SEC Form 4 · accession 0001562180-16-001535
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Dow
Officer — EVP/ Chief Technology Officer
Period of report
Feb 2, 2016
Accepted (ET)
Feb 8, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 2,000 | $3.48 | A | 2,000 | D | |
| Common StockF1 | Feb 2, 2016 | S | 1,027 | $7.0562 | D | 973 | D | |
| Common Stock | Feb 4, 2016 | M | 3,000 | $3.48 | A | 3,973 | D | |
| Common StockF2 | Feb 4, 2016 | S | 1,542 | $7.0101 | D | 2,431 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $7.05 USD to $7.0651 USD; the price reported above reflects the weighted average sale price.
- F2This transaction was executed in multiple trades at prices ranging from $7.01 USD to $7.0101 USD; the price reported above reflects the weighted average sale price.