SEC Form 5 · accession 0000908662-15-000038
NewStar Financial, Inc. · NEWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick F McAuliffe
Officer — Head, Leveraged Finance
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 17, 2014 | F | 803 | $15.02 | D | 104,894 | D |
Table II — derivative securities
No Table II lines on this filing.