Form
4
insider filings, from the source
Buys
Significant
Penny
Sales
Options
Clusters
Screener
Ratios
Learn
/
Insider · CIK 0001195339
Austin A Adams
Files at:
CAZ GP Stakes Growth Fund
,
VISN
,
KEY
,
SE
,
FNFG
,
DNB
.
On EDGAR ↗
Period
1M
3M
6M
1Y
2Y
All data
shares as filed — not split-adjusted
Open-market buys & sales
buys $201k · 2
sales $0 · 0
net $201k
$10k
$10k
$100k
$100k
$1M
$1M
buys
sales
May 2016
Sep 2016
Jan 2017
May 2017
Sep 2017
Jan 2018
May 2018
Reported trades — common stock
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
May 14, 2018
P
Form 4 →
May 16, 4:12 pm EDT
CommScope Holding Company, Inc.
COMM
5,000
$29.90
$149,500
27,858
+21.9%
plan?
May 4, 2018
A
Form 4 →
May 8, 4:17 pm EDT
CommScope Holding Company, Inc.
COMM
5,712
—
—
22,858
—
plan?
May 5, 2017
A
Form 4 →
May 9, 4:16 pm EDT
CommScope Holding Company, Inc.
COMM
4,470
—
—
17,146
—
plan?
Feb 27, 2017
D
Form 4 →
Feb 28, 8:01 pm EST
Spectra Energy Corp.
SE
46,676
—
—
0
—
plan?
Aug 1, 2016
A
Form 4 →
Aug 3, 3:06 pm EDT
KEYCORP /NEW/
KEY
31,013
—
—
31,013
—
plan?
Aug 1, 2016
D
Form 4 →
Aug 2, 2:03 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
37,879
—
—
0
—
plan?
Jul 1, 2016
A
D
Form 4 →
Jul 6, 12:47 pm EDT
Spectra Energy Corp.
SE
6,816
—
—
46,676
—
plan?
May 6, 2016
A
Form 4 →
May 13, 5:20 pm EDT
CommScope Holding Company, Inc.
COMM
4,230
—
—
12,676
—
plan?
late
May 3, 2016
P
Form 4 →
May 3, 4:39 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
5,000
$10.31
$51,550
37,879
+15.2%
plan?
May 2, 2016
A
Form 4 →
May 2, 4:52 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
7,389
—
—
32,879
—
plan?
Oct 1, 2015
A
Form 4 →
Oct 5, 4:10 pm EDT
CommScope Holding Company, Inc.
COMM
2,077
—
—
8,446
—
plan?
Jul 1, 2015
A
D
Form 4 →
Jul 6, 9:37 pm EDT
Spectra Energy Corp.
SE
7,849
—
—
46,676
—
plan?
Apr 30, 2015
A
Form 4 →
Apr 30, 4:55 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
8,361
—
—
25,490
—
plan?
Mar 19, 2015
A
Form 4 →
Mar 19, 4:16 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
2,809
—
—
17,129
—
plan?
Mar 11, 2015
A
Form 4 →
Mar 13, 8:18 pm EDT
DUN & BRADSTREET CORP/NW
DNB
33
$127.21
$4,168
11,142
—
plan?
Reported trades — derivatives (options, RSUs, warrants)
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
May 18, 2017
A
Form 4 →
May 22, 4:26 pm EDT
KEYCORP /NEW/
KEY
6,787
—
—
6,787
—
Feb 27, 2017
D
Form 4 →
Feb 28, 8:01 pm EST
Spectra Energy Corp.
SE
19,208
—
—
0
—
Dec 31, 2016
A
Form 4 →
Jan 3, 2017, 8:00 pm EST
Spectra Energy Corp.
SE
168
—
—
15,436
—
Sep 30, 2016
A
Form 4 →
Oct 3, 4:33 pm EDT
Spectra Energy Corp.
SE
161
—
—
15,268
—
Aug 1, 2016
D
Form 4 →
Aug 2, 2:03 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
776
—
—
0
—
Jul 1, 2016
A
Form 4 →
Jul 6, 12:47 pm EDT
Spectra Energy Corp.
SE
3,408
—
—
15,107
—
Jun 30, 2016
A
Form 4 →
Jul 1, 2:01 pm EDT
Spectra Energy Corp.
SE
188
—
—
11,700
—
May 16, 2016
A
Form 4 →
May 17, 4:01 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
126
—
—
776
—
May 3, 2016
A
Form 4 →
May 3, 4:39 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
—
—
—
650
—
May 2, 2016
A
Form 4 →
May 2, 4:52 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
—
—
—
650
—
Mar 31, 2016
A
Form 4 →
Apr 4, 11:19 am EDT
Spectra Energy Corp.
SE
225
—
—
11,512
—
Feb 16, 2016
A
Form 4 →
Feb 17, 5:53 pm EST
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
137
—
—
650
—
Nov 16, 2015
A
Form 4 →
Nov 17, 6:35 pm EST
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
120
—
—
514
—
Aug 17, 2015
A
Form 4 →
Aug 18, 4:07 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
131
—
—
394
—
Jul 1, 2015
A
Form 4 →
Jul 6, 9:37 pm EDT
Spectra Energy Corp.
SE
3,925
—
—
11,287
—
May 15, 2015
A
Form 4 →
May 15, 4:07 pm EDT
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
139
—
—
263
—
Mar 11, 2015
A
Form 4 →
Mar 13, 8:18 pm EDT
DUN & BRADSTREET CORP/NW
DNB
8
$47.20
$360
2,129
—
Feb 17, 2015
A
Form 4 →
Feb 18, 4:03 pm EST
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
40
—
—
123
—