Insider holders · CIK 0001100397
Advaxis, Inc. · ADXS
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Phillip Gross10% Owner | — | 4,100,043 | 4,100,043 | Oct 12, 2017 · 3:53 pm EDT | Form 4 |
| Robert Atchinson10% Owner | — | 4,100,043 | 4,100,043 | Oct 12, 2017 · 3:53 pm EDT | Form 4 |
| Adage Capital Advisors, L.L.C.10% Owner | — | 4,100,043 | 4,100,043 | Oct 12, 2017 · 3:53 pm EDT | Form 4 |
| ADAGE CAPITAL PARTNERS GP, L.L.C.10% Owner | — | 4,100,043 | 4,100,043 | Oct 12, 2017 · 3:53 pm EDT | Form 4 |
| Adage Capital Partners, L.P.10% Owner | — | 4,100,043 | 4,100,043 | Oct 12, 2017 · 3:53 pm EDT | Form 4 |
| Daniel O'ConnorChief Executive Officer | 618,352 | — | 618,352 | Jul 3, 2017 · 4:30 pm EDT | Form 4 |
| James P PattonDirector | 286,749 | — | 286,749 | Jun 27, 2018 · 5:15 pm EDT | Form 4 |
| Roni AppelDirector | 123,810 | 157,143 | 280,953 | Sep 13, 2018 · 4:30 pm EDT | Form 4 |
| Kenneth A BerlinPresident & CEO | 265,000 | — | 265,000 | Jun 13, 2018 · 7:29 pm EDT | Form 4 |
| Robert PetitChief Scientific Officer | 231,206 | — | 231,206 | Nov 7, 2018 · 5:00 pm EST | Form 4 |
| Sara BonsteinChief Financial Officer | 226,670 | — | 226,670 | Apr 3, 2018 · 4:30 pm EDT | Form 4 |
| David J MauroChief Medical Officer | 166,271 | — | 166,271 | Jan 4, 2016 · 4:30 pm EST | Form 4 |
| David SidranskyDirector | 110,355 | — | 110,355 | Jun 27, 2018 · 5:15 pm EDT | Form 4 |
| Gregory T. MayesDirector | 103,841 | — | 103,841 | Jan 3, 2017 · 5:28 pm EST | Form 4 |
| Anthony A LombardoInterim CEO | 81,852 | — | 81,852 | Apr 18, 2018 · 4:30 pm EDT | Form 4 |
| Christy Lee FrenchVP-Regulatory, Medical Affairs | 71,938 | — | 71,938 | Jan 2, 2015 · 4:34 pm EST | Form 4 |
| Thomas J McKearnDirector | 69,804 | — | 69,804 | Dec 21, 2016 · 5:30 pm EST | Form 4 |
| Samir N KhleifDirector | 69,587 | — | 69,587 | Nov 6, 2015 · 6:01 pm EST | Form 4 |
| Richard J BermanDirector | 55,669 | — | 55,669 | Jun 27, 2018 · 5:15 pm EDT | Form 4 |
| Thomas J RidgeDirector | 24,306 | — | 24,306 | Mar 4, 2016 · 9:00 am EST | Form 4 |
| Molly HendersonExecutive Vice President & CFO | 5,000 | — | 5,000 | Jun 13, 2018 · 6:37 pm EDT | Form 4 |
| Andres GutierrezExec VP, Chief Medical Officer | 0 | — | 0 | Apr 25, 2018 · 4:30 pm EDT | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.