Form4insider filings, from the source

Company · CIK 0001373561 · SIC 6172 — Finance Lessors

NewStar Financial, Inc. · NEWS

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $2,925 · 1sales $20.3M · 4net −$20.3M
$10k$10k$1M$1M$100M$100MbuyssalesJun 2014Nov 2014Apr 2015Sep 2015Feb 2016Jul 2016Dec 2016

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Feb 13, 2015 AFForm 4 →Feb 17, 4:38 pm ESTPatrick F McAuliffeHead, Leveraged Finance26,937$10.58$9,998129,941— plan?
Feb 13, 2015 AForm 4 →Feb 17, 4:38 pm ESTJohn Kirby BrayChief Financial Officer14,177——389,345— plan?
Feb 13, 2015 AForm 4 →Feb 17, 4:37 pm ESTTimothy J ConwayChairman, CEO and President, Director49,621——1,235,402— plan?
Feb 13, 2015 AForm 4 →Feb 17, 4:36 pm ESTPeter A Schmidt-FellnerChief Investment Officer, Director31,190——895,560— plan?
Feb 13, 2015 AFForm 4 →Feb 17, 4:35 pm ESTDaniel D. McCreadyChief Credit Officer20,415$10.58$15,99769,175— plan?
Feb 13, 2015 AForm 4 →Feb 17, 4:34 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary14,177——395,156— plan?
Feb 10, 2015 MForm 4 →Feb 11, 4:30 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary10,000$7.32$73,200380,979— plan?
Dec 31, 2014 GMForm 4 →Feb 4, 2015, 3:06 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary12,000$7.32$73,200370,979— plan? late
Jun 3, 2014 SForm 4 →Apr 14, 2015, 7:28 pm EDTCorsair Capital LLC10% Owner166,557$13.10$2,181,8979,538,415−1.72% plan? late
Jun 3, 2014 XForm 4 →Apr 14, 2015, 7:28 pm EDTCorsair Capital LLC10% Owner200,174$10.90$2,181,8979,704,972— plan? late
Feb 17, 2014 FForm 5 →Feb 11, 2015, 4:28 pm ESTPatrick F McAuliffeHead, Leveraged Finance803$15.02$12,061104,894— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 22, 2017 DForm 4 →Dec 22, 3:08 pm ESTFrank R NoonanDirector10,000——0—
Dec 22, 2017 DForm 4 →Dec 22, 3:07 pm ESTMaureen OharaDirector10,000——0—
Dec 22, 2017 DForm 4 →Dec 22, 3:04 pm ESTBrian FallonDirector10,000——0—
Dec 22, 2017 DForm 4 →Dec 22, 2:58 pm ESTBradley E CooperDirector5,000——0—
May 10, 2017 MForm 4 →May 12, 4:02 pm EDTBrian FallonDirector15,000——0—
May 9, 2017 MForm 4 →May 17, 4:02 pm EDTPatrick F McAuliffeHead, Leveraged Finance47,605——0— late
May 1, 2017 MForm 4 →May 3, 4:02 pm EDTMaureen OharaDirector15,000——0—
Apr 27, 2017 MForm 4 →May 1, 4:34 pm EDTFrank R NoonanDirector15,000——0—
Apr 27, 2017 MForm 4 →May 1, 4:05 pm EDTRichard E ThornburghDirector5,000——0—
Apr 24, 2017 MForm 4 →Apr 26, 4:29 pm EDTCapital Z Partners III GP, Ltd. +4Director, 10% Owner5,000——0—
Apr 20, 2017 MForm 4 →Apr 24, 4:07 pm EDTMark R. du FourHead of Capital Markets35,000——0—
Mar 17, 2017 MForm 4 →Mar 21, 4:04 pm EDTCharles N BralverDirector10,000——0—
May 12, 2016 MForm 4 →May 13, 4:32 pm EDTBrian FallonDirector15,000——0—
Apr 26, 2016 XForm 4 →Apr 28, 3:38 pm EDTCapital Z Partners III GP, Ltd. +810% Owner5,000——0—
Mar 14, 2016 MForm 4 →Mar 15, 4:02 pm EDTTimothy J ConwayChairman, CEO and President, Director50,000——0—
Mar 7, 2016 MForm 4 →Mar 8, 4:34 pm ESTTimothy J ConwayChairman, CEO and President, Director150,000——50,000—
Mar 4, 2016 MForm 4 →Mar 7, 4:36 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary65,000——0—
Mar 3, 2016 MForm 4 →Mar 4, 4:10 pm ESTTimothy J ConwayChairman, CEO and President, Director300,000——200,000—
Mar 3, 2016 MForm 4 →Mar 4, 4:09 pm ESTPeter A Schmidt-FellnerChief Investment Officer, Director125,000——0—
Feb 29, 2016 MForm 4 →Mar 1, 4:12 pm ESTPeter A Schmidt-FellnerChief Investment Officer, Director125,000——125,000—
Feb 29, 2016 MForm 4 →Mar 1, 4:11 pm ESTTimothy J ConwayChairman, CEO and President, Director50,000——500,000—
Feb 23, 2016 MForm 4 →Feb 24, 4:02 pm ESTTimothy J ConwayChairman, CEO and President, Director50,000——550,000—
Feb 17, 2016 MForm 4 →Feb 18, 4:04 pm ESTTimothy J ConwayChairman, CEO and President, Director50,000——600,000—
Feb 12, 2016 MForm 4 →Feb 17, 4:05 pm ESTTimothy J ConwayChairman, CEO and President, Director150,000——650,000—
Feb 5, 2016 MForm 4/A →Feb 10, 4:17 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary15,000——65,000—
Feb 5, 2016 MForm 4 →Feb 8, 4:08 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary15,000——65,000— amended
Feb 4, 2016 MForm 4 →Feb 8, 4:09 pm ESTPatrick F McAuliffeHead, Leveraged Finance12,500——0—
Feb 1, 2016 MForm 4 →Feb 2, 5:38 pm ESTBrian FallonDirector2,500——0—
Jan 27, 2016 MForm 4 →Jan 29, 4:14 pm ESTMark R. du FourHead - Leveraged Finance30,000——0—
Dec 4, 2015 MForm 4 →Dec 8, 4:15 pm ESTJohn Kirby BrayChief Financial Officer100,000——0—
Dec 4, 2015 MForm 4 →Dec 8, 4:14 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary30,000——80,000—
Dec 4, 2015 MForm 4 →Dec 8, 4:14 pm ESTPeter A Schmidt-FellnerChief Investment Officer, Director250,000——250,000—
Dec 4, 2015 MForm 4 →Dec 8, 4:12 pm ESTTimothy J ConwayChairman, CEO and President, Director100,000——800,000—
Dec 3, 2015 MForm 4 →Dec 4, 4:15 pm ESTPatrick F McAuliffeHead, Leveraged Finance12,500——12,500—
Dec 1, 2015 MForm 4 →Dec 2, 4:27 pm ESTPeter A Schmidt-FellnerChief Investment Officer, Director250,000——0—
Dec 1, 2015 MForm 4 →Dec 2, 4:25 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary40,000——0—
Dec 1, 2015 MForm 4 →Dec 2, 4:23 pm ESTJohn Kirby BrayChief Financial Officer50,000——100,000—
Nov 30, 2015 MForm 4 →Dec 1, 4:03 pm ESTTimothy J ConwayChairman, CEO and President, Director100,000——50,000—
Nov 20, 2015 MForm 4 →Nov 23, 4:08 pm ESTJohn Kirby BrayChief Financial Officer150,000——150,000—
Nov 20, 2015 MForm 4 →Nov 23, 4:07 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary50,000——32,775—
Nov 19, 2015 MForm 4 →Nov 20, 4:13 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary50,000——10,000—
Nov 18, 2015 MForm 4 →Nov 19, 4:20 pm ESTJohn Kirby BrayChief Financial Officer200,000——200,000—
Nov 17, 2015 MForm 4 →Nov 19, 4:19 pm ESTMark R. du FourHead - Leveraged Finance10,000——30,000—
Nov 10, 2015 MForm 4 →Nov 12, 4:16 pm ESTCharles N BralverDirector6,250——0—
May 12, 2015 MForm 4 →May 14, 4:27 pm EDTMaureen OharaDirector313——0—
May 6, 2015 XForm 4 →May 8, 4:15 pm EDTCapital Z Partners III GP, Ltd. +710% Owner5,000——0—
Mar 20, 2015 MForm 4 →Apr 13, 4:17 pm EDTFrank R NoonanDirector25,000——0— late
Feb 10, 2015 MForm 4 →Feb 11, 4:30 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary10,000——0—
Feb 2, 2015 MForm 4 →Feb 4, 3:06 pm ESTJohn J FrishkopfTreasurer, Assistant Secretary10,000——10,000—
Jun 3, 2014 XForm 4 →Apr 14, 2015, 7:28 pm EDTCorsair Capital LLC10% Owner200,174——0— late