SEC Form 4/A · accession 0000914851-18-000264
ClearBridge MLP & Midstream Fund Inc. · CEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harry D Cohen
Other
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2018 | S | 58,784 | $11.2534 | D | 1,738 | D | |
| Common StockF2 | holding | — | — | — | 12,481 | I | Children and Grandchildren's accounts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through the Fund's Dividend Reinvestment Plan.
- F2These shares of Common Stock are held by accounts for the benefit of Mr. Cohen's children and grandchildren. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.