SEC Form 4 · accession 0000899243-15-000672
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Austin A Adams
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 9:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | A | 3,925 | $0.00 | A | 50,601 | D | |
| Common StockF1,F2 | Jul 1, 2015 | D | 3,925 | $0.00 | D | 46,676 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock DspF3,F4,F5 | — | Jul 1, 2015 | A | 3,925 | A | — | — | Common Stock | 3,925 | 11,287 | I |
Explanation of responses
- F1The reporting person deferred receipt of the 3424.6467 shares of common stock into his director saving plan account. As a result, the reporting person is reporting the disposition of the shares into his director savings plan.
- F2Includes shares acquired pursuant to dividend reinvestment.
- F3Converts to Common Stock on a 1-for-1 basis.
- F4Payable upon termination of service or occurence of other events as specified in the Directors' Savings Plan, subject to any holding periods required by law.
- F5Expiration date not applicable.