SEC Form 4 · accession 0001562180-16-002200
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Stevens
Officer — EVP & CCO
Period of report
Apr 30, 2016
Accepted (ET)
May 3, 2016 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2016 | D | 2,679 | $0.00 | D | 0 | D | |
| Common Stock | Apr 30, 2016 | D | 8,333 | $0.00 | D | 0 | D | |
| Common Stock | Apr 30, 2016 | D | 3,102 | $0.00 | D | 0 | D | |
| Common Stock | May 3, 2016 | M | 2,487 | $7.09 | A | 0 | D | |
| Common Stock | May 3, 2016 | S | 5,959 | $7.4595 | D | 0 | D | |
| Common Stock | May 3, 2016 | S | 2,487 | $7.4598 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $7.09 | May 3, 2016 | M | 2,487 | D | — | Mar 6, 2025 | Common Stock | 2,487 | 0 | D |
Explanation of responses
- F13 Years Annually beginning on 06-Mar-2015