SEC Form 4 · accession 0000899243-15-009555
ClearBridge Energy Midstream Opportunity Fund Inc. · EMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry D Cohen
Other
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | S | 1,692 | $11.318 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 4,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares previously purchased by Mr. Cohen for the benefit of his son.