SEC Form 4 · accession 0001493152-16-007819
Advaxis, Inc. · ADXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Ridge
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 9:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | A | 5,000 | $7.35 | A | 24,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a voluntary at market stock purchase by the reporting person on the open market.