Insider · CIK 0001279778

Harry D Cohen

Files at: CTR, CEM, SCD, EMO. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $544k · 3sales $1.0M · 4net −$467k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 10, 2018 SForm 4/A →	Dec 12, 4:39 pm EST	ClearBridge MLP & Midstream Fund Inc.CEM	58,784	$11.25	$661,520	1,738	−97.1%	plan?
Dec 10, 2018 SForm 4 →	Dec 12, 2:37 pm EST	ClearBridge MLP & Midstream Fund Inc.CEM	58,784	$11.25	$661,520	1,738	−97.1%	plan? amended
Apr 27, 2016 PForm 4 →	Apr 29, 2:04 pm EDT	LMP CAPITAL & INCOME FUND INC.SCD	10,000	$12.63	$126,300	10,000	—	plan?
Dec 7, 2015 PForm 4 →	Dec 9, 5:07 pm EST	ClearBridge Energy MLP Fund Inc.CEM	10,000	$13.97	$139,720	57,479	+21.1%	plan?
Dec 7, 2015 SForm 4 →	Dec 9, 5:04 pm EST	ClearBridge Energy MLP Total Return Fund Inc.CTR	10,000	$11.25	$112,540	0	−100%	plan?
Dec 7, 2015 SForm 4 →	Dec 9, 5:03 pm EST	ClearBridge Energy MLP Opportunity Fund Inc.EMO	1,692	$11.32	$19,150	0	−100%	plan?
Dec 1, 2015 SForm 4 →	Dec 3, 4:50 pm EST	ClearBridge Energy MLP Opportunity Fund Inc.EMO	15,000	$14.51	$217,590	1,259	−92.3%	plan?
Dec 1, 2015 PForm 4 →	Dec 3, 4:49 pm EST	ClearBridge Energy MLP Fund Inc.CEM	15,000	$18.52	$277,800	46,666	+47.4%	plan?
Jun 26, 2012 AForm 4/A →	Dec 13, 2018, 10:48 am EST	ClearBridge MLP & Midstream Total Return Fund Inc.CTR	15,000	$20.00	$300,000	5,000	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.