SEC Form 4/A · accession 0000914851-18-000266
ClearBridge MLP & Midstream Total Return Fund Inc. · CTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harry D Cohen
Other
Period of report
Jun 26, 2012
Accepted (ET)
Dec 13, 2018 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547341
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 26, 2012 | A | 10,000 | $20.00 | A | 10,000 | D | |
| Common StockF2 | Jun 26, 2012 | A | 5,000 | $20.00 | A | 5,000 | I | Shares purchaed for benefit of Mr. Cohen's son's account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 4 filed on 12/9/15 to report sale of 10,000 shares. Therefore, Mr. Cohen no longer directly owns shares.
- F2These shares of Common Stock are held by account for the benefit of Mr. Cohen's son. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. This account continues to own 5,000 shares.