SEC Form 4 · accession 0001051741-16-000342
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Austin A Adams
Director
Period of report
May 3, 2016
Accepted (ET)
May 3, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | P | 5,000 | $10.31 | A | 37,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Units (deu)F1,F2,F3 | — | May 3, 2016 | A | 0 | A | — | — | Common Stock | 0 | 650 | D |
Explanation of responses
- F1DEUs convert into common stock on a 1-for-1 basis.
- F2DEUs have no exercise price.
- F3DEUs have no expiration date.