Insider holders · CIK 0001109546
PACIFIC MERCANTILE BANCORP · PMBC
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Edward John CarpenterDirector | 15,247 | 4,201,278 | 4,216,525 | Feb 21, 2019 · 6:34 pm EST | Form 4 |
| John D FlemmingDirector | 11,480 | 4,201,278 | 4,212,758 | Feb 21, 2019 · 6:34 pm EST | Form 4 |
| James F. DeutschDirector | — | 2,169,208 | 2,169,208 | Nov 28, 2018 · 6:22 pm EST | Form 3 |
| Clinton Special Opportunities Master Fund Ltd.relationship not stated | 885,925 | 1,099,860 | 1,985,785 | Dec 14, 2015 · 8:20 pm EST | Form 4 |
| Clinton Magnolia Master Fund, Ltd.relationship not stated | 885,925 | 1,099,860 | 1,985,785 | Dec 14, 2015 · 8:20 pm EST | Form 4 |
| SBAV GP LLCrelationship not stated | — | 1,339,382 | 1,339,382 | Dec 1, 2015 · 7:05 pm EST | Form 4 |
| SBAV LPrelationship not stated | — | 1,339,382 | 1,339,382 | Dec 1, 2015 · 7:05 pm EST | Form 4 |
| George E. Hallrelationship not stated | — | 1,099,860 | 1,099,860 | Dec 14, 2015 · 8:20 pm EST | Form 4 |
| CLINTON GROUP INCrelationship not stated | — | 1,099,860 | 1,099,860 | Dec 14, 2015 · 8:20 pm EST | Form 4 |
| Robert S. AndersonEVP & Chief Banking Officer | 99,788 | 3,100 | 102,888 | Feb 25, 2019 · 4:05 pm EST | Form 4 |
| Curt Alan ChristianssenEVP & CFO | 87,926 | — | 87,926 | Feb 21, 2019 · 6:33 pm EST | Form 4 |
| Thomas VertinPresident and CEO | 81,375 | — | 81,375 | Feb 21, 2019 · 6:33 pm EST | Form 4 |
| Steven K BusterPresident & CEO | 65,420 | — | 65,420 | Sep 16, 2015 · 8:09 pm EDT | Form 4 |
| John Thomas M.D.Director | 65,248 | — | 65,248 | Mar 14, 2019 · 6:23 pm EDT | Form 4 |
| Clinton Relational Opportunity LLCrelationship not stated | — | 63,462 | 63,462 | Sep 16, 2015 · 4:34 pm EDT | Form 4 |
| Clinton Relational Opportunity Master Fund, L.P.relationship not stated | — | 63,462 | 63,462 | Sep 16, 2015 · 4:34 pm EDT | Form 4 |
| Thomas J. InserraEVP & Chief Credit Officer | 59,254 | 3,000 | 62,254 | Feb 21, 2019 · 6:33 pm EST | Form 4 |
| John W ClarkDirector | 43,900 | — | 43,900 | Feb 26, 2015 · 5:12 pm EST | Form 4 |
| Maxwell SinclairEVP, Chief Compliance Officer | 31,800 | — | 31,800 | Feb 21, 2019 · 6:33 pm EST | Form 4 |
| Bosu RomirDirector | 23,512 | — | 23,512 | Feb 23, 2018 · 8:51 pm EST | Form 4 |
| Stephen P YostDirector | 22,041 | — | 22,041 | Feb 21, 2019 · 6:35 pm EST | Form 4 |
| Kittridge ChamberlainEVP Corporate Finance | 18,891 | — | 18,891 | Dec 13, 2017 · 4:32 pm EST | Form 4 |
| Cindy VerityEVP, Head of Cash Management | 18,565 | — | 18,565 | Feb 25, 2019 · 4:05 pm EST | Form 4 |
| Frank AbrahamEVP, Relationship Banking Head | 13,576 | — | 13,576 | Feb 21, 2019 · 7:06 pm EST | Form 4 |
| Curtis BirkmannCTO | 13,413 | — | 13,413 | Feb 21, 2019 · 9:05 pm EST | Form 4 |
| Denis P KalscheurDirector | 12,511 | — | 12,511 | Feb 21, 2019 · 6:35 pm EST | Form 4 |
| Michael P HoopisDirector | 11,480 | — | 11,480 | Feb 21, 2019 · 6:34 pm EST | Form 4 |
| David J MunioDirector | 9,268 | — | 9,268 | Feb 21, 2019 · 6:35 pm EST | Form 4 |
| Tom WagnerEVP, Corporate Finance | 6,654 | — | 6,654 | Feb 28, 2019 · 8:30 pm EST | Form 4 |
| Nancy A GrayCAO | 6,088 | — | 6,088 | Mar 9, 2018 · 8:41 pm EST | Form 4 |
| Warren T FinleyDirector | 4,630 | — | 4,630 | Apr 25, 2018 · 5:47 pm EDT | Form 4 |
| Charles DowEVP/ Chief Technology Officer | 2,431 | — | 2,431 | Feb 8, 2016 · 5:08 pm EST | Form 4 |
| Howard GouldDirector | 2,212 | — | 2,212 | Feb 23, 2015 · 10:04 am EST | Form 4 |
| Daniel StraussDirector | 2,107 | — | 2,107 | Feb 20, 2015 · 8:15 pm EST | Form 4 |
| Noma BrutonEVP / Chief H.R. Officer | 2,073 | — | 2,073 | Sep 16, 2015 · 8:06 pm EDT | Form 4 |
| Paul W TaylorDirector | 1,829 | — | 1,829 | Mar 6, 2019 · 8:39 pm EST | Form 4 |
| Robert J StevensEVP & CCO | 0 | — | 0 | May 3, 2016 · 8:40 pm EDT | Form 4 |
| Robert E SjogrenChief Operating Officer | 0 | — | 0 | Jun 20, 2016 · 4:48 pm EDT | Form 4 |
| Carpenter Fund Manager GP, LLCrelationship not stated | — | 0 | 0 | Sep 14, 2018 · 5:52 pm EDT | Form 4 |
| Carpenter Community BancFund-A, L.P.relationship not stated | — | 0 | 0 | Sep 14, 2018 · 5:52 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.