SEC Form 4 · accession 0001127602-17-000373
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Austin A Adams
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock DspF1,F2,F3 | — | Dec 31, 2016 | A | 168 | A | — | — | Common Stock | 168 | 15,436 | I |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Payable upon termination of service or occurence of other events as specified in the Directors' Savings Plan, subject to any holding periods required by law.
- F3Expiration date not applicable.