SEC Form 4 · accession 0001562180-18-001595
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy A Gray
Officer — CAO
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 7,000 | $3.48 | A | 13,088 | D | |
| Common Stock | Mar 8, 2018 | S | 7,000 | $9.10 | D | 6,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $3.48 | Mar 8, 2018 | M | 7,000 | D | — | Oct 28, 2018 | Common Stock | 7,000 | 28,003 | D |
Explanation of responses
- F15 Years Annually beginning on 28-Oct-2009.