EDT | William P. Morrissey Jr.Managing Director | 32,150 | $39.34 | $1,264,781 | 17,541 | −64.7% | plan? |
| Jun 2, 2017 MForm 4 → | Jun 5, 8:12 pm EDT | William P. Morrissey Jr.Managing Director | 32,150 | $21.60 | $694,440 | 49,691 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 6:00 pm EDT | Richard P SchifterDirector | 33 | — | — | 37,149 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:55 pm EDT | James S RiepeDirector | 33 | — | — | 66,668 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:49 pm EDT | James S PutnamDirector | 33 | — | — | 122,133 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:43 pm EDT | Viet D DinhDirector | 33 | — | — | 13,383 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 9:49 pm EDT | Richard P SchifterDirector | 5,167 | — | — | 37,116 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 9:46 pm EDT | James S RiepeDirector | 5,167 | — | — | 66,635 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 9:43 pm EDT | James S PutnamDirector | 5,167 | — | — | 122,100 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 9:39 pm EDT | Anne M MulcahyDirector | 5,167 | — | — | 20,340 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 9:35 pm EDT | Marco HellmanDirector | 5,167 | — | — | 5,167 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 9:21 pm EDT | William Francis Glavin Jr.Director | 5,167 | — | — | 5,167 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 8:29 pm EDT | Paulett EberhartDirector | 3,199 | — | — | 11,262 | — | plan? |
| May 18, 2017 AForm 4 → | May 22, 8:13 pm EDT | Viet D DinhDirector | 5,167 | — | — | 13,350 | — | plan? |
| Mar 24, 2017 AForm 4 → | Mar 28, 8:29 pm EDT | Richard P SchifterDirector | 33 | — | — | 31,949 | — | plan? |
| Mar 24, 2017 AForm 4 → | Mar 28, 8:26 pm EDT | James S RiepeDirector | 33 | — | — | 61,468 | — | plan? |
| Mar 24, 2017 AForm 4 → | Mar 28, 8:21 pm EDT | James S PutnamDirector | 33 | — | — | 116,933 | — | plan? |
| Mar 24, 2017 AForm 4 → | Mar 28, 8:17 pm EDT | Viet D DinhDirector | 33 | — | — | 8,183 | — | plan? |
| Mar 24, 2017 AForm 4 → | Mar 28, 8:12 pm EDT | John Joseph BrennanDirector | 33 | — | — | 45,883 | — | plan? |
| Mar 14, 2017 SForm 4 → | Mar 15, 8:51 pm EDT | Dan H. ArnoldPresident & CEO, Director | 15,428 | $39.14 | $603,832 | 216,986 | −6.64% | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:41 pm EDT | George Burton WhiteManaging Director | 4,552 | — | — | 23,979 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:37 pm EDT | Michelle OroschakoffManaging Director | 3,641 | — | — | 19,181 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:32 pm EDT | William P. Morrissey Jr.Managing Director | 3,468 | — | — | 17,541 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:28 pm EDT | Sallie R. LarsenManaging Director | 2,849 | — | — | 17,157 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:22 pm EDT | John Andrew KalbaughManaging Director | 4,193 | — | — | 28,609 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:14 pm EDT | Thomas GooleyManaging Director | 5,937 | — | — | 22,807 | — | plan? |
| Mar 13, 2017 SForm 4 → | Mar 15, 9:07 pm EDT | Tracy CalderManaging Director | 6,465 | $39.31 | $254,117 | 27,700 | −18.9% | plan? |
| Mar 13, 2017 AMForm 4 → | Mar 15, 9:07 pm EDT | Tracy CalderManaging Director | 11,973 | $19.85 | $189,786 | 30,112 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:00 pm EDT | David P. BergersManaging Director | 3,769 | — | — | 43,382 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 8:56 pm EDT | Matthew J AudetteChief Financial Officer | 7,916 | — | — | 36,477 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:35 pm EST | George Burton WhiteManaging Director | 457 | $39.30 | $17,960 | 19,427 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:31 pm EST | Michelle OroschakoffManaging Director | 289 | $39.30 | $11,358 | 15,540 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:27 pm EST | William P. Morrissey Jr.Managing Director | 252 | $39.30 | $9,904 | 14,073 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:23 pm EST | Sallie R. LarsenManaging Director | 298 | $39.30 | $11,711 | 14,308 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:17 pm EST | John Andrew KalbaughManaging Director | 295 | $39.30 | $11,594 | 24,416 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:12 pm EST | Victor FetterManaging Director | 351 | $39.30 | $13,794 | 23,279 | — | plan? |
| Mar 6, 2017 FForm 4 → | Mar 8, 8:07 pm EST | David P. BergersManaging Director | 518 | $39.30 | $20,357 | 39,613 | — | plan? |
| Mar 2, 2017 SForm 4 → | Mar 6, 5:15 pm EST | Mark S CasadyDirector | 2,000 | $40.75 | $81,500 | 130,957 | −1.50% | plan? |
| Mar 2, 2017 MForm 4 → | Mar 6, 5:15 pm EST | Mark S CasadyDirector | 2,000 | $19.85 | $39,700 | 132,957 | — | plan? |
| Feb 27, 2017 SForm 4 → | Feb 28, 8:21 pm EST | Tracy CalderManaging Director | 10,747 | $39.05 | $419,721 | 24,604 | −30.4% | plan? |
| Feb 25, 2017 FForm 4 → | Feb 28, 8:31 pm EST | Thomas GooleyManaging Director | 760 | $39.13 | $29,739 | 16,870 | — | plan? |
| Feb 25, 2017 FForm 4 → | Feb 28, 8:21 pm EST | Tracy CalderManaging Director | 403 | $39.13 | $15,769 | 35,351 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2026 MForm 4 → | Aug 21, 4:08 pm EDT | Greg GatesGroup Managing Director | 7,189 | — | — | 0 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:50 pm EST | George Burton WhiteManaging Director | 8,909 | — | — | 8,909 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:48 pm EST | Richard SteinmeierManaging Director | 7,355 | — | — | 7,355 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:47 pm EST | Scott SeeseManaging Director | 12,289 | — | — | 12,289 | — | |
| Feb 25, 2019 AMForm 4 → | Feb 26, 9:44 pm EST | Michelle OroschakoffManaging Director | 13,680 | — | — | 10,734 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:39 pm EST | Sallie R. LarsenManaging Director | 5,837 | — | — | 5,837 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:37 pm EST | John Andrew KalbaughManaging Director | 7,349 | — | — | 7,349 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:31 pm EST | Tracy CalderManaging Director | 4,700 | — | — | 4,700 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:25 pm EST | Matthew J AudetteChief Financial Officer | 12,903 | — | — | 12,903 | — | |
| Feb 25, 2019 AMForm 4 → | Feb 26, 9:24 pm EST | Dan H. ArnoldPresident & CEO, Director | 75,018 | — | — | 20,969 | — | |
| Feb 11, 2019 MForm 4 → | Feb 13, 6:12 pm EST | John Andrew KalbaughManaging Director | 40,000 | — | — | 0 | — | |
| Feb 4, 2019 MForm 4 → | Feb 6, 5:53 pm EST | Thomas GooleyManaging Director | 43,440 | — | — | 13,852 | — | |
| Jan 16, 2019 MForm 4 → | Jan 18, 6:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 36,774 | — | — | 0 | — | |
| Jan 10, 2019 MForm 4 → | Jan 11, 8:23 pm EST | George Burton WhiteManaging Director | 26,892 | — | — | 12,000 | — | |
| Dec 12, 2018 MForm 4 → | Dec 14, 8:07 pm EST | James S RiepeDirector | 13,500 | — | — | 0 | — | |
| Dec 12, 2018 MForm 4 → | Dec 14, 8:00 pm EST | Thomas GooleyManaging Director | 29,876 | — | — | 14,938 | — | |
| Nov 27, 2018 MForm 4 → | Nov 28, 8:35 pm EST | Michelle OroschakoffManaging Director | 6,000 | — | — | 16,734 | — | |
| Nov 8, 2018 MForm 4 → | Nov 13, 5:16 pm EST | George Burton WhiteManaging Director | 26,108 | — | — | 23,892 | — | late |
| Aug 27, 2018 MForm 4 → | Aug 27, 6:05 pm EDT | Michelle OroschakoffManaging Director | 6,000 | — | — | 22,734 | — | |
| Aug 1, 2018 MForm 4 → | Aug 3, 5:30 pm EDT | Dan H. ArnoldPresident & CEO, Director | 13,226 | — | — | 36,774 | — | |
| Mar 13, 2018 MForm 4 → | Mar 15, 9:51 pm EDT | George Burton WhiteManaging Director | 25,000 | — | — | 0 | — | |
| Mar 7, 2018 MForm 4 → | Mar 8, 7:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 10,000 | — | — | 6,000 | — | |
| Mar 2, 2018 MForm 4 → | Mar 2, 5:44 pm EST | James S RiepeDirector | 13,500 | — | — | 0 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:49 pm EST | George Burton WhiteManaging Director | 9,448 | — | — | 9,448 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:43 pm EST | Scott SeeseManaging Director | 12,850 | — | — | 12,850 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:38 pm EST | Michelle OroschakoffManaging Director | 9,448 | — | — | 9,448 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:28 pm EST | William P. Morrissey Jr.Managing Director | 6,047 | — | — | 6,047 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:06 pm EST | Sallie R. LarsenManaging Director | 7,105 | — | — | 7,105 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:56 pm EST | John Andrew KalbaughManaging Director | 8,745 | — | — | 8,745 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:47 pm EST | Thomas GooleyManaging Director | 10,582 | — | — | 10,582 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:41 pm EST | Tracy CalderManaging Director | 4,837 | — | — | 4,837 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:35 pm EST | Matthew J AudetteChief Financial Officer | 15,874 | — | — | 15,874 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:28 pm EST | Dan H. ArnoldPresident & CEO, Director | 77,606 | — | — | 77,606 | — | |
| Feb 5, 2018 MForm 4 → | Feb 7, 5:59 pm EST | William P. Morrissey Jr.Managing Director | 20,000 | — | — | 0 | — | |
| Feb 5, 2018 MForm 4 → | Feb 7, 5:50 pm EST | John Andrew KalbaughManaging Director | 10,000 | — | — | 0 | — | |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:17 pm EST | James S RiepeDirector | 4,500 | — | — | 0 | — | |
| Nov 15, 2017 MForm 4 → | Nov 17, 4:41 pm EST | Dan H. ArnoldPresident & CEO, Director | 3,742 | — | — | 0 | — | |
| Aug 23, 2017 MForm 4 → | Aug 25, 5:46 pm EDT | Dan H. ArnoldPresident & CEO, Director | 17,985 | — | — | 3,742 | — | |
| Jun 2, 2017 MForm 4 → | Jun 5, 8:12 pm EDT | William P. Morrissey Jr.Managing Director | 32,150 | — | — | 0 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:41 pm EDT | George Burton WhiteManaging Director | 15,930 | — | — | 15,930 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:37 pm EDT | Michelle OroschakoffManaging Director | 12,744 | — | — | 12,744 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:32 pm EDT | William P. Morrissey Jr.Managing Director | 12,137 | — | — | 12,137 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:28 pm EDT | Sallie R. LarsenManaging Director | 9,973 | — | — | 9,973 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:22 pm EDT | John Andrew KalbaughManaging Director | 14,676 | — | — | 14,676 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:14 pm EDT | Thomas GooleyManaging Director | 20,778 | — | — | 20,778 | — | |
| Mar 13, 2017 AMForm 4 → | Mar 15, 9:07 pm EDT | Tracy CalderManaging Director | 18,004 | — | — | 8,443 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:00 pm EDT | David P. BergersManaging Director | 13,192 | — | — | 13,192 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 8:56 pm EDT | Matthew J AudetteChief Financial Officer | 27,704 | — | — | 27,704 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 8:51 pm EDT | Dan H. ArnoldPresident & CEO, Director | 123,131 | — | — | 123,131 | — | |
| Mar 2, 2017 MForm 4 → | Mar 6, 5:15 pm EST | Mark S CasadyDirector | 2,000 | — | — | 401,329 | — | |
| Feb 23, 2017 MForm 4 → | Feb 23, 9:48 pm EST | John Andrew KalbaughMD, Divisional President NSC | 30,000 | — | — | 0 | — | |
| Feb 22, 2017 MForm 4 → | Feb 23, 9:54 pm EST | George Burton WhiteMD, Investor & Invstmt Solutns | 25,000 | — | — | 0 | — | |
| Feb 22, 2017 MForm 4 → | Feb 23, 9:46 pm EST | Mark S CasadyDirector | 58,628 | — | — | 0 | — | |
| Feb 13, 2017 MForm 4 → | Feb 15, 9:42 pm EST | Mark S CasadyDirector | 632,324 | — | — | 58,628 | — | |
| Jun 13, 2016 AForm 4 → | Jun 15, 4:46 pm EDT | John Andrew KalbaughMD,Rel. Mgmt & Bus. Consulting | 17,076 | — | — | 17,076 | — | |
| Jun 13, 2016 AForm 4 → | Jun 15, 4:43 pm EDT | Thomas GooleyMD, Svc, Trading & Operations | 23,907 | — | — | 23,907 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:14 pm EST | George Burton WhiteMD, Research | 64,980 | — | — | 64,980 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:10 pm EST | Ryan ParkerMD, Invstmt & Planning Solutns | 50,192 | — | — | 50,192 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:06 pm EST | Michelle OroschakoffMD, Chief Risk Officer | 35,851 | — | — | 35,851 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:02 pm EST | William P. Morrissey Jr.MD, Business Development | 54,673 | — | — | 54,673 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:57 pm EST | Sallie R. LarsenMD, Chief Human Cap. Officer | 44,592 | — | — | 44,592 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:52 pm EST | John Andrew KalbaughMD,Rel. Mgmt & Bus. Consulting | 67,669 | — | — | 67,669 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:47 pm EST | Thomas GooleyMD, Svc, Trading & Operations | 44,814 | — | — | 44,814 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:41 pm EST | Victor FetterMD, Chief Information Officer | 61,934 | — | — | 61,934 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:29 pm EST | Mark S CasadyChairman & Chief Exec. Officer, Director | 403,329 | — | — | 403,329 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:15 pm EST | Tracy CalderMD, Deputy Chief Risk Officer | 28,681 | — | — | 28,681 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:10 pm EST | Jeffrey R. BuchheisterEVP, Chief Accounting Officer | 15,583 | — | — | 15,583 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:05 pm EST | David P. BergersMD, Legal & Gov't Relations | 44,814 | — | — | 44,814 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 7:57 pm EST | Matthew J AudetteChief Financial Officer | 94,110 | — | — | 94,110 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 7:51 pm EST | Dan H. ArnoldPresident | 98,031 | — | — | 98,031 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:21 pm EST | William P. Morrissey Jr.MD, Divisional Pres. of IAS | 25,000 | — | — | 13,907 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 4:21 pm EST | Matthew J AudetteChief Financial Officer | 17,605 | — | — | 17,605 | — | |
| Aug 6, 2015 AForm 4 → | Aug 10, 5:34 pm EDT | Thomas GooleyMD, Svc, Trading & Operations | 20,576 | — | — | 20,576 | — | |
| Jun 10, 2015 MForm 4 → | Jun 12, 5:08 pm EDT | Dan H. ArnoldPresident | 4,273 | — | — | 21,727 | — | |
| Jun 10, 2015 AForm 4 → | Jun 12, 5:02 pm EDT | George Burton WhiteMD, Chief Investment Officer | 6,341 | — | — | 6,341 | — | |
| Jun 2, 2015 MForm 4 → | Jun 4, 5:43 pm EDT | Sharyn HandelsmanMD, Chief Compliance Officer | 6,393 | $30.97 | $197,981 | 8,657 | — | |
| May 28, 2015 MForm 4 → | Jun 1, 5:07 pm EDT | Jeffrey R. BuchheisterEVP, Chief Accounting Officer | 13,360 | — | — | 0 | — | |
| May 18, 2015 MForm 4 → | May 20, 6:19 pm EDT | Lux ThomasActing Chief Financial Officer | 2,000 | — | — | 11,300 | — | |
| Apr 10, 2015 MForm 4 → | Apr 14, 5:07 pm EDT | Lux ThomasActing Chief Financial Officer | 2,000 | — | — | 13,300 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:13 pm EDT | George Burton WhiteMD, Chief Investment Officer | 27,936 | — | — | 27,936 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:09 pm EDT | Mary Frances SchottMD, Client Expernce & Training | 14,018 | — | — | 14,018 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:03 pm EDT | Ryan ParkerMD, Invstmt & Planning Solutns | 13,833 | — | — | 13,833 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:57 pm EDT | Michelle OroschakoffMD, Chief Risk Officer | 22,594 | — | — | 6,455 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:52 pm EDT | William P. Morrissey Jr.MD, Independent Advisor Svcs | 14,018 | — | — | 14,018 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:47 pm EDT | Sallie R. LarsenMD, Chief Human Cap. Officer | 21,580 | — | — | 4,980 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:41 pm EDT | John Andrew KalbaughMD, Institution Services | 28,774 | — | — | 10,790 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:30 pm EDT | Mark HellikerMD, Client Support Services | 18,445 | — | — | 18,445 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:25 pm EDT | Victor FetterMD, Chief Information Officer | 30,019 | — | — | 8,577 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:18 pm EDT | Mark S CasadyChairman & Chief Exec. Officer, Director | 400,000 | — | — | 400,000 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:15 pm EDT | Jeffrey R. BuchheisterEVP, Chief Accounting Officer | 5,978 | — | — | 5,978 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:08 pm EDT | David P. BergersMD, Legal & Gov't Relations | 23,056 | — | — | 23,056 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:04 pm EDT | Dan H. ArnoldChief Financial Officer | 25,362 | — | — | 25,362 | — | |
| Feb 24, 2015 MForm 4 → | Feb 26, 8:05 pm EST | Dan H. ArnoldChief Financial Officer | 5,458 | — | — | 26,000 | — | |
| Feb 19, 2015 MForm 4 → | Feb 23, 4:19 pm EST | Dan H. ArnoldChief Financial Officer | 18,542 | — | — | 31,458 | — |